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HomeMy WebLinkAboutR-2011-100 Hines Addition Sreets and Utilities Engineering Agreement with Huibregtse Louman Associates, IncRESOLUTION NO. R-2011-100 A RESOLUTION authorizing the City Manager to execute a Professional Services Agreement with Huibregtse Louman Associates, Inc., in an amount not to exceed $58,000, for engineering services required to develop the Hines Addition Streets and Utilities. This resolution also authorizes the City Manager to execute other contracts and agreements required for this project. WHEREAS, the City of Yakima's Office of Neighborhood Development Services (ONDS) desires to construct a small, low-income housing development on land that has recently come into the possession of the City; and, WHEREAS, ONDS has received permission to use CDBG funds on such a project; and WHEREAS, due to the short timeline required for this project, it is necessary to hire an engineering consulting firm; and, WHEREAS, the City utilizes the Municipal Research and Services Center (MRSC) of Washington roster of consultants whose statements of qualifications represent that they have the expertise necessary to perform the services required by the City; and, WHEREAS, the City conducted phone interviews with four consulting firms on the MRSC roster who are qualified to do this work, and HLA scored the highest; and, WHEREAS, the City Council deems it to be in the best interests of the City to contract with Huibregtse Louman Associates, Inc. to perform the engineering services required for the Hines Addition Streets and Utilities; and, WHEREAS, other contracts or agreements could be required for the development of this project; now therefore BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF YAKIMA: The City Manager is hereby authorized to execute a Professional Services Agreement with Huibregtse Louman Associates, Inc., in an amount not to exceed $58,000, for engineering services required to develop the Hines Addition Streets and Utilities. The City Manager is also authorized to execute other contracts and agreements, as required for the development of this project. The form of said supplemental agreement shall be reviewed and approved by the City Attorney or his designee. ADOPTED BY THE CITY COUNCIL this 21st day of June, 2011. Micah Cawley, ayor ATTEST: Local Agency - , Standard ConstAitant AgreementV•akinia, . r . ConSultent/Adel(eSs/Teleplione. 'Huibregts,e;,Lotithan Associates, 801 '11Orth;39th Avenue WA 9890-2 Inc . . , $0-967QQQ, ioirchitectuf-al/Engin6ering AdreOmeftti Personal eiNtiOegr91',nprIt_ 'Agreement Number 11 01,2E Project Title AndOork Description 'Hines'Addition Streets and Utilities - Pha*1 aticLPliger,2 D'esj.gti tW9-laiip'roadWay, curb gtglitter; sidewalks drainage; streeflighting,,domestic _ . - .. water; ,arid, sanitary sewer for the Hines AdditiOh. Federal Aid:Number .. . ., 'Agreement Type (Choose orie) 0,Wria.PtSum :lairrip-.Sym Amount58:0900:00 - . al Coit,Plus Fixd F.ee Overhead Orogres, Payment:Rate DBEParticipation' - . Overhead.,QOst-Method . o•-i^1/4(ittial Cost % Yes 0 No ‘Federal 1bAarriber or Social Security Ntirriber ' Actual COst Ncillto,FxOee0 • Fixed Overhead Rate % Di:iiicii..i.reodire .a 1099 for IfS? Completion Date. December 31 .2012 . , _ ,. . Fixed'Fee. $ - n'Yes 1 No - . .-..„ Total Arriourit.Atithor1zerf$ Mahagement Resepe:Fund4 Arriount:PaYable $ 58;000.,00 -SpecitiO,Ratet Or Pay 1 Nogotiated:Hoy-0.14ate- 0 -ProVi*mal Hourly Rate ,58,1101100 ill Cott Per Unit of WoekMaxirnull _ . Inciox of Exhibits (Check all that apply): Exhibit A-1 'Scope of Work D'Exhibit A-2 Task'Order Agreement o EXhibit B 1 DEE,UtiliTstior Certificationt 0.ahibit C Electrortie Exchange ef Data .1=1- ExhibitD- 1 Payment - Lump Sum ;Exhibit -DT2 Payment- Cost Plus O E.Xliibit Payment- Hourly Rate 0 Exhibit -D-4 Payment Provisional Exhibit E-1 Fee- Lurnp/Fixedithiit O ExhibitE-2 Fee - SPeCifie; Rates. C4, EXhibit.F.Overhead`Cost Ej Exhibit.G'Subcontracted*Ork 0 ExhibitG-1 Stib,Consultant.Fee n: Exhibit G-2 Fee-:Stib$pecific.Rates EXhibit:Grj.Sulo_OVerliead Cost Exhibit HiTitle:VI Assurances 