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HomeMy WebLinkAbout04/02/2013 09 Cascade Mill Site Geotechnical and Environmental Analysis Agreement with Landau AssociatesBUSINESS OF THE CITY COUNCIL YAKIMA, WASHINGTON AGENDA STATEMENT Item No. For Meeting of: April 2, 2013 ITEM TITLE: Resolution authorizing Professional Services Contract with Landau Associates not to exceed $220,700 to prepare Environmental and Geotechnical Report related to the Cascade Mill Site Project SUBMITTED BY: Joan Davenport, Strategic Project Manager Jeff Cutter, City Attorney CONTACT Joan Davenport, 576 -6417 PERSONITELEPHONE: SUMMARY EXPLANATION: Redevelopment of the Cascade Mill Site is one of the City Council Economic Development priorities. The City of Yakima requested written proposals from professional firms to conduct environmental and geotechnical analysis of the former Boise Cascade Mill site and preparation of a report that details potential clean -up and remediation actions. This site is included in the Local Infrastructure Financing Tool (LIFT) Redevelopment Area. The cost of this study is eligible for LIFT funding. This study will include.Phase 1 Due Diligence Research for the entire mill property (both north and south of the railroad tracks), as well as Phase 2 Geotechnical and Environmental Report for the mill site property essentially south of the railroad tracks, excluding the former municipal landfill property. A supplemental contract, budget and scope of work will be submitted to the City Council in the future to cover additional Phase 2 Geotechnical and Environmental Analysis of the area north of the railroad within the mill site. Resolution X Ordinance Other (specify) Contract: X Mail to: Contract Term: Amount: $220,700 Expiration Date: Insurance Required? Yes Funding Yakima Revenue Development Area - Phone: Source: Service Unit 322 APPROVED FOR City Manager SUBMITTAL: STAFF RECOMMENDATION: Adopt the resolution that authorizes Professional Services Agreement with Landau Associates BOARD/COMMISSION RECOMMENDATION: Click to download U Landau Resolution U mill site agreement 71 Exhibit A mill site RESOLUTION NO. R -2013- A RESOLUTION authorizing the City Manager to execute a Professional Services Agreement with Landau Associates not to exceed $220,700 to prepare a Geotechnical and Environmental Analysis report for the Cascade Mill Project site, WHEREAS, the Yakima City Council has established that redevelopment of the former Boise Cascade mill (now referred to as the Cascade Mill Project site) is an Economic Development priority; and WHEREAS, due to the presence and activities of the sawmill and lumber mill operations for over 100 years, the Cascade Mill site property may contain hazardous substances or petroleum products which may require mitigation and remediation in order to redevelop the property into a mixed use retail, office, entertainment and light industrial area; and WHEREAS, the City of Yakima may desire to purchase some or all of the mill site in the future in order to facilitate clean -up activities, construction of streets, utilities and storm drainage, as well as new development, and therefore, analysis of the environmental condition of the property and identification of necessary mitigation measures is crucial to any new development, and WHEREAS, the City of Yakima followed the procedures established by the State of Washington to select a professional engineering firm using the Municipal Research and Service Center Professional Services Roster process for the identification of the preferred firm to prepare the report. Landau Associates submitted a Contractor Qualification Statement and was interviewed, then recommended by the Selection Committee and the property owners to be the preferred firm to prepare the Geotechnical and Environmental Analysis report for the Cascade Mill Project site, and WHEREAS, the Scope of Work and Budget included in this Professional Services Agreement meet the needs and requirements of the City of Yakima for this project which consists of Phase 1 Due Diligence research for the entire mill property (both north and south of the railroad tracks) and a Phase 2 Geotechnical and Environmental Report for the property essentially south of the railroad tracks, excluding the former municipal landfill property. A supplemental contract and scope of work will be submitted in the future to cover the land north of the railroad tracks within the mill site; therefore BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF YAKIMA: The City Manager is hereby authorized to execute the Professional Services Agreement with Landau Associates attached hereto and incorporated herein by this reference not to exceed Two Hundred Twenty Thousand, Seven Hundred dollars ($220,700) to provide the Professional Services as described in the Agreement, now, therefore, ADOPTED BY THE CITY COUNCIL this 2nd day of April, 2013. ATTEST: Sonya Claar -Tee, City Clerk Micah Cawley, Mayor Local Agency Consultant/Address/Telephone Standard Consultant Landau Associates Agreement 130 2nd Avenue South Edmonds, WA 98020 [� Architectural /Engineering Agreement 425 - 778 -0907 Personal Services Agreement Agreement Number Project Title And Work Description Federal Aid Number Yakima (Cascade) Mill Site Project Environmental and Geotechnical Services Agreement Type (Choose one) ❑ Lump Sum Lump Sum Amount $ [� Cost Plus Fixed Fee Overhead Progress Payment Rate % DBE Participation Overhead Cost Method ❑ Actual Cost ❑ Yes ® No % Federal ID Number or Social Security Number 911273329 ❑ Actual Cost Not To Exceed % [ Fixed Overhead Rate 187.70 % Do you require a 1099 for IRS? Completion Date Fixed Fee $ ❑ Yes ® No 12/31/14 Total Amount Authorized $ $225,000.00 ❑ Specific Rates Of Pay ❑ Negotiated Hourly Rate El Provisional Hourly Rate Management Reserve Fund $ ❑ Cost Per Unit of Work Maximum Amount Payable $ Index of Exhibits (Check all that apply): ® Exhibit A -1 Scope of Work ❑ Exhibit A -2 Task Order Agreement ❑ Exhibit B -1 DBE Utilization Certification ❑ Exhibit C Electronic Exchange of Data ❑ Exhibit D -1 Payment -Lump Sum ElExhibit D -2 Payment - Cost Plus ❑ Exhibit D -3 Payment - Hourly Rate ❑ Exhibit D -4 Payment - Provisional rA Exhibit E -1 Fee - Lump/Fixed /Unit ❑ Exhibit E -2 Fee - Specific Rates [� Exhibit F Overhead Cost ❑ Exhibit G Subcontracted Work ❑ Exhibit G -1 Subconsultant Fee THIS AGREEMENT, made and entered into this ❑ Exhibit G -2 Fee -Sub Specific Rates ❑ Exhibit G -3 Sub Overhead Cost ® Exhibit H Title VI Assurances Exhibit I Payment Upon Termination of Agreement ® Exhibit J Alleged Consultant Design Error Procedures ® Exhibit K Consultant Claim Procedures ❑ Exhibit L Liability Insurance Increase ® Exhibit M -1 a Consultant Certification ® Exhibit M -lb Agency Official Certification ® Exhibit M -2 Certification - Primary ❑ Exhibit M -3 Lobbying Certification ❑ Exhibit M -4 Pricing Data Certification ❑ App. 31.910 Supplemental Signature Page day of between the Local Agency of City of Yakima , Washington, hereinafter called the "AGENCY" and the above organization hereinafter called the "CONSULTANT ". DOT Form 140 -089 EF Page 1 of 8 Revised 3/2008 WITNESSETH THAT: WHEREAS, the AGENCY desires to accomplish the above referenced project, and WHEREAS, the AGENCY does not have sufficient staff to meet the required commitment and therefore deems it advisable and desirable to engage the assistance of a CONSULTANT to provide the necessary services for the PROJECT; and WHEREAS, the CONSULTANT represents that he /she is in compliance with the Washington State Statutes relating to professional registration, if applicable, and has signified a willingness to furnish Consulting services to the AGENCY, NOW THEREFORE, in consideration of the terms, conditions, covenants and performance contained herein, or attached and incorporated and made a part hereof, the parties hereto agree as follows: I General Description of Work The work under this AGREEMENT shall consist of the above described work and services as herein defined and necessary to accomplish the completed work for this PROJECT. The CONSULTANT shall furnish all services, labor, and related equipment necessary to conduct and complete the work as designated elsewhere in this AGREEMENT. II Scope of Work The Scope of Work and projected level of effort required for this PROJECT is detailed in Exhibit "A" attached hereto and by this reference made a part of this AGREEMENT. III General Requirements All aspects of coordination of the work of this AGREEMENT with outside agencies, groups, or individuals shall receive advance approval by the AGENCY. Necessary contacts and meetings with agencies, groups, and/or individuals shall be coordinated through the AGENCY. The CONSULTANT shall attend coordination, progress and presentation meetings with the AGENCY and/or such Federal, State, Community, City or County officials, groups or individuals as may be requested by the AGENCY. The AGENCY will provide the CONSULTANT sufficient notice prior to meetings requiring CONSULTANT participation. The minimum required hours or days notice shall be agreed to between the AGENCY and the CONSULTANT and shown in Exhibit "A." The CONSULTANT shall prepare a monthly progress report, in a form approved by the AGENCY, which will outline in written and graphical form the various phases and the order of performance of the work in sufficient detail so that the progress of the work can easily be evaluated. The CONSULTANT, and each SUBCONSULTANT, shall not discriminate on the basis of race, color, national origin, or sex in the performance of this contract. The CONSULTANT, and each SUBCONSULTANT, shall carry out applicable requirements of 49 CFR Part 26 in the award and administration of USDOT- assisted contracts. Failure by the CONSULTANT to carry out these requirements is a material breach of this AGREEMENT that may result in the termination of this AGREEMENT. Participation for Disadvantaged Business Enterprises (DBE), if required, per 49 CFR Part 26, or participation of Minority Business Enterprises (MBE), and Women Business Enterprises (WBE), shall be shown on the heading of this AGREEMENT. If D /M /WBE firms are utilized, the amounts authorized to each firm and their certification number will be shown on Exhibit `B" attached hereto and by this reference made a part of this AGREEMENT. If the Prime CONSULTANT is a DBE firm they must comply with the Commercial Useful Function (CUF) regulation outlined in the AGENCY'S "DBE Program Participation Plan'. The mandatory DBE participation goals of the AGREEMENT are those established by the WSDOT' S Highway and Local Programs Project Development Engineer in consultation with the AGENCY. All Reports, PS &E materials, and other data furnished to the CONSULTANT by the AGENCY shall be returned. All electronic files, prepared by the CONSULTANT, must meet the requirements as outlined in Exhibit "C." All designs, drawings, specifications, documents, and other work products, including all electronic files, prepared by the CONSULTANT prior to completion or termination of this AGREEMENT are instruments of service for this PROJECT, and are the property of the AGENCY. Reuse by the AGENCY or by others, acting through or on behalf of the AGENCY of any such instruments of service, not occurring as a part of this PROJECT, shall be without liability or legal exposure to the CONSULTANT. Page 2 of 8 IV Time for Beginning and Completion The CONSULTANT shall not begin any work under the terms of this AGREEMENT until authorized in writing by the AGENCY. All work under this AGREEMENT shall be completed by the date shown in the heading of this AGREEMENT under completion date. The established completion time shall not be extended because of any delays attributable to the CONSULTANT, but may be extended by the AGENCY in the event of a delay attributable to the AGENCY, or because of unavoidable delays caused by an act of GOD or governmental actions or other conditions beyond the control of the CONSULTANT. A prior supplemental agreement issued by the AGENCY is required to extend the established completion time. V Payment Provisions The CONSULTANT shall be paid by the AGENCY for completed work and services rendered under this AGREEMENT as provided in Exhibit "D" attached hereto, and by reference made part of this AGREEMENT. Such payment shall be full compensation for work performed or services rendered and for all labor, materials, supplies, equipment, and incidentals necessary to complete the work. The CONSULTANT shall conform to all applicable portions of 48 CFR Part 31. A post audit may be performed on this AGREEMENT. The need for a post audit will be determined by the State Auditor, WSDOT External Audit Office and/or at the request of the AGENCY'S PROJECT Manager. VI Sub - Contracting The AGENCY permits sub - contracts for those items of work as shown in Exhibit "G" attached hereto and by this reference made part of this AGREEMENT. Compensation for this sub - consultant work shall be based on the cost factors shown on Exhibit "G." The work of the sub - consultant shall not exceed its maximum amount payable unless a prior written approval has been issued by the AGENCY. All reimbursable direct labor, overhead, direct non - salary costs and fixed fee costs for the sub - consultant shall be substantiated in the same manner as outlined in Section V. All sub - contracts shall contain all applicable provisions of this AGREEMENT. With respect to sub - consultant payment, the CONSULTANT shall comply with all applicable sections of the Prompt Payment laws as set forth in RCW 39.04.250 and RCW 39.76.011. The CONSULTANT shall not sub - contract for the performance of any work under this AGREEMENT without prior written permission of the AGENCY. No permission for sub - contracting shall create, between the AGENCY and sub- contractor, any contract or any other relationship. A DBE certified sub - consultant is required to perform a minimum amount of their sub - contracted agreement that is established by the W SDOT Highways and Local Programs Project Development Engineer in consultation with the AGENCY. VII Employment The CONSULTANT warrants that they have not employed or retained any company or person, other than a bona fide employee working solely for the CONSULTANT, to solicit or secure this contract, and that it has not paid or agreed to pay any company or person, other than a bona fide employee working solely for the CONSULTANT, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or making of this contract. For breach or violation of this warrant, the AGENCY shall have the right to annul this AGREEMENT without liability or, in its discretion, to deduct from the AGREEMENT price or consideration or otherwise recover the full amount of such