'Exhibit LPayment L.JpOn Termination of -Agreement Exhibit J Alleged Consultant-besign Error.ProCedures Exhibit: K Consultantc Procedures. r_tl.,ExhibitiLLiability,,Insurance.Inerease Exhibit m -la ConsidtantCettification Egi Exhibit M' ib Agency Official Exhibit -M2 Certification - Primary , W. Exhibit Iv1=-3LobbYing Certification ExhibitM-4 PricingData Certification o App: Supplemental.Signature-Page IA1.1 -/C— 'MIS' AGkEETVIENT; riladea,nd enteted,inte this ze, day of betWeen-lhe LOcal Agency of City 'ofYakima , WaShingion, hereinafter calleckhe"AGENCY' , and the above organizatiOn hereinafter called the "CONSULTANT" DOT Form 140-089EF' Revised 3/2008 Page 1 of 8 WITNESSETH THAT WHEREAS, ; tl*.A'Qh:NCV. desireg. t� acconpi iSh the above ,refe renced project, and. WI-JERE-AS; theAgENCY.does.not.have,stifficient staffto meeLthe'Tequired commitment and therefore deerns, kt advisable and desirable to engage the assistance of a. CONSULTANT to provide. the:netesSaty.SerVices for the PROJECT,. and -W.11)FREAS theCQNSULTANT rePresents,tbat .he/she. is in eOrnPliance,With the WaShington. State Statutes,relatirig to prOfessionaLregiStratioivif applicable; and.has:Signified:a willingness tofurnish Consulting seryites'to the AGENCY, NOW THERE-EORE,. in -conideration.of the'terins, conditions covenants and performance contained herein Or attathed, and-iiicorporatedranci macielaparfherebf, the parties--heretoagree, as follows: I. General DOsOriOfiOn. of Work „ The work Under this AGREEMENT shall. consist ofthe'abOye.deScribed-Work.ah-d-rSerVices;as,herefP defined and necessary to accoMplish-the.ComPleted work:for this pROJECT. The CONSULTANT shall furnish all serviCes, labor; and related eqUiptitenfnecessary to conduct and cornplete the whik,as, designated elsewhere in this AGREEMENT °Scppe,of Work The.Scope,!ofWork and prOjectedlevel.Of'effort required for this PROECT is detailed in Exhibit A attached hereto rand bythis,referetice made a part Of this.AGREEMENT. 111 Qefieta1Requirement All aspects of coordfhaficin-.of the work ofthis AGREEMENT with outside agencies c groups;_britidividOS.'sliall receive advance approval l by the AGENCY Necessary contacts and meetings with agencies, groups; and/or individuals shalTbe, toptdinated..thronglitheAGENCY. The 'CONSULTANT shall attend progress and presentation' meetings with the -AGENCY and/or stich,Federal,-State„,.COmmunity; City.Or'Counly-OfficialS, groups or inthviduals as.rnay,be requested by the AGENCY The AGENCY will provide the CONSULTANT Suffitient-ntifite:pridi to meetings.reqUinhg CONSOLTANT'particiPation..The Minimum,reOuired-hours,or,c10ys.00tjcc 064.ke.agreed,to-betWeeh the AGENCY and the. CONSIJLTANtarlifShoWn Exhibitih "A." The CONSULTANT Shall prepare a.triOrittilyprOgress:repOrt; in a .form approved by the AGENCY, which will outline in Written and!graphical form, the various.phases and the order of performance of the work iiisufficienfdttail so that the prhgress,of the work can eaSjIY'be evaluated The CONSULTANT, and each SVBCONSULTANT, shall not dscrirninate on the basis color;,national.origin,,or; sex in theTerformante,ofthis.contract. The CONSULTANT, and each SUBCONSULTANT„shall.carry out applicable requireinents of 49 CFR Part 2.6.in'the award and,administration.'clUSOOT-assiSted.contratts, Failure.by the - CONSULTANT to carry otit-thcse.reqUirenients is a material breach ofthis AGREEMENT that may result 4:the termination of th is,AGREEM ENT Participation for OisadyahtagectsBUSineSS Enterprises (DBE), if required, -per 49' CFR.Part 26,.or participatiOn of Minority BuSitiess Enterprises (MBE), and Whiner! Business Enterprises (WBE), shall be showtronahe,headitig ofthis AGREEMENT if D/M/WBE firms are utiltzed? the;arhountS authorized to each firth and their certificationntimber will be shown on Exhibit "B" attached hereto and by this made a part of this AGREEMENT. lithe Prime CONSULTANT is!:a OBE firm they.rnhSt comply With the CoMmertial Useful Function (CUF) regulation outlined in the AGENCY'S 'OBE Program Participation Plari". The mandatory DBE participation goals ofthe AGREEMENT are those established by the WSOOT'S,Highway and Local Programs Project Development Erigineer in consultation with the AGENCY. All Reports, liSSZEniaterials, and .other data furnisher -11p the CONSULTANTbythe.ACENCY shalt be returned: All' ,elettronicTiles, prepared by the CONSULTANT, must Meet -the .reriuirenients'as.ohtlified-in Exhibit C:" All designs, drawings, specifications; documentS;.and.other work products, including:all electronic. files: prepared bythe CONSULTANT prior to .cornpletion, or termination:of:this AGREEMENT are InstrumentS.Of-Seryiceibr this PROJECT,. and' are the ,property,of the .AGENCY .Reuse by the.AdENCY-or'by Others, actirigthrough,hr.on behalf of the. AGENCY of any such instruments of servite,.q6tocturting as a' part ofthis PROJECT, shall be; without liability or legal exposure to theCONSULTANT. Page 2 of • IX/Time, for' Beginning, aric1. coinOletion The CONSULTANT -Shall not begin any 'work underihe 'terrris,of this AGREEMENT Until authorized in Writing by the AGENCY. AB work:under this AGREEMENT'shall be -completed by the date shOyvn in,* heading of this AGREEMENT under completion date. The :established cipietioniniesIia1 ridt,be extended because ofany-delays .httrihurable to tbe CONSULTANT, but. May be extended by the AGENCY in the event:of a dela}, attributable to the AGENCY, or because ofunaysiidable delays caused by an act of GOD or governmental actions or other conditions, be•yoild the control of the CONS,ULTANT. A, priorsupplernentql agreement issued 0y the AGENCY is required tO extend the established cOmpletion-time. 'V P?iyibentProvisiont The .CONStiLIANT shall be paid by the AGENCY fqr completed work and services rendered under this AGREEMENT aS provided iti_',Ehiblt"D7' atta-Clied,heretO,and'by reference made part of this -AGREEMENT". Such •payinent.shallbc'full.conmensation'tbr wOrk•performedor services rendered andfor all thb9r, materials; supplies, eqUipinent,,And:ineidehtats necessary to ecirrijilete: the work . The CONSULTANT.,shall conform to all applicable piitions of.413.CFR Part:31 A post audit may be performed on AGREEMENT The need for &post audit will be -determined by the State Auditor, WSIDOT Exterphl Audit Offree and/or at the Tequest hf the AGENCY'S PROJECT Manager. VI :Sub-COOtractipg The AGENCY perrnitS,Stili,ehntracts for those items,of Work as shown in Exhibit' `G" attached hereto and by lhis ,refeterteeimade part of this,AcigFEMENT: CoirmensatiOn for this sub„consultant-Wcirk Shallibeb,asetl on.the chg. factor -a shown on,ahibit "0” The work hf the,stib-chnsUltant shall riot exceed its maximum ainountpayable unless a priorWrifteit approval has been issuedbythe AGENCY: All reimbUrShble:direct lhbor,.dverltead, direct non-,Salhry chatkand fixed fee costs -for the subeonsultant shall be 'substantiated in the same matifier*'outlinedtp Section V. All.Sub‘contractS shall ebritainall applicable provisions of this AGREEMENT: 'With respect to.sub-conSultantpayinent,, the CONSULTANT shall, coMply-with.all- applicableseetionS-OfthePrOnipt ?aymehtiawsassetfoiThin RCW, 39.04.250. and keW 39,76.01:1. The CONSULTANT shall not §ub-coptractlOr the perforrnance of Pny'WorkuPder this AGREEMENT without prfor written,,permisSion .9f the AGENCY: No pennission for sub contracting shall create, between the AGENCY and sub contractor, any contract Of-anjiPthet relationship., A DBE certifiedsnb-conSultantis required to perform:a:Minimum. antothithf their shb=-Contracted.agreement.that'is.establiShaby.the'WSDOT Highways and .LOchl-PrOgrainS.'PrOject Development Engineer in conSUltationwith the AGENCY, VIIErnpIoyment The CONSULTANT warrants that they have not einployed.or retained any coinpaity or 'person; other than :h bona tide - employee workingsofely,forthe CONSULTANT, to solicit or secure this contract, and that it has not paidloragreed to pay any cornpartyor person,.oth'enthat a bona tide employee working solely for the CONSULTANT, any fee, coinniission, percentage, -brokerage'fee, gift or any other consideration, contingent upon orrestilting,fibin the award or; makmg.of this -contract. For breach or violation of this warrant, the AGENCY shall have the right to annul