fee, commission percentage, brokerage fee, gift, or contingent fee. Any and all employees of the CONSULTANT or other persons while engaged in the performance of any work or services required of the CONSULTANT under this AGREEMENT, shall be considered employees of the CONSULTANT only and not of the AGENCY, and any and all claims that may arise under any Workmen's Compensation Act on behalf of said employees or other persons while so engaged, and any and all claims made by a Page 3 of 8 third parry as a consequence of any act or omission on the part of the CONSULTANT'S employees or other persons while so engaged on any of the work or services provided to be rendered herein, shall be the sole obligation and responsibility of the CONSULTANT. The CONSULTANT shall not engage, on a full- or part-time basis, or other basis, during the period of the contract, any professional or technical personnel who are, or have been, at any time during the period of the contract, in the employ of the United States Department of Transportation, or the STATE, or the AGENCY, except regularly retired employees, without written consent of the public employer of such person. VIII Nondiscrimination During the performance of this contract, the CONSULTANT, for itself, its assignees, and successors in interest agrees to comply with the following laws and regulations: Title VI of the Civil Rights Act of 1964 (42 USC Chapter 21 Subchapter V Section 2000d through 2000d -4a) Federal -aid Highway Act of 1973 (23 USC Chapter 3 Section 324) Rehabilitation Act of 1973 (29 USC Chapter 16 Subchapter V Section 794) Age Discrimination Act of 1975 (42 USC Chapter 76 Section 6101 et seq.) Civil Rights Restoration Act of 1987 (Public Law 100 -259) American with Disabilities Act of 1990 (42 USC Chapter 126 Section 12101 et. seq.) 49 CFR Part 21 23 CFR Part 200 RCW 49.60.180 In relation to Title VI of the Civil Rights Act of 1964, the CONSULTANT is bound by the provisions of Exhibit "H" attached hereto and by this reference made part of this AGREEMENT, and shall include the attached Exhibit "H" in every sub - contract, including procurement of materials and leases of equipment, unless exempt by the Regulations or directives issued pursuant thereto. IX Termination of Agreement The right is reserved by the AGENCY to terminate this AGREEMENT at any time upon ten (10) days written notice to the CONSULTANT. In the event this AGREEMENT is terminated by the AGENCY other than for default on the part of the CONSULTANT, a final payment shall be made to the CONSULTANT as shown in Exhibit "I" for the type of AGREEMENT used. No payment shall be made for any work completed after ten (10) days following receipt by the CONSULTANT of the Notice to Terminate. If the accumulated payment made to the CONSULTANT prior to Notice of Termination exceeds the total amount that would be due when computed as set forth herein above, then no final payment shall be due and the CONSULTANT shall immediately reimburse the AGENCY for any excess paid. If the services of the CONSULTANT are terminated by the AGENCY for default on the part of the CONSULTANT, the above formula for payment shall not apply. Page 4 of 8 In such an event, the amount to be paid shall be determined by the AGENCY with consideration given to the actual costs incurred by the CONSULTANT in performing the work to the date of termination, the amount of work originally required which was satisfactorily completed to date of termination, whether that work is in a form or a type which is usable to the AGENCY at the time of termination, the cost to the AGENCY of employing another firm to complete the work required and the time which may be required to do so, and other factors which affect the value to the AGENCY of the work performed at the time of termination. Under no circumstances shall payment made under this subsection exceed the amount, which would have been made using the formula set forth above. If it is determined for any reason that the CONSULTANT was not in default or that the CONSULTANT'S failure to perform is without the CONSULTANT'S or it's employee's default or negligence, the termination shall be deemed to be a termination for the convenience of the AGENCY. In such an event, the CONSULTANT would be reimbursed for actual costs in accordance with the termination for other than default clauses listed previously. In the event of the death of any member, partner or officer of the CONSULTANT or any of its supervisory personnel assigned to the PROJECT, or dissolution of the partnership, termination of the corporation, or disaffiliation of the principally involved employee, the surviving members of the CONSULTANT hereby agree to complete the work under the terms of this AGREEMENT, if requested to do so by the AGENCY. This subsection shall not be a bar to renegotiation of the AGREEMENT between the surviving members of the CONSULTANT and the AGENCY, if the AGENCY so chooses. In the event of the death of any of the parties listed in the previous paragraph, should the surviving members of the CONSULTANT, with the AGENCY'S concurrence, desire to terminate this AGREEMENT, payment shall be made as set forth in the second paragraph of this section. Payment for any part of the work by the AGENCY shall not constitute a waiver by the AGENCY of any remedies of any type it may have against the CONSULTANT for any breach of this AGREEMENT by the CONSULTANT, or for failure of the CONSULTANT to perform work required of it by the AGENCY. Forbearance of any rights under the AGREEMENT will not constitute waiver of entitlement to exercise those rights with respect to any future act or omission by the CONSULTANT. X Changes of Work The CONSULTANT shall make such changes and revisions in the complete work of this AGREEMENT as necessary to correct errors appearing therein, when required to do so by the AGENCY, without additional compensation thereof. Should the AGENCY find it desirable for its own purposes to have previously satisfactorily completed work or parts thereof changed or revised, the CONSULTANT shall make such revisions as directed by the AGENCY. This work shall be considered as Extra Work and will be paid for as herein provided under Section XIV. XI Disputes Any dispute concerning questions of fact in connection with the work not disposed of by AGREEMENT between the CONSULTANT and the AGENCY shall be referred for determination to the Director of Public Works or AGENCY Engineer, whose decision in the matter shall be final and binding on the parties of this AGREEMENT; provided, however, that if an action is brought challenging the Director of Public Works or AGENCY Engineer's decision, that decision shall be subject to de novo judicial review. If the parties to this AGREEMENT mutually agree, disputes concerning alleged design errors will be conducted under the procedures found in Exhibit "J ", and disputes concerning claims will be conducted under the procedures found in Exhibit "K ". XII Venue, Applicable Law, and Personal Jurisdiction In the event that either party deems it necessary to institute legal action or proceedings to enforce any right or obligation under this AGREEMENT, the parties hereto agree that any such action shall be initiated in the Superior court of the State of Washington, situated in the county in which the AGENCY is located. The parties hereto agree that all questions shall be resolved by application of Washington law and that the parties to such action shall have the right of appeal from such decisions of the Superior court in accordance with the laws of the State of Washington. The CONSULTANT hereby consents to the personal jurisdiction of the Superior court of the State of Washington, situated in the county in which the AGENCY is located. Page 5 of 8 XIII Legal Relations The CONSULTANT shall comply with all Federal, State, and local laws and ordinances applicable to the work to be done under this AGREEMENT. This contract shall be interpreted and construed in accordance with the laws of the State of Washington. The CONSULTANT shall indemnify and hold the AGENCY and the STATE and its officers and employees harmless from and shall process and defend at its own expense all claims, demands, or suits at law or equity arising in whole or in part from the CONSULTANT'S negligence or breach of any of its obligations under this AGREEMENT; provided that nothing herein shall require a CONSULTANT to indemnify the AGENCY or the STATE against and hold harmless the AGENCY or the STATE from claims, demands or suits based solely upon the conduct of the AGENCY or the STATE, their agents, officers and employees; and provided further that if the claims or suits are caused by or result from the concurrent negligence of (a) the CONSULTANT'S agents or employees, and (b) the AGENCY or the STATE, their agents, officers and employees, this indemnity provision with respect to (1) claims or suits based upon such negligence (2) the costs to the AGENCY or the STATE of defending such claims and suits shall be valid and enforceable only to the extent of the CONSULTANT'S negligence or the negligence of the CONSULTANT'S agents or employees. The CONSULTANT'S relation to the AGENCY shall be at all times as an independent contractor. The CONSULTANT shall comply with all applicable sections of the applicable Ethics laws, including RCW 42.23, which is the Code of Ethics for regulating contract interest by municipal officers. The CONSULTANT specifically assumes potential liability for actions brought by the CONSULTANT'S own employees against the AGENCY and, solely for the purpose of this indemnification and defense, the CONSULTANT specifically waives any immunity under the state industrial insurance law, Title 51 RCW. Unless otherwise specified in the AGREEMENT, the AGENCY shall be responsible for administration of construction contracts, if any, on the PROJECT. Subject to the processing of a new sole source, or an acceptable supplemental agreement, the CONSULTANT shall provide On -Call assistance to the AGENCY during contract administration. By providing such assistance, the CONSULTANT shall assume no responsibility for: proper construction techniques, job site safety, or any construction contractor's failure to perform its work in accordance with the contract documents. The CONSULTANT shall obtain and keep in force during the terms of the AGREEMENT, or as otherwise required, the following insurance with companies or through sources approved by the State Insurance Commissioner pursuant to Title 48 RCW. Insurance Coverage A. Worker's compensation and employer's liability insurance as required by the STATE. B. Commercial general liability and property damage insurance in an aggregate amount not less than two million dollars ($2,000,000) for bodily injury, including death and property damage. The per occurrence amount shall not exceed one million dollars ($1,000,000). C. Vehicle liability insurance for any automobile used in an amount not less than a one million dollar ($1,000,000) combined single limit. Excepting the Worker's Compensation Insurance and any Professional Liability Insurance secured by the CONSULTANT, the AGENCY will be named on all policies as an additional insured. The CONSULTANT shall furnish the AGENCY with verification of insurance and endorsements required by the AGREEMENT. The AGENCY reserves the right to require complete, certified copies of all required insurance policies at any time. All insurance shall be obtained from an insurance company authorized to do business in the State of Washington. The CONSULTANT shall submit a verification of insurance as outlined above within fourteen (14) days of the execution of this AGREEMENT to the AGENCY. No cancellation of the foregoing policies shall be effective without thirty (30) days prior notice to the AGENCY. The CONSULTANT'S professional liability to the AGENCY shall be limited to the amount payable under this AGREEMENT or one million ($1,000,000) dollars, whichever is the greater, unless modified by Exhibit "L ". In no case shall the CONSULTANT'S professional liability to third parties be limited in any way. Page 6 of 8 The AGENCY will pay no progress payments under Section V until the CONSULTANT has fully complied with this section. This remedy is not exclusive; and the AGENCY and the STATE may take such other action as is available to it under other provisions of this AGREEMENT, or otherwise in law. XIV Extra Work A. The AGENCY may at any time, by written order, make changes within the general scope of the AGREEMENT in the services to be performed. B. If any such change causes an increase or decrease in the estimated cost of, or the time required for, performance of any part of the work under this AGREEMENT, whether or not changed by the order, or otherwise affects any other terms and conditions of the AGREEMENT, the AGENCY shall make an equitable adjustment in the (1) maximum amount payable; (2) delivery or completion schedule, or both; and (3) other affected terms and shall modify the AGREEMENT accordingly. C. The CONSULTANT must submit any "request for equitable adjustment', hereafter referred to as "CLAIM", under this clause within thirty (30) days from the date of receipt of the written order. However, if the AGENCY decides that the facts justify it, the AGENCY may receive and act upon a CLAIM submitted before final payment of the AGREEMENT. D. Failure to agree to any adjustment shall be a dispute under the Disputes clause. However, nothing in this clause shall excuse the CONSULTANT from proceeding with the AGREEMENT as changed. E. Notwithstanding the terms and conditions of paragraphs (A) and (B) above, the maximum amount payable for this AGREEMENT, shall not be increased or considered to be increased except by specific written supplement to this AGREEMENT. XV Endorsement of Plans If applicable, the CONSULTANT shall place their endorsement on all plans, estimates, or any other engineering data furnished by them. XVI Federal and State Review The Federal Highway Administration and the Washington State Department of Transportation shall have the right to participate in the review or examination of the work in progress. XVII Certification of the Consultant and the Agency Attached hereto as Exhibit "M -1(a and b)" are the Certifications of the CONSULTANT and the AGENCY, Exhibit "M -2" Certification Regarding Debarment, Suspension and Other Responsibility Matters - Primary Covered Transactions, Exhibit "M-3" Certification Regarding the Restrictions of the Use of Federal Funds for Lobbying and Exhibit "M -4" Certificate of Current Cost or Pricing Data. Exhibit "M-3" is required only in AGREEMENTS over $100,000 and Exhibit "M -4" is required only in AGREEMENTS over $500,000. XVIII Complete Agreement This document and referenced attachments