this. AGREEMENTwithout liability or, in its discretion to deduct from the AGREEMENT price or consideration or otherwise recover ttleftill.arpourit hf such fee.,,CommissiOn, percentdge,,brokerage fee,. gift, or chntingent.fee., Any andall-erriplOyeesPf the-CONSULTANT.or other persons while engaged in.the performance cfany.work or services required.of the CONSULTANT under this AGREEMENT, shallbe'ehnsideredemplbyees of the CONSULTANT only and not of the AGENCY, and any and all elairna'that may arise under any Workmeri!s Compepsatjon.Act ofthehalf ofsaid..einprnsyees or other personsWhile s� engaged, and anyaridall claims madeby a Page-3.of,8 third party as a/consequente.oTany-acrOr ornissiOn.on the.part-of the,CON_SDLTANT'S .einployees:or other Tiersons, While,sO engaged any of the WOrk orServices..proVided to be Tendered -herein, Shalt bethe sole,obligatiorrand reSpensibility.of the CONSUL:F:0ff. The CONSULTANT -shah -not engage,,ort a fulf--or part-time basis, or other basis, during the period ofthe.contract,, any. professional er technical -personnel who are or have beep, .at any tirpe.dUring the.period.Oftbe-Contraet, in the employ Ofthe United States Departmerit.of TranSportation, or the STATE or the AGENCY, except-regularlyretited, employees, WithourWrittcn consentofthe pub1i ernploy,er orstieh person. .1/1111SIonditririninptiob During thel5erfOriparice of this tontraet, the,C.ONSULTANT, foritself; its assignees and successors in interest agites to Comply with the folleiwingjaws_and- regulations: Title VI of the Civil Rights:Act of 1964 (42.USC Chapter 21 Subchapter V.Section ;000,hro'Ogh.•2000&4) federaliaidllighwaY Act Of1973' (23 USC Chapter,3 Section Rehabilitation -Act of'191Y (29*(JSC Chapter 16,SUbchaPter Sectibp 794) Age Discrimination Act of 1975 (42 USC Chapter 76 Section 6101 et CiiiIRights Restoration Act -cif 1987 (Public Law 100-259) ,Ameri4h. With -DisabilitieS:Act of 1990 (42 ..USC-Chaptet 126 -Section 121.61 ei. 'seq.)- 49-CFR.Part:21 23 CFR Part -200 RCW 49.60.180 In relation to Title VI of the.Civii Rights Act of 1964„the-CONSULTANTSS.boinid'by The provisions ofExhibit "H" attachedheretand.by this'reference'Made part of this.AOREEMENT, and shall include the attached Exhibit "H" in every. sub -contract, including proeurepient of materials. and leases of equipment,.utiless exenipt by tbo:Regulasidps or. diostives:iissuecil3uituant thereto. IX Termination otAgreetbdint The right is -reserved by the AGENCY to terminate this AGREEMENT at any tirrie upon ten (10) days written notice to. the CONSULTANT: In the event this AGREEMENT is terminated by the AGENCY other than -for defatilt on -the part -Of the CONSULTANT, a final payment ha1l be made (0 he CONSULTANT as.shoWn irrExhibit."1". for *type of AGREEMENT used. No payment be Made for any work coMpleted after ten (1p) days follOwing receipt by. the CONSULTANT of the Notice:to.Terruipate. If the accumulated payinerit made to the-CONSULTAN.T prior to Notice Uteri -tin -200p exceeds the total amount that would be due when comptitecfas set forth herein above, then.no,final,payrnentsliall be due and the CONSULTANT shall inimediately reiinbursetheAGENCY forany excess paid. -1fthelserVices of the CONSULTANT are terminated:by the -AGENCY for default On the part of the. CONSULTANT, the above formula for payrneOts,hq11.not.ppply, Pqge.4 or§ In,such an" event; the amount td be,paid,shali'be"deterniined by the AGENCY with consideration:given to the actual costs incurred by the CONSULTANT in performing the work to the date of termination; the amount of w`ork originally required which was satisfactor'ily.compieted to; date.oftermination, whether that work,is•.in a form, oratype which.is usable to the AGENCY at. the titne'ofternination, the cost AGENCY of employing: another firm to: complete.the work required-and:.thetinie whichtmay be required'.to. do so,and. other factors which affect the value to the AGENCY of the w"ork-performed.at:the timeof termination. Underiio circumstances. shall• payment -made under this subsection exceed the:an-taunt;. which would have, been.tnade using the fornlula.set forth,above. If it is determined for'an) reason that the CONSULTANT was notin default'or-that the CONSULTANT'S failure -to - perform is without the•CONSILTANT'S or it's -employee's default or negligence,,the'terrnination shall be deemed to bea termination'for-the convenience ofthe AGENCY. In such an event,, the. CONSULTANT wouldbe-reimbursed,'for actual costs in.accordarice,with.the termination for than default:clauses listed previously. In the event;of.the-death of•anymember„partner or officer of theCONSUi;TANT or any of its "supervisory personnel. assigned to the 'PROJECT, `orf'dissolution of the partnership, terniination,of the. corporation, or disaffiliation"ofthe principally involved employee, the'sur•v iving:members of the CONSULTANT hereby, agree to coiplete the,work under the;terrns.of this AGREEMENT.,if requesied`to•=do so by the AGENCY This subsection shall'iiot be a:barto renegotiation of the AGREEMENT between the -surviving members of the CONSULTANT -and. the. AGENCY,•.if:the. AGENCY so chooses, in the event of the death'-of'any of the •parties listed in the -previous paragraph, should the surviving members of th'e CONSULTANT, Witty -the AGENCY'S concun•ence; desire to terminate this AGREEMEN;T;,payment shall be iiiade as setforth in.the.second:paragraph of this section. Payment: for any part.of the -work by the °AGENCY shall -not cons_ titute a waiver by:the: AGENCY of any remedies,of any type itmay'have againstth_e'CONSUL• TANT for any breach ;of this,AGREEMENT by theICONSU,TANT; or for ,failure:of the CONSULTANT" to perforin work”required'ofit.by.the.AGEN,CY:,Forbearance'of any rights under the .AGREEMENT-V011.not constitute waiver. ofentitlement to exercise those°rights with respect to any• future actor omission -by theCONSULTAANT, X Changes ofWork The:CONSULTANT shall make•such changes and revisions-iirthe complete work:ofthis AGREEMENT asmecessary to Correct.errors' appearingtherein, when regtiiredto do so by the AGENCY, without additional compensation•thereof Should AGENCY find it desirable, for, its own purposes to have' previously satisfactorily completed work or parts thereofchanged:or revised, the CON:SULTANT•shall make such:revisions as-directed:by,the AGENCY. This work shall be considered as Extra Work andwilf be.paidfor-as herein°provided under Section'Xly.. XI Disputes Any dispute concerning -questions of fact --in connection with thework not -disposed of byAGREEivIENT between the 'CONSULTANT and the AGENCY shall be referred for determination to the Director of. Public Works or. AGENCY Engineer, .whose decision:in the platter shall be;final and binding. on,tlie,parties of this: AGREEMENT,. provided;, however,, that- if an action is brought challenging the Director ofPublic Works or AGENCY Engineers decision, that decision shall be subject to,de.novo-judicial review If the parties.to:this AGREEMENTniutually'agree, disputes concerning alleged,design,errors will be conducted under the procedures found in;Exhibit 'J";.and'disputes concerning claims will be. conducted under the procedures found;in Exhibit."K XII'Venue,,Applicabie Lavv„and Personal Jurisdiction In the.event-that either, party deems itnecessaiyto institute legal action or proceedings to enforce anyright or obligation -under. this AGREEMENT; the parties hereto agree that any such action shall be initiated in the•Superior court.ofthe State' of Washington, situated'in.the county in which the AGENCY is located. The parties hereto agree'that all questions shall. he resolved by application of Washington law.and thatthe<parties to.such action shall'have the right of appeal' from such decisions of the Superior court in accordance with the laws.of the State of Washington. The CONSULTANT hereby consents to the -personal .jurisdiction of the Superior -court of the State of Washington, situated in the -county in which the AGENCY is located. Page 5•of 8• X111 Legal Relations The. CONSULTANT shall comply with all., Federal,; State; and local laws and ordinances applicable to the woi;k to be done under"this AGREEMENT.This contractshall be interpreted and construed`in accordance with.the laWs.of the State,of Washington, The