contain all covenants, stipulations, and provisions agreed upon by the parties. No agent, or representative of either party has authority to make, and the parties shall not be bound by or be liable for, any statement, representation, promise or agreement not set forth herein. No changes, amendments, or modifications of the terms hereof shall be valid unless reduced to writing and signed by the parties as an amendment to this AGREEMENT. XIX Execution and Acceptance This AGREEMENT may be simultaneously executed in several counterparts, each of which shall be deemed to be an original having identical legal effect. The CONSULTANT does hereby ratify and adopt all statements, representations, warranties, covenants, and agreements contained in the proposal, and the supporting material submitted by the CONSULTANT, and does hereby accept the AGREEMENT and agrees to all of the terms and conditions thereof. Page 7 of 8 In witness whereof, the parties hereto have executed this AGREEMENT as of the day and year shown in the "Execution Date" box on page one (1) of this AGREEMENT. By C)O-� z By Consultant Landau Associates Agency DOT Form 140 -089 EF Revised 3/2008 Page 8 of 8 Exhibit D -2 Payment (Cost Plus a Fixed Fee) The CONSULTANT shall be paid by the AGENCY for completed work and services rendered under this AGREEMENT as provided hereinafter. Such payment shall be full compensation for work performed or services rendered and for all labor, materials, supplies, equipment, and incidentals necessary to complete the work specified in Section II, "Scope of Work." The CONSULTANT shall conform to all applicable portions of 48 CFR Part 31. A. Actual Costs: Payment for all consulting services for this PROJECT shall be on the basis of the CONSULTANT'S actual cost plus a fixed fee. The actual cost shall include direct salary cost, overhead, direct non - salary costs, and fixed fee. 1. Direct Salary Costs: The Direct Salary Cost is the direct salary paid to principals, professional, technical, and clerical personnel for the time they are productively engaged in work necessary to fulfill the terms of this AGREEMENT. The CONSULTANT shall maintain support data to verify the direct salary costs billed to the AGENCY. 2. Overhead Costs: Overhead Costs are those costs other than direct costs, which are included as such on the books of the CONSULTANT in the normal everyday keeping of its books. Progress payments shall be made at the rate shown in the heading of this AGREEMENT under "Overhead Progress Payment Rate." Total overhead payment shall be based on the method shown in the heading of the AGREEMENT. The two options are explained as follows: a. Fixed Rate: If this method is indicated in the heading of the AGREEMENT the AGENCY agrees to reimburse the CONSULTANT for overhead at the percentage rate shown. This rate shall not change during the life of the AGREEMENT. b. Actual Cost: If this method is indicated in the heading of the AGREEMENT the AGENCY agrees to reimburse the CONSULTANT the actual overhead costs verified by audit, up to the Maximum Total Amount Payable, authorized under this AGREEMENT, when accumulated with all other Actual Costs. A summary of the CONSULTANTS cost estimate and the overhead computation is shown in Exhibit "E" attached hereto and by this reference made part of this AGREEMENT. When an Actual Cost method is used, the CONSULTANT (prime and all sub - consultants) will submit to the AGENCY within six (6) months after the end of each firm's fiscal year, an overhead schedule in the format required by the AGENCY (cost category, dollar expenditures, etc.) for the purpose of adjusting the overhead rate for billing purposes. It shall be used for the computation of progress payments during the following year and for retroactively adjusting the previous year's overhead cost to reflect the actual rate. DOT Form 140 -089 EF Exhibit D -2 Revised 6/08 Failure to supply this information by either the prime CONSULTANT or any of their sub - consultants shall cause the AGENCY to withhold payment of the billed overhead costs until such time as the required information is received and an overhead rate for billing purposes is approved. The AGENCY, STATE and /or the Federal Government may perform an audit of the CONSULTANT'S books and records at any time during regular business hours to determine the actual overhead rate, if they so desire. Direct Non - Salary Costs: Direct Non - Salary Costs will be reimbursed at the Actual Cost to the CONSULTANT. These charges may include, but are not limited to, the following items: travel, printing, long distance telephone, supplies, computer charges and sub- consultant costs. a. Air or train travel will be reimbursed only to economy class levels unless otherwise approved by the AGENCY. The CONSULTANT shall comply with the rules and regulations regarding travel costs (excluding air, train, and rental car costs) in accordance with the AGENCY'S Travel Rules and Procedures. However, air, train, and rental car costs shall be reimbursed in accordance with 48 CFR Part 31.205 -46 "Travel Cost b. The billing for Direct Non - Salary Costs shall include an itemized listing of the charges directly identifiable wh the PROJECT. c. The CONSULTANT shall maintain the original supporting documents in their office. Copies of the original supporting documents shall be supplied to the AGENCY upon request. d. All above charges must be necessary for the services provided under this AGREEMENT. Fixed Fee: The Fixed Fee, which represents the CONSULTANT'S profit, is shown in the heading of this AGREEMENT under Fixed Fee. This amount does not include any additional Fixed Fee, which could be authorized from the Management Reserve Fund. This fee is based on the Scope of Work defined in this AGREEMENT and the estimated person - hours required to perform the stated Scope of Work. In the event the CONSULTANT enters into a supplemental AGREEMENT for additional work, the supplemental AGREEMENT may include provisions for the added costs and an appropriate additional fee. The Fixed Fee will be prorated and paid monthly in proportion to the percentage of work completed by the CONSULTANT and reported in the Monthly Progress Reports accompanying the billings. Any portion of the Fixed Fee earned but not previously paid in the progress payments will be covered in the final payment, subject to the provisions of Section IX entitled "Termination of Agreement." Management Reserve Fund: The AGENCY may desire to establish a Management Reserve Fund to provide the Agreement Administrator with the flexibility to authorize additional funds to the AGREEMENT for allowable unforeseen costs, or reimbursing the CONSULTANT for additional work beyond that already defined in this AGREEMENT. Such authorization(s) shall be in writing and shall not exceed the lesser of $100,000 or 10% of the Total Amount Authorized as shown in the heading of this AGREEMENT. The amount included for the Management Reserve Fund is shown in the heading of this AGREEMENT. This fund may not be replenished. Any changes requiring additional costs in excess of the Management Reserve Fund shall be made in accordance with Section XIV, "Extra Work. "6. Maximum Total Amount Payable: The Maximum Total Amount Payable by the AGENCY to the CONSULTANT under this AGREEMENT shall not exceed the amount shown in the heading of this AGREEMENT. The Maximum Total Amount Payable is comprised of the Total Amount Authorized, and the Management Reserve Fund. The Maximum Total Amount Payable does not include payment for Extra Work as stipulated in Section XIV, "Extra Work." No minimum amount payable is guaranteed under this AGREEMENT. B. Monthly Progress Payments: The CONSULTANT may submit billings to the AGENCY for reimbursement of Actual Costs plus the calculated overhead and fee on a monthly basis during the progress of the work. Such billings shall be in a format approved by the AGENCY and accompanied by the monthly progress reports required under Section III, "General Requirements" of this AGREEMENT. The billings will be supported by an itemized listing for each item including Direct Salary, Direct Non - Salary, and allowable Overhead Costs to which will be added the prorated Fixed Fee. To provide a means of verifying the billed salary costs for CONSULTANT employees, the AGENCY may conduct employee interviews. These interviews may consist of recording the names, titles, salary rates, and present duties of those employees performing work on the PROJECT at the time of the interview. C. Final Payment: Final Payment of any balance due the CONSULTANT of the gross amount earned will be made promptly upon its verification by the AGENCY after the completion of the work under this AGREEMENT, contingent upon receipt of all PS &E, plans, maps, notes, reports, electronic data and other related documents which are required to be furnished under this AGREEMENT. Acceptance of such Final Payment by the CONSULTANT shall constitute a release of all claims for payment, which the CONSULTANT may have against the AGENCY unless such claims are specifically reserved in writing and transmitted to the AGENCY by the CONSULTANT prior to its acceptance. Said Final Payment shall not, however, be a bar to any claims that the AGENCY may have against the CONSULTANT or to any remedies the AGENCY may pursue with respect to such claims. The payment of any billing will not constitute agreement as to the appropriateness of any item and at the time of final audit, all required adjustments will be made and reflected in a final payment. In the event that such final audit reveals an overpayment to the CONSULTANT, the CONSULTANT will refund such overpayment to the AGENCY within thirty (30) days of notice of the overpayment. Such refund shall not constitute a waiver by the CONSULTANT for any claims relating to the validity of a finding by the AGENCY of overpayment. The CONSULTANT has twenty (20) days after receipt of the final POST AUDIT to begin the appeal process to the AGENCY for audit findings. D. Inspection of Cost Records: The CONSULTANT and their sub - consultants shall keep available for inspection by representatives of the AGENCY, STATE and the United States, for a period of three (3) years after receipt of final payment, the cost records and accounts pertaining to this AGREEMENT and all items related to or bearing upon these records with the following exception: if any litigation, claim or audit arising out of, in connection with, or related to this contract is initiated before the expiration of the three (3) year period, the cost records and accounts shall be retained until such litigation, claim, or audit involving the records is completed. Exhibit E -1 Consultant Fee Determination Summary Sheet (Lump Sum, Cost Plus Fixed Fee, Cost Per Unit of Work) Project: Cascade Mill Site, Yakima, Washington Consultant: Landau Associates Direct Salary Cost (DSC): Classification Principal Senior Associate Associate Senior Senior Project Project Senior Staff Senior CAD Staff /Senior Technician II Assistant /Senior Technician I Project Coordinator CAD /GIS Technician Technician Support Staff Hours = Direct Salary = Cost 40 X $71.75 $2,870.00 168 X $52.95 $8,895.60 70 X $42.59 $2,981.30 70 X $37.94 $2,655.80 0 X $35.19 $0.00 X $30.27 $0.00 448 X $25.37 $11,365.76 X $33.17 $0.00 X $23.52 $0.00 X $29.18 $0.00 96 X $25.69 $2,466.24 40 X $26.14 $1,045.60 X $17.95 $0.00 30 X $19.47 $584.10 X $0.00 X $0.00 Total Direct Salary = $32,864.40 Overhead Cost @ 187.70% of Direct Labor Cost = $61,686.48 Fixed Fee @ 30% of Direct labor Cost = $9,859.32 Total Direct Labor = $104,410.20 Reimbursables: Travel Expenses (mileage, meals, lodging) Survey Subcontractor Utility Locate Subcontractor Laboratory Testing Drilling Subcontractor Non -Labor Expenses (equipment) Reproduction Expenses Consultant Total Prepared By: T. Syverson Date: 3/26/2013 $4,074.60 $3,900.00 $1,120.00 $70,740.00 $31,710.00 $4,700.00 $90.00 _ $220,744.80 Re: Landau Associates, Inc., Overhead Schedule Fiscal Year End June 30, 2012 909rdw We have completed a desk review of your overhead schedule for the above referenced fiscal year. Our review included the documentation provided by Landau Associates, Inc, The reviewed data included, but was not limited to the schedule of the indirect cost rate, a description of the company, basis of accounting and description of Landau Associates, Inc. accounting system, and the basis of indirect costs. Please clieck with the WSDOT Consultant Services Office (HQ) and/or the WSDOT Area Consultant Liaison to determine when this reviewed rate will be applicable to Your WSDOT agreernent(s). ® • uzmlnml�lam If you, or any representative of Landau Associates, Inc, have any questions, Please contact Martha Roach, Jeri Sivertson or Steve McKerney at (360) 705-7003. Sincerely, Martha S. Roach Agreement Compliance Audit Manager cc: Steve Mc Kerney, Director of Internal Audit Jeri Sivertson, Assistant Director of Internal Audit Larry Schofield, MS 47 )23 File % of Expense LAI Audit Accepted Direct Amount Adjustrnents, Adjustments Amount Labor DIRECT LABOR $3,090,458 $3,090,458 $701,728 $701,728 22,71% 556,861 ($22,843) A 534,018 17,28% 557,069 (18,313) A 538,756 17,43% 114,827 (14,806) ($4,100) C,S 95,920 3.10% 357,303 (83,255) (274,048) D, 'b 0 0.00% 174,475 174,475 5.65% (87,574) v (87,574) -2.83% $2,462,263 ($139,217) ($365,722) $1,957,324 63.33% $1,335,907 ($11,490) B $1,324,417 42.86% 783,115 ($129,613) c 653,502 21.15070 189,046 (189,046) B 0 0,00% 74,426 (44,771) E 29,656 0,96% 7,962 7,962 0.26% 28,987 28,987 0.94% 70,117 (24,937) F 45,180 1.46% 48,034 (9,085) (2,278) G, Z 36,671 1,19% 164,036 (47,083) H 116,953 3.78% 73,633 (33,154) H 40,480 1,31% 12,934 12,934 0.42% 123,030 123,030 198% 276,383 276,383 8.94% 40,456 (5,268) 1 35,189 1.14% 2,285 (2,285) a (0) 0.00% 689,678 (89,777) T,UW,X 599,901 19.41% 133,709 (30,302) 1 103,407 3.35% 248,588 (98,710) K 149,877 4,85% 6,947 6,947 012% 3,586 (192) (1,000) L, Y 2,393 OM% 76,942 (501) m 76,442 2.47% 38,049 (38,049) N 0 0.00% 144,277 (18,774) 1,733 O,R 127,236 4.12% 26,678 26,678 0.86% 118,995 (118,995) P (0) 0,00% 9,934 (9,934) Q (0) 0.00% 4,268 4,268 0.14% $4,732,001 ($680,290) ($93,607) $3,828,491 123.88% $7,194,264 ($819,507) ($459,329) $5,785,815 18722% 232.79% 2M27% 187.22% $14,915 $14,915 0.48% $ 5,800,730 187.70% mm Y y j M a % of Expense LA1 Audit Accepted Direct Amount Adjustments Adjustments Amount Labor s . ► s I !10 . 0 PR 31. Name of Certifying Official* (Print): Dennis R. Hobbs Title: Finance Director, Corporate Treasurer IYYY). 