CONSULTANT Shall indemnify and hold the AGENCY and the STATE and'its officers.atid employees harmless from and shall. process. and defend_at its own,expenseall-claims, demands, or suits at law or equity arising in whole or in; part' from: the CONSULTANT'S`negligence"or breach ofanyof"its obligations under. this AGREEMENT; provided that nothing,here;mshall require a:CONSULTANT to indemnify, the" AGENCY or the STATE against. and hold harmless the AGENCY or. the STATE froth claims,: demands or 'suits based solely upon the conduct ofthe AGENCY or. the STATE, their agents,_ officers and and provided further th'at`if the claims or suits are caused by or result from'the concurrent. negligence of (a),the `CONSULTANT'S agents or-einployees;"and "(b)lhe"AGENCY or the STATE; their agents officers and ernployees this indemnity, provision with_ respect to.(1) claims or suits based upon: such negligence.(2) the costs to the.AGENCY or the STATE of defending such claims'and:suits=shall be valid and -enforceable;,only to the extent of the CONSULTANTS negligence. or the negligence of the CONSULTANT'S agents Or employees: The, CONSULTANT' S; relation to the AGENCY shall'be at all tunes asapindependent contractor 'The.CONSULTANT"shali'.comply with all applicable sections"of the applicable Ethics laws, including RCW 42:23, which is the Code of Ethics for regulating; contract: interest: by. municipal officers."The CONSULTANT. specifically assuines potential liability• for actions brought by the CONSULTAN'T'S own employees against the AGENCY and, solely Tor -the purpose of;this.indemnification and,defense, the.CONSUL_ TANT specifically° waives any lmmunityunder the'state'industrial`insuranceaaw;,Title 51 RCW. Unless otherwise specified.in-the AGREEMENT, the,AGENCY shaWbe;responsible for administration of construction contracts, if any, on the PROJECT Subject to the processing;of a newsolesource; or an acceptable supplemental agreement, the CONSULTANT shall provide On-CalIassistance to the:AGENCY during contract.administration. By providing such assistance, the, CONSULTANT shall assume no responsibility for::proper construction.techniques, job site safety, or"any construction -contractor's failure to perform its work in'accordance with the'contract-documents: The CONSULTANT shall obtain, and" keep in force during the terms of.the AGREEMENT, oras otherwise required, the.following insurance with' companies orthrough sourcesapproved by'the State Insurance' Commis_sioner•pursuant to Title '4& RCW. Insurance Coverage A. Worker's compensation and'erhployer'.s liability ihsurance.as,required"by'the STATE.. B. Comniercialgeneral liability and:property damage insurance in an aggregate amount not less -than two million" dollars($2;000;000) for•bodily injury, includingdeath and, property damage. The,per occurrence amount shall notexceed one million doliars'($1,000,000). C insurance;for any automobileused in an amount not less than.a one milliondoilar ($1,000;000) combinett.single.limit. Excepting the Worker's Compensation insurance and''any Professional'Liability.lnsurance.secured by the CONSULTANT', the AGENCY will be named on all policies as an additional insured. The CONSULTANT shall furnish the AGENCY with verification of insurance and•endorsenients,required by the AGREEMENT. The AGENCY reserves the:right to require complete;,certified copies of all required insurance:policies at any time. All insurance shall:be obtained,from an;insurance company authorized to do.business in the State of Washington. The CONSULTANT shall submit -a verification of insurance -as outlined above within fourteen.