09/11/2012 ME I Y Exhibit G Subcontracted Work The AGENCY permits subcontracts for the following portions of the work of this AGREEMENT: Subcontractor 1. Cascade Drilling 19404 Woodinville- Snohomish Road Woodinville, WA 98072 (425) 485 -8908 2. ALS Environmental 8620 Holly Drive Everett, WA 98208 (425) 356 -2600 3. PLSA 1120 West Lincoln Avenue Yakima, WA 98902 (509) 575 -6990 4. Utilities Plus, LLC 1001 Madison Avenue Yakima, WA 98902 (509) 248 -2477 Estimated Cost $31,710 $70,740 $3,900 $1,120 Exhibit H Title VI Assurances During the performance of this AGREEMENT, the CONSULTANT, for itself, its assignees, and successors in interest agrees as follows: Compliance with Regulations: The CONSULTANT shall comply with the Regulations relative to non- discrimination in federally assisted programs of the AGENCY, Title 49, Code of Federal Regulations, Part 21, as they may be amended from time to time (hereinafter referred to as the "REGULATIONS "), which are herein incorporated by reference and made a part of this AGREEMENT. 2. Non - discrimination: The CONSULTANT, with regard to the work performed during the AGREEMENT, shall not discriminate on the grounds of race, color, sex, or national origin in the selection and retention of sub - consultants, including procurement of materials and leases of equipment. The CONSULTANT shall not participate either directly or indirectly in the discrimination prohibited by Section 21.5 of the REGULATIONS, including employment practices when the AGREEMENT covers a program set forth in Appendix B of the REGULATIONS. Solicitations for Sub - consultants, Including Procurement of Materials and Equipment: In all solicitations either by competitive bidding or negotiations made by the CONSULTANT for work to be performed under a sub - contract, including procurement of materials or leases of equipment, each potential sub - consultant or supplier shall be notified by the CONSULTANT of the CONSULTANT'S obligations under this AGREEMENT and the REGULATIONS relative to non - discrimination on the grounds of race, color, sex, or national origin. 4. Information and Reports: The CONSULTANT shall provide all information and reports required by the REGULATIONS or directives issued pursuant thereto, and shall permit access to its books, records, accounts, other sources of information, and its facilities as may be determined by AGENCY, STATE or the Federal Highway Administration (FHWA) to be pertinent to ascertain compliance with such REGULATIONS, orders and instructions. Where any information required of a CONSULTANT is in the exclusive possession of another who fails or refuses to furnish this information, the CONSULTANT shall so certify to the AGENCY, STATE or the FHWA as appropriate, and shall set forth what efforts it has made to obtain the information. Sanctions for Non - compliance: In the event of the CONSULTANT'S non - compliance with the non- discrimination provisions of this AGREEMENT, the AGENCY shall impose such AGREEMENT sanctions as it, the STATE or the FHWA may determine to be appropriate, including, but not limited to: Withholding of payments to the CONSULTANT under the AGREEMENT until the CONSULTANT complies, and/or; • Cancellation, termination, or suspension of the AGREEMENT, in whole or in part DOT Form 140 -089 EF Exhibit H Revised 6/05 Incorporation of Provisions: The CONSULTANT shall include the provisions of paragraphs (1) through (5) in every sub - contract, including procurement of materials and leases of equipment, unless exempt by the REGULATIONS, or directives issued pursuant thereto. The CONSULTANT shall take such action with respect to any sub - consultant or procurement as the AGENCY, STATE or FHWA may direct as a means of enforcing such provisions including sanctions for non - compliance. Provided, however, that in the event a CONSULTANT becomes involved in, or is threatened with, litigation with a sub - consultant or supplier as a result of such direction, the CONSULTANT may request the AGENCY and the STATE enter into such litigation to protect the interests of the AGENCY and the STATE and, in addition, the CONSULTANT may request the United States enter into such litigation to protect the interests of the United States. Exhibit I Payment Upon Termination of Agreement By the Agency Other Than for Fault of the Consultant (Refer to Agreement, Section IX) Lump Sum Contracts A final payment shall be made to the CONSULTANT which when added to any payments previously made shall total the same percentage of the Lump Sum Amount as the work completed at the time of termination is to the total work required for the PROJECT. In addition, the CONSULTANT shall be paid for any authorized extra work completed. Cost Plus Fixed Fee Contracts A final payment shall be made to the CONSULTANT which when added to any payments previously made, shall total the actual costs plus the same percentage of the fixed fee as the work completed at the time of termination is to the total work required for the Project. In addition, the CONSULTANT shall be paid for any authorized extra work completed. Specific Rates of Pay Contracts A final payment shall be made to the CONSULTANT for actual hours charged at the time of termination of this AGREEMENT plus any direct nonsalary costs incurred at the time of termination of this AGREEMENT. Cost Per Unit of Work Contracts A final payment shall be made to the CONSULTANT for actual units of work completed at the time of termination of this AGREEMENT. DOT Form 140 -089 EF Exhibit I Revised 6/05 Exhibit J Alleged Consultant Design Error Procedures The purpose of this exhibit is to establish a procedure to determine if a consultant's alleged design error is of a nature that exceeds the accepted standard of care. In addition, it will establish a uniform method for the resolution and /or cost recovery procedures in those instances where the agency believes it has suffered some material damage due to the alleged error by the consultant. Step 1 — Potential Consultant Design Error(s) is Identified by Agency's Project Manager At the first indication of potential consultant design error(s), the first step in the process is for the Agency's project manager to notify the Director of Public Works or Agency Engineer regarding the potential design error(s). For federally funded projects, the Region Highways and Local Programs Engineer should be informed and involved in these procedures. (Note: The Director of Public Works or Agency Engineer may appoint an agency staff person other than the project manager, who has not been as directly involved in the project, to be responsible for the remaining steps in these procedures.) Step 2 - Project Manager Documents the Alleged Consultant Design Error(s) After discussion of the alleged design error(s) and the magnitude of the alleged error(s), and with the Director of Public Works or Agency Engineer's concurrence, the project manager obtains more detailed documentation than is normally required on the project. Examples include: all decisions and descriptions of work; photographs, records of labor, materials and equipment. Step 3 — Contact the Consultant Regarding the Alleged Design Error(s) If it is determined that there is a need to proceed further, the next step in the process is for the project manager to contact the consultant regarding the alleged design error(s) and the magnitude of the alleged error(s). The project manager and other appropriate agency staff should represent the agency and the consultant should be represented by their project manger and any personnel (including sub - consultants) deemed appropriate for the alleged design error(s) issue. Step 4 — Attempt to Resolve Alleged Design Error with Consultant After the meeting(s) with the consultant have been completed regarding the consultant's alleged design error(s), there are three possible scenarios: It is determined via mutual agreement that there is not a consultant design error(s). If this is the case, then the process will not proceed beyond this point. It is determined via mutual agreement that a consultant design error(s) occurred. If this is the case, then the Director of Public Works or Agency Engineer, or their representatives, negotiate a settlement with the consultant. The settlement would be paid to the agency or the amount would be reduced from the consultant's agreement with the agency for the services on the project in which the design error took place. The agency is to provide H &LP, through the Region DOT Form 140 -089 EF Exhibit J Revised 6/05 Local Programs Engineer, a summary of the settlement for review and to make adjustments, if any, as to how the settlement affects federal reimbursements. No further action is required. There is not a mutual agreement regarding the alleged consultant design error(s). The consultant may request that the alleged design error(s) issue be forwarded to the Director of Public Works or Agency Engineer for review. If the Director of Public Works or Agency Engineer, after review with their legal counsel, is not able to reach mutual agreement with the consultant, proceed to Step 5. Step 5 — Forward Documents to Highways and Local Programs For federally funded projects all available information, including costs, should be forwarded through the Region Highways and Local Programs Engineer to H &LP for their review and consultation with the FHWA. H &LP will meet with representatives of the agency and the consultant to review the alleged design error(s), and attempt to find a resolution to the issue. If necessary, H &LP will request assistance from the Attorney General's Office for legal interpretation. H &LP will also identify how the alleged error(s) affects eligibility of project costs for federal reimbursement. If mutual agreement is reached, the agency and consultant adjust the scope of work and costs to reflect the agreed upon resolution. H &LP, in consultation with FHWA, will identify the amount of federal participation in the agreed upon resolution of the issue. If mutual agreement is not reached, the agency and consultant may seek settlement by arbitration or by litigation. Exhibit K Consultant Claim Procedures The purpose of this exhibit is to describe a procedure regarding claim(s) on a consultant agreement. The following procedures should only be utilized on consultant claims greater than $1,000. If the consultant's claim(s) are a total of $1,000 or less, it would not be cost effective to proceed through the outlined steps. It is suggested that the Director of Public Works or Agency Engineer negotiate a fair and reasonable price for the consultant's claim(s) that total $1,000 or less. This exhibit will outline the procedures to be followed by the consultant and the agency to consider a potential claim by the consultant. Step 1 — Consultant Files a Claim with the Agency Project Manager If the consultant determines that they were requested to perform additional services that were outside of the agreement's scope of work, they may be entitled to a claim. The first step that must be completed is the request for consideration of the claim to the Agency's project manager. The consultant's claim must outline the following: • Summation of hours by classification for each firm that is included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Timeframe of the additional work that was outside of the project scope; • Summary of direct labor dollars, overhead costs, profit and reimbursable costs associated with the additional work; and • Explanation as to why the consultant believes the additional work was outside of the agreement scope of work. Step 2 — Review by Agency Personnel Regarding the Consultant's Claim for Additional Compensation After the consultant has completed step 1, the next step in the process is to forward the request to the Agency's project manager. The project manager will review the consultant's claim and will met with the Director of Public Works or Agency Engineer to determine if the Agency agrees with the claim. If the FHWA is participating in the project's funding, forward a copy of the consultant's claim and the Agency's recommendation for federal participation in the claim to the WSDOT Highways and Local Programs through the Region Local Programs Engineer. If the claim is not eligible for federal participation, payment will need to be from agency funds. If the Agency project manager, Director of Public Works or Agency Engineer, WSDOT Highways and Local Programs (if applicable), and FHWA (if applicable) agree with the consultant's claim, send a request memo, including backup documentation to the consultant to either supplement the agreement, or create a new agreement for the claim. After the request has been approved, the Agency shall write the supplement and /or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. No further action in needed regarding the claim procedures. DOT Form 140 -089 EF Exhibit K Revised 6/05 If the Agency does not agree with the consultant's claim, proceed to step 3 of the procedures. Step 3 — Preparation of Support Documentation Regarding Consultant's Claim(s) If the Agency does not agree with the consultant's claim, the project manager shall prepare a summary for the Director of Public Works or Agency Engineer that included the following: • Copy of information supplied by the consultant regarding the claim; • Agency's summation of hours by classification for each firm that should be included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Agency's summary of direct labor dollars, overhead costs, profit and reimbursable costs associated with the additional work; • Explanation regarding those areas in which the Agency does /does not agree with the consultant's claim(s); • Explanation to describe what has been instituted to preclude future consultant claim(s); and • Recommendations to resolve the claim. Step 4 — Director of Public Works or Agency Engineer Reviews Consultant Claim and Agency Documentation The Director of Pubic Works or Agency Engineer shall review and administratively approve or disapprove the claim, or portions thereof, which may include getting Agency Council or Commission approval (as appropriate to agency dispute resolution procedures). If the project involves federal participation, obtain concurrence from WSDOT Highways and Local Programs and FHWA regarding final settlement of the claim. If the claim is not eligible for federal participation, payment will need to be from agency funds. Step 5 — Informing Consultant of Decision Regarding the Claim The Director of Public Works or Agency Engineer shall notify (in writing) the consultant of their final decision regarding the consultant's claim(s). Include the final dollar amount of the accepted claim(s) and rationale utilized for the decision. Step 6 — Preparation of Supplement or New Agreement for the Consultant's Claim(s) The agency shall write the supplement and /or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. I hereby certify that I am representative of the firm of Exhibit M -1(a) Certification Of Consultant Q?' , s_ S- ' 2 Landau Associates Project No. Local Agency and duly authorized whose address is 130 2nd Avenue South Edmonds, WA 98020 and that neither I nor the above firm I here represent has: (a) Employed or retained for a commission, percentage, brokerage, contingent fee, or other consideration, any firm or person (other than a bona fide employee working solely for me or the above CONSULTANT) to solicit or secure the AGREEMENT; (b) Agreed, as an express or implied condition for obtaining this contract, to employ or retain the services of any firm or person in connection with carrying out this AGREEMENT; or (c) Paid, or agreed to pay, to any firm, organization or person (other than a bona fide employee working solely for me or the above CONSULTANT) any fee, contribution, donation, or consideration of any kind for, or in connection with, procuring or carrying out this AGREEMENT; except as hereby expressly stated (if any); I acknowledge that this certificate is to be available to the Washington State Department of Transportation and the Federal Highway Administration, U.S. Department of Transportation in connection with this AGREEMENT involving participation of Federal -aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil. Date DOT Form 140 -089 EF Exhibit M -1(a) Revised 6/05 r Sigrrg ture Exhibit M -1(b) Certification Of Agency Official I hereby certify that I am the AGENCY Official of the Local Agency of Washington, and that the consulting firm or its representative has not been required, directly or indirectly as an express or implied condition in connection with obtaining or carrying out this AGREEMENT to: (a) Employ or retain, or agree to employ to retain, any firm or person; or (b) Pay, or agree to pay, to any firm, person, or organization, any fee, contribution, donation, or consideration of any kind; except as hereby expressly stated (if any): I acknowledge that this certificate is to be available to the Washington State Department of Transportation and the Federal Highway Administration, U.S. Department of Transportation, in connection with this AGREEMENT involving participation of Federal -aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil. Date DOT Form 140 -089 EF Exhibit M -1(b) Revised 6/05 Signature Exhibit M -2 Certification Regarding Debarment, Suspension, and Other Responsibility Matters - Primary Covered Transactions I. The prospective primary participant certifies to the best of its knowledge and belief, that it and its principals: A. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any federal department or agency; B. Have not within a three -year period preceding this proposal been convicted of or had a civil judgment rendered against them for commission or fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state, or local) transaction or contract under a public transaction; violation of federal or state antitrust statues or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; C. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (federal, state, or local) with commission of any of the offenses enumerated in paragraph (I) (B). of this certification; and D. Have not within a three (3) year period preceding this application /proposal had one or more public transactions (federal, state, or local) terminated for cause or default. II. Where the prospective primary participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. Consultant (Firm): Landau Associates V2( / ( ate) DOT Form 140 -089 EF Exhibit M -2 Revised 6/05 � 1 (Signature) President or +I­'-­nfPb of Consultant EXHIBIT A -1 Scope of Work LANDAU ASSOMTES March 26, 2013 City of Yakima Legal Department 200 South Third Street Yakima, Washington 98901 Attn: Mr. Jeffrey R. Cutter, City Attorney RE: CITY OF YAKIMA RFSQ No. 12 -00450 SCOPE AND BUDGET PROPOSAL ENVIRONMENTAL AND GEOTECHNICAL SERVICES YAKIMA (CASCADE) MILL SITE PROJECT YAKIMA, WASHINGTON Dear Mr. Cutter: Landau Associates is pleased to submit this proposed scope of services and associated estimated costs to assist the City of Yakima (City) with environmental and geotechnical services for the Yakima (Cascade) Mill Site redevelopment (Project). This proposal is being submitted in response to the February 8, 2013 letter to Landau Associates from the City, as a follow up to the meeting between City and Landau Associates personnel on February 8, 2013 regarding the Project, and our subsequent conference call with the City team on March 7, 2013. The Project site includes the former Boise Cascade Mill Site located north of the railroad tracks, the former municipal landfill and associated property located south of the railroad tracks that cross the area from east to west, and the "triangular parcel" noted below, which is part of the "Landfill parcel" and is located north of the railroad tracks). The Project site consists of 20 parcels, consisting of 19 parcels owned by LeeLynn, Inc. and Wiley Mt., Inc., and one parcel owned by OfficeMax Corp for a total of approximately 207 acres. The parcel currently owned by OfficeMax (parcel number 191318 - 41001) is approximately 38 acres in size and contains most of the former City of Yakima municipal landfill. This parcel is referred to as the "Landfill Parcel." As noted below, the Landfill Parcel is not included in the scope of work for the environmental due diligence and investigation activities presented in this proposal, with the exception of the triangular portion of the parcel located north of the railroad tracks ("triangular parcel "). As discussed below, the portions of the Project site included in the investigations identified in this proposal are shown on Figure 1. Numerous investigations have been conducted to date to evaluate and document environmental and geotechnical conditions at various portions of the Project site. The City is considering the potential acquisition of property within the Project site to assemble an area for future re- development. As part of ENVIRONMENTAL I GEOTECHNICAL I NATURAL RESOURCES 130 2nd Avenue South • Edmonds, WA 98020 • (425) 778 -0907 • fax (425) 778 -6409 • www.landauinc.com SEATTLE • SPOKANE • TACOMA PORTLAND their pre- acquisition due diligence, the City is planning investigations to collect additional environmental and geotechnical information regarding the property to further evaluate the need for and scope of environmental remedial action(s), as warranted, and to allow for pre- design geotechnical evaluation and engineering in support of property purchase and future redevelopment. We understand that the City is proceeding with their due diligence in stages and that there are many elements being considered including physical environmental and geotechnical conditions at the property, potential environmental cleanup /remedial action requirements and costs, timing and sequencing of any property acquisition(s), and resources for funding. Therefore, as requested, we are considering the process in two initial stages consisting of a Stage 1 scope of work, which is addressed in this proposal, and a Stage 2 scope of work which will be developed based on the findings of the Stage 1 investigations. Although some elements important to the City's due diligence process are not explicitly identified in the Stage 1 scope of work outlined below, support to elements such as remedial action planning and cost estimation, geotechnical evaluation, grant funding, and regulatory strategy will be provided via the data collected, and on an as- requested basis under the Technical Support, Communications, Management, and Administration task of the proposed Stage 1 scope of work. From the available information, we anticipate that the Stage 2 scope of work will include, as warranted, additional investigations to further evaluate conditions on the non - landfill portion of the Project site, including any recognized environmental conditions (defined below) and any data gaps identified during the Phase I ESA discussed below. The Stage 2 scope of work may also include, as warranted, additional investigations (beyond those included in this proposal) at the Plywood Plant parcels (defined below) and the triangular parcel, and /or tasks to support property acquisition, regulatory compliance, grant funding, and the anticipated redevelopment of the Project site, including specific geotechnical analysis to support planning for property redevelopment. The proposed Stage 2 scope of work and associated estimated costs will be provided in a separate proposal letter to the City following completion of the primary elements of Stage 1. The proposed Stage 1 scope of work and estimated costs included in this proposal were developed based on our initial review of the historical data for the Project site that are available to us, and assumes that the City will provide access to relevant documents they have access to, and that the City will request relevant documents from the current and former property owners, including historical reports, maps, and plans, for detailed review as part of the proposed investigation. The proposed Stage 1 scope of work was developed to: • Provide additional analytical data for selected media in the areas of the Project site identified by the City • Focus on areas of potential concern identified based on the data available to us 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 2 • Collect data to supplement the historical data now that most of the above -grade structures in the former Plywood Plant area have been demolished and removed • Document current conditions. As requested in the City's February 8, 2013 letter, this proposal outlines a scope of work and associated estimated costs for Stage 1 elements consisting of the following: • Due diligence /Phase I Environmental Site Assessment (ESA) services for the entire former Yakima (Cascade) Mill (i.e., Project) site (excluding the property known as the "Landfill Parcel"; parcel number 191318 - 41001, but including the triangular parcel). The Phase I ESA will be conducted to assess and document environmental conditions at the subject property that may pose a potential liability to a prospective purchaser. For the purposes of the Phase I ESA, the subject property will be defined as the approximately 170 acres that do not include the portion of the Landfill Parcel south of the railroad tracks (Figure 1). • Follow -up Phase II investigations at selected parcels including the Plywood Plant (parcel number 191318 - 42001), the triangular parcel north of the railroad tracks (parcel number 191318 - 41001; same number as the Landfill Parcel), and the parcels located to the west and southwest of the Plywood Plant (parcel numbers 191318 - 42401, - 42404, - 43539, and - 42003), collectively referred to in this proposal as the Plywood Plant parcels (Figure 1). The investigations will collect data to further evaluate the nature and extent of contamination and document physical site conditions in these areas, and to allow for the development of planning -level costs for focused remedial actions and begin pre- design geotechnical evaluations, as warranted. The Stage 1 investigative work has been proposed with the understanding that any remedial action that may be warranted will be conducted in accordance with the Washington State Department of Ecology (Ecology) Model Toxics Control Act (MTCA) Cleanup Regulation (Chapter 173 -340 WAC). As part of our project kickoff meeting and throughout implementation of Stage 1, we will work with the City to determine a regulatory strategy that meets your Project needs. This current proposal does not include a level of effort for meetings or negotiations with Ecology, or for additional investigative or remedial actions required by Ecology, because we anticipate that these elements would be addressed under the Stage 2 scope of work. SCOPE OF SERVICES — STAGE 1 Our proposed scope of services is focused to provide information regarding environmental and geotechnical conditions at the Project site, excluding the portion of the Landfill parcel south of the railroad tracks, that may represent liabilities to the owner or a potential purchaser of the property. Pre- purchase environmental due diligence commonly includes a Phase I ESA, which is an evaluation of the history of use and current conditions at the subject and adjacent properties, followed by Phase II sampling and analysis, as appropriate, which commonly consists of sampling and analysis of soil and /or groundwater to further evaluate and document conditions of potential concern identified in the Phase I ESA and evaluate physical conditions at the property. As noted above, the proposed Stage 1 scope of 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 3 work includes a Phase I ESA for most of the Project site and Phase II investigations for the Plywood Plant parcels (Figure 1). Our proposed scope of services is outlined below in tasks consisting of • Acquisition and review of relevant documents /reports from historical investigations, remedial actions, and previous operations • Completion of a Phase I ESA, including a site reconnaissance, historical and regulatory data review, and interviews to evaluate the history of use and current conditions at most of the Project site excluding the portion of the Landfill parcel south of the railroad tracks (i.e., Phase I ESA subject property as defined above) • Scoping and planning for Phase II investigations at the Plywood Plant parcels • Initial Phase II investigations at the Plywood Plant parcels • Supplemental Phase II investigation at the Plywood Plant parcels, as warranted • Data evaluation and reporting • Project meetings with the City • Technical support, communications, management, and administration. The Phase II investigation at the Plywood Plant parcels will evaluate the nature and extent of contamination, identify potential remedial alternatives and associated costs, and provide data to support pre- design geotechnical evaluations. As noted above, a separate Stage 2 scope of work will be developed for evaluation of subsurface conditions on the Phase I ESA subject property based on the findings of the due diligence /Phase I ESA investigation included in this proposal. The Stage 2 scope of work for the Phase I ESA subject property would also include evaluation of potential remedial alternatives and associated costs, as warranted, and provide additional data to support pre- design geotechnical evaluations for that area of the Project site. Task 1: Background Information Acquisition and Review and Environmental Summary Landau Associates will review relevant previous investigation and remedial action reports and documents provided to us by the City or the current or former property owners to evaluate the history of development /operations and physical conditions at the Project site. The findings of the review will be used to identify and evaluate potential environmental issues, potential onsite and offsite source(s) for, or locations of, contaminated soil and/or groundwater, and to guide the strategy for the investigation of the nature and extent of areas of potential contamination on the Project site. In addition, the review will be used to evaluate the completeness of the existing information and to identify data gaps (e.g., areas of environmental concern not previously identified or adequately characterized or delineated; deficiencies in breadth or focus of the investigations, such as adequacy of sampling and analysis of appropriate contaminants of concern; and lack or deficiency of information needed to effectively and efficiently plan 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 4 and implement remedial actions, as warranted). The document review will also identify documents relevant for geotechnical evaluations that will be included in the Stage 2 scope of work. We assume that copies of relevant documents and reports to be included in our review will be provided to Landau Associates by the City or the current or former property owners. With approval from the City and from the current property owners, Landau Associates will also conduct a review of any relevant files that may be present at the Project site. In addition, with approval from the City, Landau Associates will conduct a review of any relevant files at the Ecology Central Region offices in Yakima, Washington. Files regarding adjacent or proximate sites that are identified during the Phase I ESA (See Task 2) as of potential concern for the Project site will also be included during the review of information in Ecology files. Assumptions: • The City will provide copies of available environmental information or reports about the Project site including any previous investigation reports, building plans, property maps, or surveys that they have access to, and assist Landau Associates with communications with the current or former owners regarding the acquisition of additional relevant documents. • The review of documents provided by the City or current or former owners will require two 8 -hour days for one Landau Associates professional excluding travel time. • The review of documents in Ecology files will focus on review of release /spill/ investigation /cleanup documents, and require one 8 -hour day for one Landau Associates professional excluding travel time. As noted above, the Ecology file review will be conducted only with prior approval from the City. Deliverable: • Landau Associates will prepare a technical memorandum to summarize the findings of our review and evaluation of the previous investigation reports and current environmental conditions at the Project site. The technical memorandum will include a figure showing relevant exploration locations on the Project site that were identified during the document review. Task 2: Due Diligence /Phase I Environmental Site Assessment Landau Associates will conduct a Phase I ESA for the former Yakima (Cascade) Mill (i.e., Project) Site [excluding the portion of the property known as the "Landfill Parcel' (parcel number 191318- 41001) south of the railroad tracks, but including the triangular parcel north of the railroad tracks] (i.e., the subject property) in accordance with the American Society for Testing and Materials (ASTM) Standard Practice for Environmental Site Assessments: Phase I Environmental Site Assessment Process, E 1527 -05 (as currently applied in the State of Washington). This standard, while subject to changes (as are all ASTM standards), is recognized as meeting the due diligence provisions of the federal statute 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStage1 _prop- 03-2G13.docx LANDAU ASSOCIATES 5 [Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) 42 USC 9601(35) (B)] and the Washington State MTCA (RCW 70.105D.040) at the time this proposal was prepared. ASTM E 1527 -05 satisfies the elements of the U.S. Environmental Protection Agency (EPA) All Appropriate Inquiry rule. This rule establishes requirements that purchasers must meet to limit their environmental liability under CERCLA and qualify for protections, including the "Bona Fide Prospective Purchaser" and "Contiguous Property Owner" defenses that were added by amendments to CERCLA. The goal of the assessment process outlined in ASTM E 1527 -05 is to identify recognized environmental conditions, which are defined as the presence or likely presence of any hazardous substances or petroleum products under conditions that indicate an existing release, a past release, or a material threat of a release of any hazardous substances or petroleum products into structures on the subject property or into the ground, groundwater, or surface water of the property. The term includes hazardous substances or petroleum products even under conditions in compliance with laws. The term is not intended to include de minimis conditions that generally do not present a threat to human health or the environment and that generally would not be the subject of an enforcement action if brought to the attention of the appropriate governmental agencies. Elements not included in ASTM E 1527 -05 (e.g., identification, sampling, and analysis of asbestos, radon, lead paint, and lead in drinking water and /or wetlands; regulatory compliance; cultural and historic resources; indoor air quality and vapor intrusion, including the potential presence of mold or other biological contaminants; industrial hygiene; health and safety; ecological resources; and endangered species) are not included in our proposed scope, except as specifically identified in this proposal. While Landau Associates provides selected services related to lead in drinking water, indoor air quality and vapor intrusion, wetlands, ecological resources, endangered species, and regulatory compliance, you acknowledge through acceptance of this proposal that these services are not included in this proposed scope of services, except as specifically identified in this proposal. It is important to understand that Phase I ESAs are not a means of finding "everything there is to know about a property." Rather, they are attempts to determine the environmental liabilities of a property based on reasonably available documentation (both oral and written) within the budget and schedule limitations. This approach will be applied to our scope of services for the Phase I ESA for the subject property, which will include: • Reviewing available aerial photographs, historical fire insurance maps, topographic maps, city or county maps and street directories, and local historical information to assess past uses of the subject and surrounding properties from the present back to the subject property's first developed use, or back to 1940, whichever is earlier. • Interviewing past owners, operators, and occupants likely to have material information about past and current uses of the subject property if they have been identified by the City or the 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStage1 _prop- 03-2G13.docx LANDAU ASSOCIATES 6 current or former property owners, and are likely to have information that is not duplicative of information from other sources. • Reviewing listings from a subcontracted database service (Environmental Data Resources Inc.) of confirmed and suspected contaminated sites abstracted from EPA, tribal, and Ecology environmental databases, as prescribed by ASTM. ASTM requires that these databases be searched for confirmed and suspected contaminated sites within various distances up to a 1- mile radius of the subject property. • Incorporating the relevant results of the document review completed under Task 1 to evaluate the environmental conditions at the subject property. • Contacting the local health and fire departments for information they may have on environmental conditions at and immediately adjacent to the subject property. • Conducting a site reconnaissance of the subject property to visually and physically observe current land use activities and environmental conditions. Conditions at the subject property will be documented with notes and photographs. We will assess current uses at adjoining properties from the subject property and public rights -of -way to the extent that they are visually and /or physically observable. Assumptions: • The City will provide access and any necessary rights -of -entry to the subject property for the site reconnaissance. • The City, or the current or former property owners, will provide access to individuals familiar with historical operations at the subject property for interviews. • The City will return to Landau Associates a completed copy of the "User Provided Information Request Form" (attached) regarding the subject property within 2 weeks of the authorization of this proposal. This is an element of the ASTM standard, and the form is to be completed to the best of the City's knowledge as the "User" of the Phase I ESA report. • Conditions at immediately adjoining properties may not be observable from accessible roads on the subject property or from public access areas and, as a result, may not be identified during the site reconnaissance. • The site reconnaissance will be conducted by two Landau Associates professional and require one 8 -hour day on site. Deliverables: • A draft written report will be prepared to present the results of the Phase I ESA for review by the City. The report will identify the data gaps identified in the existing information during our assessment, our efforts to fill them, and comments on whether the data gaps are significant and affect our overall findings. An electronic copy (in PDF and Word formats) of the draft report will be provided for review by the City. Four paper copies of the draft report will also be provided. • A final report will be prepared incorporating comments, as appropriate, provided by the City. An electronic copy (in PDF format) of the final report will be provided for use by the City. Four paper copies of the final report will also be provided. • Along with findings, our assessment will include, as appropriate, recommendations for any follow -on (i.e., Stage 2) activities to address incomplete or unresolved issues regarding the 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 7 subject property identified in the Phase I ESA. Our recommendations will be discussed with the City before we submit the draft report and can be included in the draft, if requested. Task 3: Plywood Plant Parcels — Phase II Scoping and Planning Landau Associates will finalize the scope of the Phase II field investigation, based on the results of the document review (Task 1), and prepare a Work Plan to guide the implementation of the Phase II investigation (see Tasks 4 and 4a). The Work Plan will detail the scope of the field investigation and include a Sampling and Analysis Plan (SAP) and Health and Safety Plan (HASP). The Work Plan will document the methods and procedures that will be used to complete the field investigation, the media to be sampled, the numbers of samples to be collected, the sample locations and depths, the laboratory analyses and analytical methods that will be performed on individual samples, and the quality assurance/ quality control procedures that will be implemented during the investigation. A site - specific HASP will also be prepared for the work, which will identify specific chemical and physical hazards that may be encountered, personal protection requirements for site workers, and emergency procedures to be followed in the event of an accident. The HASP will include the required special training and field procedures if any field work is to be conducted within the railroad right -of -way. This task will also include contracting for drilling, laboratory analytical, utility locating, and surveying services. Deliverable: • Preparation of a Phase II Work Plan that includes a SAP and site - specific HASP. Task 4: Plywood Plant Parcels — Initial Phase II Investigation To evaluate subsurface conditions at the Plywood Plant parcels, direct -push drilling, and sampling and analysis of shallow soil and groundwater will be conducted in areas with the highest likelihood to be impacted by historical site activities. Samples of soil gas from within the former Plywood Plant building floor /foundation slab footprint, and surface water (if present) and sediment from the former evaporation /equalization pond south of the former Plywood Plant, will also be collected for laboratory analysis. The scope of the Phase II investigation will be guided by the available information regarding historical operations at the property, the results of previous environmental investigations, and current physical site conditions. The specific sampling locations and exploration and sampling methods will be selected based on current site conditions and the findings of the document review (Task 1) and the due diligence /Phase I ESA (Task 2). The scope of work for the Phase II investigation will be detailed in the Work Plan developed in Task 3. To the extent practicable, areas of previously identified "hot spot" contamination will be further investigated to collect data for evaluation of potential remedial alternatives 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 8 and associated costs, as warranted, and to document physical conditions for pre- design geotechnical evaluations in support of planned redevelopment of the property. The proposed approach for the Phase II investigation outlined below was developed based on the information available to us, our experience with the investigation and redevelopment of other mill and landfill sites, for your use in project planning, and for the purpose of estimating project costs. The proposed approach will be adjusted, as appropriate, based on the findings of Tasks 1 and 2. Our proposed approach will consist of drilling about 40 shallow borings using direct -push drilling and sampling techniques including: • About 30 within the Plywood Plant parcels (about 15 acres) south of the railroad tracks (26 for soil and /or groundwater sampling and 4 for soil gas analysis, as discussed below) • About 10 within the triangle parcel (about 3 acres) north of the railway easement. Prior to drilling at the property, Landau Associates will contact the "one call" utility locating service to have public utilities marked and will visit the property with a private utility locator to mark the proposed sampling locations and private utilities. It will be the responsibility of the private locator to locate conductible, underground utilities at the property that can be identified using electromagnetic and radio frequency transmission locating equipment. Landau Associates will also contract with a local surveyor to mark the boundaries of the parcels to be investigated in the field to aid in effective implementation of the investigation program. Boring and sampling locations will be identified in the field by Landau Associates using hand -held global positioning system (GPS) technology. The proposed soil investigation /sampling strategy will be to visually assess soil conditions continuously during boring advancement to the depth of groundwater or a depth of 20 ft (whichever is encountered first), with soil samples collected approximately every 5 ft for potential laboratory analysis. At locations where wood waste is encountered, the borings will be extended to below the depth of the wood waste or drilling refusal, whichever is encountered first, to document the vertical extent of the wood waste in support of pre- design geotechnical evaluations. Soil from each target sample interval, and at other depths as appropriate, will be field- screened for visual evidence of contamination, using a photoionization detector (PID) to evaluate whether volatile organic compounds (VOCs) are present in the soil, and by sheen - testing to evaluate the potential presence of petroleum hydrocarbons. Field- screening results will be used to select soil samples for laboratory analysis for some or all of the following constituents: petroleum hydrocarbons [gasoline -range total petroleum hydrocarbons (TPH -G), diesel - range TPH (TPH -D), and motor oil -range TPH (TPH-0)], metals [MTCA five metals (arsenic, cadmium, chromium, lead, and mercury) plus iron and manganese], VOCs, semivolatile organic compounds (SVOCs), pH, total solids, total organic carbon (TOC), and polychlorinated biphenyls (PCBs). In addition to the samples selected for laboratory analyses, other samples may be submitted to the laboratory 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 9 for archive purposes if field screening indicates evidence of potential contamination at multiple depths to allow for future analysis, as warranted. The need for analysis of additional samples will be discussed with the City, and analyzed only with prior approval. The soil samples will also be visually classified for soil type to support preparation of logs for geologic, hydrogeologic, and pre- design geotechnical evaluations, and reporting. Soil samples will be analyzed for a focused series of constituents (i.e., VOCs, SVOCs, metals, pH, total solids, TOC and PCBs), as warranted, based on observations in the field, specific locations where contamination was identified based on previously analytical results, and /or proximity to historical operational areas (e.g., former tank area, Plywood Plant hydraulic pit /machine shop, etc.). Four borings will be advanced through the former Plywood Plant building floor /foundation slab to further assess soil gas concentrations. Soil gas concentrations will be measured in the field using a CES /Landtec GEM -2000 multi -gas meter, similar to previous environmental investigations conducted in the vicinity of the former Plywood Plant. Up to two sediment samples will be collected from the stormwater pond (former equalization /evaporation pond to the south of the former Plywood Plant) for analysis of the same chemical constituents as noted above for soil. Groundwater samples will also be collected for laboratory analysis from selected direct -push borings for a screening -level evaluation of chemical concentrations in groundwater. The direct -push groundwater sample analytical results will be used to assess the need for further investigation and select locations for constructed monitoring wells, as appropriate (Task 4a). Analysis of groundwater samples for a focused series of analytes [i.e., VOCs, SVOCs, metals (total and dissolved), pH, TOC, and PCBs] will be conducted, as warranted, based on the strategy used to select the soil sample analyses. The groundwater analyses will likely be similar to the soil analysis for a given location. Groundwater samples will be also be collected from the three existing groundwater monitoring wells within the Plywood Plant investigation area (i.e., MW -9A, MW -12, MW -13) and analyzed for the full series of chemical constituents indicated above for direct -push groundwater analysis. In addition, one surface water sample (if surface water is present) will be collected for analysis from the stormwater pond (former equalization /evaporation pond) for chemical analysis using this same series of analysis for the existing groundwater monitoring wells. All samples will be provided to the designated laboratory in chain -of- custody format for analysis. Landau Associates will coordinate with the laboratory to aid in the processing of the direct -push technology collected groundwater samples to support receipt of the most representative analytical results. 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 10 Assumptions • Direct -push drilling will be effective to achieve the planned exploration depth of about 20 feet at the subject property, and the investigation will include about 40 borings and require five 10 -hour days for a drilling subcontractor with oversight by two Landau Associates professionals. Soil samples will be collected from 36 boring locations. Soil samples will be selected and submitted for laboratory analysis as follows: — Up to 54 soil samples will be analyzed for petroleum hydrocarbons (TPH -D and TPH -O), and metals (arsenic, cadmium, chromium, lead, mercury, iron, and manganese). — Up to 36 soil samples will be analyzed for pH, total solids, and TOC. — Up to 28 soil samples will be analyzed for TPH -G, VOCs, and SVOCs. — A selected number of soil samples (up to 15) will be analyzed for PCBs. — The above estimates assume that one soil sample will be analyzed at each drilling location and a second sample will be analyzed at approximately half of the locations for the parameters identified above. • The two sediment samples will be analyzed for petroleum hydrocarbons (TPH -G, TPH -D, TPH -O), VOCs, SVOCs, PCBs, metals, pH, and TOC. • Duplicate soil /sediment samples will not be collected. • Groundwater samples will be collected for analysis from up to approximately 18 direct -push locations and 3 existing monitoring wells. Groundwater samples will be analyzed as follows: — Up to 18 groundwater samples collected from direct -push borings will be analyzed for petroleum hydrocarbons [TPH -D and TPH -O (using silica gel cleanup techniques)], dissolved metals (arsenic, cadmium, chromium, lead, mercury, iron and manganese ), and TOC. — Up to 13 groundwater samples collected from direct -push borings will be analyzed for TPH -G, VOCs (with selected ion monitoring for selected constituents for lowest possible detection limit), and SVOCs (with selected ion monitoring for selected constituents). — The groundwater samples collected from monitoring wells (three samples) and the surface water sample will be analyzed for petroleum hydrocarbons (TPH -G, TPH -D, TPH -O), VOCs, SVOCs, PCBs, metals (total and dissolved), and TOC. — One duplicate groundwater sample will be collected from an existing monitoring well and analyzed for the parameters listed above. • Soil gas samples will be analyzed using a hand meter, and analysis by an offsite laboratory will not be required. • Utility locating will include one 8 -hour day for the utility locating subcontractor with oversight by a Landau Associates professional. • Surveying will include one 8 -hour day for the surveying subcontractor with oversight by a Landau Associates professional Deliverables: • Based on the findings of the Phase II investigation, a work plan technical memorandum will be provided to identify the proposed scope of work for the supplemental Phase II investigations (Task 4a), as warranted. 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES II • A Phase II report will be prepared to document the Phase II investigation for the Plywood Plant parcels as outlined in Task 5. Task 4a: Plywood Plant Parcels — Supplemental Phase II Investigation The supplemental Phase II investigation will consist of additional soil and groundwater sampling and analysis that will be conducted, as warranted, to address data gaps identified during the initial Phase II investigation (Task 4). If identified during the initial Phase II investigation, potential hot spot areas will be further characterized to document the extent of the contamination and allow for evaluation of potential remedial alternatives and associated estimated costs to support cleanup and redevelopment. As with the initial Phase II investigation, the drilling and sampling activities during the supplemental investigation would also include the collection of data regarding physical conditions that would be used to support pre- design geotechnical evaluations, as appropriate. As noted above, the proposed Phase II and Supplemental Phase II investigations outlined in this proposal are based on the available information and for the purpose of estimating project costs; they do not include any additional investigation or remedial actions that may be required by Ecology once formal discussions /negotiations are begun regarding cleanup of the Project site. For planning purposes, we have assumed that the supplemental field investigation will include: • One day of direct -push soil sampling and selected soil analysis consistent with the suite of analytes identified in Task 4. • Installation and development of six groundwater monitoring wells placed at locations where soil and screening -level groundwater results from the initial field investigation indicate further evaluation is required. Groundwater samples will be collected from each of the wells and submitted for laboratory analysis consistent with the suite of analytes identified in Task 4. The locations for any new groundwater monitoring wells will be selected taking into account recommendations from previous reports documenting environmental investigations at the Project site. Groundwater monitoring wells will be surveyed upon completion of installation. Assumptions: • Direct -push drilling will include about 10 borings and require one 10 -hour day for a drilling subcontractor with oversight by two Landau Associates professionals. • Hollow -stem auger drilling and monitoring well installation will include six locations and require three 10 -hour days for a drilling subcontractor with oversight by a Landau Associates professional. • Soil samples will be collected from each of the 16 boring locations (10 direct -push and 6 hollow -stem auger). For the purposes of estimating costs, we have assumed that soil samples will be selected and submitted for similar laboratory analysis as the initial samples, as follows; however, the actual analysis will be adjusted based on the analytical results from the initial sampling and analysis: 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 12 — Up to 21 soil samples will be analyzed for petroleum hydrocarbons (TPH -D and TPH -O), and metals (arsenic, cadmium, chromium, lead, mercury, iron and manganese). — Up to 16 soil samples will be analyzed for pH, total solids, and TOC. — Up to 10 soil samples will be analyzed for TPH -G, VOCs, SVOCs, and PCBs. — The above estimates assume that one soil sample will be analyzed at each drilling location and that a second sample will be analyzed at approximately half of the locations for the parameters identified above. • Duplicate soil /sediment samples will not be collected. • Groundwater samples will be collected for analysis from six new monitoring wells. The analyses for the groundwater samples will be selected based on the data from the initial sampling and analysis, and the rationale for well placement; however, for the purposes of estimating costs, we have assumed that the samples will be analyzed as follows: — All groundwater samples collected from the new monitoring wells (six samples) will be analyzed for petroleum hydrocarbons (TPH -D, TPH -O), metals (total and dissolved), and TOC. — Half of the groundwater samples collected from the new monitoring wells (three samples) will be analyzed for TPH -G, VOCs (with selected ion monitoring for selected constituents for lowest possible detection limit), SVOCs (with selected ion monitoring for selected constituents), and PCBs. — One duplicate groundwater sample will be collected from an existing monitoring well and analyzed for the parameters listed above. • Utility locating will include one 8 -hour day for the private utility locating subcontractor with oversight by a Landau Associates professional. • Surveying will include one 8 -hour day for the surveying subcontractor with oversight by a Landau Associates professional. Deliverable: • The results of the supplemental Phase II investigations will be included in the Phase II investigation report prepared under Task 5. Task 5: Phase II Data Evaluation and Reporting Following completion of the field investigation and upon receipt of final laboratory results, Landau Associates will prepare a report that summarizes the results of the Phase II investigation. The report will include a description of the methods and procedures used to collect the data, a summary table of laboratory analytical results, soil boring logs describing subsurface soil conditions, and an evaluation of the laboratory data (including validation of the laboratory data for quality assurance /quality control purposes) and visual observations within the context of the Ecology MTCA cleanup regulation. The report will also include a section documenting pre- design geotechnical evaluations based on the data regarding physical site conditions developed during the Phase II field investigations. 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 13 Assumption: • One report will be prepared to document the initial and supplemental Phase II investigations for the Plywood Plant parcels, including the triangular parcel. Deliverables: • A draft report will be prepared to present the results of the Phase II investigations (both Tasks 4 and 4a) for review by the City. An electronic copy (in PDF and Word formats) of the draft report will be provided for review by the City. Four paper copies of the draft report will also be provided. • A final report will be prepared incorporating comments, as appropriate, provided by the City. An electronic copy (in PDF format) of the final report will be provided for use by the City. Four paper copies of the final report will also be provided. Task 6: Project Meetings To facilitate the tasks included above, we have proposed a series of meeting with the City to discuss the Project. The meetings would be conducted when Landau Associates staff members are at the Project site for work on other tasks, at milestones for the Project where discussions are warranted, or as requested by the City. Assumption: • Two Landau Associates professionals will conduct six 2 -hour meetings with City staff. We anticipate one Project kickoff meeting, one meeting following completion of the document review and Phase II work plan, one meeting to discuss the findings of the Phase I ESA, one meeting to discuss the findings of the Phase II investigation and recommendations for Stage 2 activities, and two contingency meetings to be scheduled, as warranted. For purposes of estimating project costs, we have assumed that three meetings will be held at City offices, and that three meetings will be held via conference call /teleconference. Deliverable: • Meeting summary notes, including identified action items, will be prepared and submitted to the City to document each meeting. Task 7: Technical Support, Communications, Management, and Administration Landau Associates will provide technical support to the City related to the Project site, as requested, regarding property acquisition, property investigation, environmental and geotechnical conditions, cleanup and regulatory compliance, and /or funding sources. Landau Associates will also coordinate with the City on the progress of the Project as work proceeds, prepare monthly progress reports as necessary, prepare invoicing, and transmit correspondence. Landau Associates will maintain necessary supporting materials as required. The Project Manager will communicate regularly with the City Project Manager, monitor work task performance, maintain the schedule and budget, and approve 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStage1 _prop- 03-2G13.docx LANDAU ASSOCIATES 14 work expenses. The Project Manager will ensure that systems are in place to conduct quality assurance and quality control on deliverables and correspondence. ESTIMATED SCHEDULE We are prepared to initiate the work described in this proposal upon receipt of your authorization to proceed and will develop a schedule that will suit your needs for the project. Assuming that all of the proposed tasks are authorized together, we anticipate the following schedule, based on time after receipt of authorization: OVERALL ASSUMPTIONS Our assumptions in preparing this scope and cost estimate include the following • The environmental evaluations proposed herein are intended to provide data to assess and document current Project site conditions in support of planning for cleanup and redevelopment, but are not intended to be sufficient for final remedial action plans and designs. • Because our evaluation will be based in part on work performed and reported by other parties, we cannot guarantee the accuracy of the information reviewed, although we will make general assessments regarding the value and applicability of the previously generated data as part of our evaluation of Project site conditions. This scope of services does not include independent field- verification of the data provided in documents or reports prepared by others and provided to Landau Associates for review. Therefore, it is understood that the conclusions we draw from the review of documents or reports prepared by others is dependent on the assumption that the information provided in these documents is accurate. During the course of our data review and collection, Landau Associates will evaluate the existing information for consistency with that collected during performance of that scope of work outlined above and notify the City of any inconsistencies. 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 15 • The City will provide copies of available environmental information about the subject property including any previous investigations or surveys that they have access to, and assist Landau Associates with communications with the current or former owners regarding the acquisition of additional relevant documents. • The City will arrange for access and any necessary rights -of -entry to the subject property, and ensure that demolition debris and other obstacles are removed from the property to allow observation of the ground surface and facilitate selection and marking of drilling and sampling locations. • For the Phase II investigation, the City will provide any available information regarding the locations of any non - conductible underground utilities (e.g., concrete or plastic piping) at the subject property. Non - conductible utilities are not typically identified using conventional radio detection utility locating equipment. • Soil cuttings, groundwater sampling purge water and equipment decontamination water generated during the Phase II sampling activities will be contained and stored in drums at the subject property pending receipt of the soil and groundwater analytical results. Landau Associates will label the drums and assist the City with evaluation and arrangements for transportation and appropriate disposal. However, costs for offsite disposal of the drummed soil and water, if needed, are not included in our estimated costs for this project. We will discuss appropriate disposal options of the drums and the associated costs with you, based on the analytical data for the Phase II samples once they are received. • The proposed Phase II and Supplemental Phase II investigations outlined in this proposal are based on the available information and for the purpose of estimating project costs; they do not include any additional investigation or remedial actions that may be required by Ecology once formal discussions /negotiations are begun regarding cleanup of the Project site. Costs do not include a contingency amount for unanticipated out -of -scope activities by subcontractors and /or Landau Associates. ESTIMATED BUDGET The estimated cost for the proposed scope was developed on a cost plus fixed fee basis consistent with the Local Agency Guidelines (LAG) Manual prepared by the Washington State Department of Transportation (WSDOT). The estimated costs are detailed below by task and a Consultant Fee Determination Summary Sheet (Exhibit E -1) is attached. 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 16 Task 1 — Background Information Acquisition and Review and Environmental Summary $10,400 Task 2 — Due Diligence /Phase I Environmental Site Assessment $9,900 Task 3 — Plywood Plant Parcels — Phase II Scoping and Planning $7,800 Task 4 — Plywood Plant Parcels - Initial Phase II Investigation: $82,900 Estimated subcontractor costs (which are included in the task total above) include: • Survey — $2400 • Sample Collection Costs — Direct -Push Drilling Contractor — $13,500 • Locating /Marking Utilities — Utility Locating Subcontractor — $640 • Analytical Costs — $52,000 Task 4a — Plywood Plant Parcels - Supplemental Phase II Investigation: $51,900 • Estimated subcontractor costs (which are included in the task total above) include: • Survey - $1,500 • Sample Collection Costs — Direct -Push and Hollow -stem Auger Drilling Contractor — $18,200 • Locating /Marking Utilities — Utility Locating Subcontractor — $480 • Analytical Costs — $18,800 Task 5 — Phase II Data Evaluation and Reporting: $22,000 Task 6 — Project Meetings $11,600 Task 7 — Technical Support, Communications, Management, and Administration: $24,200 ESTIMATED TOTAL COST: $220,700 As noted above, our services will be provided on a cost plus fixed -fee basis consistent with the WSDOT LAG Manual. We anticipate that the work for this project will be conducted under a contract that meets the LAG Manual format, and that the City will provide a proposed contract for Landau Associates review. If unforeseen conditions are encountered, we will bring these to your attention and seek modification to the scope of services and budget, as appropriate. PROJECT STAFF Landau Associates staff for this project will include Tim Syverson, L.G., Senior Associate Geologist, who will be responsible for day -to -day management of the project. Tim has conducted due diligence investigations for hundreds of properties in the Northwest with most of the properties being acquired for development or redevelopment. Dave Pischer, P.E., Principal, will provide technical and regulatory support to the project and will be available to provide the City with guidance on the implications of site conditions relative to potential redevelopment of the Project site. Working with Tim and Dave on the project will be Landau Associates staff experienced with Phase I and II investigations and property redevelopment at commercial and industrial properties in the Northwest. 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 17 Thank you for giving Landau Associates the opportunity to provide this proposal. We look forward to working with the City of Yakima on this project. Please give us a call if you have any questions regarding this proposal. LANDAU ASSOCIATES, INC. Timothy L. Syverson, L.G. Senior Associate Geologist (40'4)�X' Ac�� David A. Pischer, P.E. Principal TLS /JAF /DAP /ccy No. 143.525 Attachments: Figure 1 — Project Site Parcels: Stage 1 Work Areas User - Provided Information Request Form Exhibit E -1: Consultant Fee Determination Summary Sheet 03/26/13 S: \Sharedoc \000proposal \C_ Yakima \2012- 10_Em,GeoRemediation for Yakima Mill Site Development\ 2013MillSiteSOUNLandauYakimaMillSiteStagel _prop- 03-2G13.do- LANDAU ASSOCIATES 18 ESSt N a co z EOSt ENSt U) L_ V Erickson Ln z Thornton Ln 2 2 m N 74 m 82 31509 \ 31508 42401' E F sk 2 1 eesk Legend Phase I ESA C Phase I ESA & Phase 11 Investigations (i.e., Plywood Plant Parcels) Tax Parcels and Parcel Site Number (191318- XXXXX) Data Source: Yakima County GIs, ESRI World Imagery Yakima Facility LANDAU Yakima, Washington ASSOCIATES 41001 82 Note 1. Black and white reproduction of this colc original may reduce its effectiveness an( lead to incorrect interpretation. 0 700 1,40 Scale in Feet Project Site Parcels: Figure Stage 1 Work Areas Murphy Ln EJSt LL N O EISt O V U) a LL O 2 _ w a a 1 m rn 2 o z o- m 0 cA EF gt 2 2 m N 74 m 82 31509 \ 31508 42401' E F sk 2 1 eesk Legend Phase I ESA C Phase I ESA & Phase 11 Investigations (i.e., Plywood Plant Parcels) Tax Parcels and Parcel Site Number (191318- XXXXX) Data Source: Yakima County GIs, ESRI World Imagery Yakima Facility LANDAU Yakima, Washington ASSOCIATES 41001 82 Note 1. Black and white reproduction of this colc original may reduce its effectiveness an( lead to incorrect interpretation. 0 700 1,40 Scale in Feet Project Site Parcels: Figure Stage 1 Work Areas 14 LANDAU Phase I Real Estate Transfer Assessment / Environmental ASSOCIATES Site Assessment User Provided Information Request Form Name: Company Name: Relationship to user: Title: Phone: Relationship to subject property: 1. Are you aware of any environmental cleanup liens against the subject property that are filed or recorded under federal, tribal, state or local law? No Yes (if yes, please provide details in the space below). 2. Are you aware of any Activity and Use Limitations (AULs), such as engineering controls, land use restrictions or institutional controls that are in place at the subject property and /or have been filed or recorded in a registry under federal, tribal, state or local law? No Yes (if yes, please provide details in the space below). 3. As the user of this Environmental Site Assessment (ESA) do you have any specialized knowledge or experience related to the subject property or nearby properties? For example, are you involved in the same line of business as the current or former occupants of the subject property or adjacent property so that you would have specialized knowledge of the chemicals and processes used at this type of business? No Yes (if yes, please provide details in the space below). 4. Does the purchase price being paid for the subject property reasonably reflect the fair market value of the subject property? No Yes . If you conclude that there is a difference, have you considered whether the lower price is because contamination is known or believed to be present at the subject property. No Yes (please provide details in the space below). 2/28/07 \\ Edmdata \sharedoc \000proposal \ESAs \_Ph I ESA Questionnaire.doc LANDAU ASSOCIATES 1 14 ASSOCIATES LANDAU Phase I Real Estate Transfer Assessment / Environmental Site Assessment User Provided Information Request Form 5. Are you aware of commonly known or reasonably ascertainable information about the subject property that would help Landau Associates to identify conditions indicative of releases or threatened releases? For example, as user, a) Do you know the past uses of the subject property? No Yes b) Do you know of specific chemicals that are present or once were present at the subject property? No Yes c) Do you know of spills or other chemical releases that have taken place at the subject property? No Yes d) Do you known of any environmental cleanups that have taken place at the subject property? No Yes If you answered yes to any of the above, please provide details in the space below. 6. As the user of this ESA, based on your knowledge and experience related to the subject property, are there any obvious indicators that point to the presence or likely presence of contamination at the subject property? No Yes (if yes, please provide details in the space below). Signature / Date 2/28/07 \\ Edmdata \sharedoc \000proposal \ESAs \_Ph I ESA Questionnaire.doc LANDAU ASSOCIATES 2 Exhibit E -1 Consultant Fee Determination Summary Sheet (Lump Sum, Cost Plus Fixed Fee, Cost Per Unit of Work) Project: Cascade Mill Site, Yakima, Washington Consultant: Landau Associates Direct Salary Cost (DSC): Classification Principal Senior Associate Associate Senior Senior Project Project Senior Staff Senior CAD Staff /Senior Technician II Assistant /Senior Technician I Project Coordinator CAD /GIS Technician Technician Support Staff Hours = Direct Salary = Cost 40 X $71.75 $2,870.00 168 X $52.95 $8,895.60 70 X $42.59 $2,981.30 70 X $37.94 $2,655.80 0 X $35.19 $0.00 X $30.27 $0.00 448 X $25.37 $11,365.76 X $33.17 $0.00 X $23.52 $0.00 X $29.18 $0.00 96 X $25.69 $2,466.24 40 X $26.14 $1,045.60 X $17.95 $0.00 30 X $19.47 $584.10 X $0.00 X $0.00 Total Direct Salary = $32,864.40 Overhead Cost @ 187.70% of Direct Labor Cost = $61,686.48 Fixed Fee @ 30% of Direct labor Cost = $9,859.32 Total Direct Labor = $104,410.20 Reimbursables: Travel Expenses (mileage, meals, lodging) Survey Subcontractor Utility Locate Subcontractor Laboratory Testing Drilling Subcontractor Non -Labor Expenses (equipment) Reproduction Expenses Consultant Total Prepared By: T. Syverson Date: 3/26/2013 $4,074.60 $3,900.00 $1,120.00 $70,740.00 $31,710.00 $4,700.00 $90.00 _ $220,744.80