(14) days of the execution of this AGREEiv1ENT:to the AGENCY. No cancellation" of the foregoing policies:shall be effective'without thirty (30) days priornotice"to the AGENCY The CONSULTANT'S" professional liability to the; AGENCYshall be iiniitedto the. amount payable underthis AGREEMENT orone,rnilhon ($ I,000,000) dollars, whichever is the greater, unless modified'by 'Exhibit—L'; In no case shall•the CONSULTANT'S professional liability"to third parties .be. limited in any way. Page6of4 The AGENCY. Will pay no pregress payments under Sect* Yi-nil the,..cONSULtANT has cemplied with,this section. This remedy is not exclusive; -and the AGENCY and the STATE may take such other action as iS:available to it under other provisionSlpf this AGREEMF,NT, r etherwiSe, in law. XIVExtra work A. The: AGENCY may arty:time,,by:written order, make changes within the general scope of -the AGREEMENT in the serViceS-to-be:Perfertned,. B.:If any such:el-14RO causes an.inerease-ordecreaspiin the estimatedcost Of, or thetinie required. for; performance of any part of the work under this AGREEMENT whetherornot changed by the Order, or ot.herwise'affectS'any !other' terms'and conditions of the,,AGREEMENT, the AGENCY shall,make an equitable adjustment inthe::(y)inaximUip amOunt,payable,,-(2)'defivery or‘coltipletionschedule4,or both and (3). other affectecketitiSand-Shall.Modify the -AGREEMENT accordinglY, C,The CONSULITANT-MuSt submit any "request for equitable adjustment hereafter feferredta'as'-4CLAIM'7,.tinder this clause within thirty (30) days from the date cif 'receipt ofthe written order. :HoWever, if the.AdEN.0(-000es thatthe faCts justify it, theAGENCY may receive and, act upon a CLAIM Submitted:befere• final payrrierit. (gulp' IENT D. Faikire to,agtee'to,any adjuStmeht shall be"a dispute under theaisputeS clause: nowever'; nothing in this,clause shall excuse the CONSULTANT from:ptoceedingWith,the AGREEMENT as.changed. E. Notwithstanding the terms and coaditioriS•offiatagraphS (A) and (B) aboVethe maximum amount payable for this AGREEMENTshall not be inCteased-or'consideredio,:be increased except by spec*. written suppletnehtfo this AGKEFr4NT. XV andoesernentpf Plans` I fapplicable, the CONSULTANT Shall place their endorsement on all plans, estitnateS, or any other engineering data furnished by them XVI Federal and State ROiew' The Federal Highway Administration and the Washington State Department of Transportation,shall have the right to partidipate.in the tOieWr Or exiirtination of the work in progress. XVII ,Certificatiowdf-the Consultant and theAgency Attached hereto as Exhibit tNI-1(a andb)., are the Certifications, of the CONSULTANT and the AGENCY Exhibit "M -2" Certification Regarding Debarment, Suspension and Other Responsibility Mattel's - Prirnary'Covered Transactions, Exhibit '`M-3" Certification Regarding the Restrictions ofthe Use of Federal Funds for Lobbying and Exhibit "M,4" Certificate ofCurrent Cost or Pricing Data, Exhibit "Ivt-:.3?' is required only in AGREEMENTS over $100;000,and Exhjbit"M-4" is reqUired only in AGREEMENTS over:$560,000. XVIII tothplete Agreement This document and referenced attachments contain all covenants, 'stipulations ; and provisions agreed upon by the partieS. No agent or representative of either party has authority make; and (he parties Shall Of beboundby or be liable for, any statement, representation, promise or agreerhent not Set forth 'herein. No -changes, 'amendments, or modifications ofthe terMsheteof Shall be valid unless reduced, to 'writing and signed by the parties:as an ainendment to - thiS.AGREEMENT XIX Execution. and : Acceptance This,AGREEMENT maybe simultaneously executed in several connterparts, each ofwhich shall be deerned to be original having:identical:legal effect The CONSULTANT does hereby ratify and adopt all Statements, representations, warranties, covenants, ,and agreements contained in the proPosal, and the stipportingTnaterial•stibmitted by the CONSULTANT, and does hereby accepttbe AGREEMENTand agre0 to all of the terns andconditions thereof Page 7 of 8 In witness whereof, the parties hereto have executed this AGREEMENT as of the day and year shown in the "Execution Date" box on page one (1) of this AGREEMENT By By Consultant Huibregtse, Louman Associates, Inc. Agency City of Yakima DOT Form 140-089 EF Revised 3/2008 Page 8 of 8 CITY CONTRAC r Nae -- ,?4 -i>` 1 RESOLUTION NO: ie 2R1"/ -/e 0 E)thibitA-1 Scope ofiAlpric Project No: PerfOnnikkiinvestigatinnS/clirvey;*sign_and prepare_plausand,specificatinns f9r reviw by FundingAuncy(s): • II qUeStiOP S; firepdrf and iscne,a.ddimrla:prepatr:En&neer'S'eStimate;:attencLbid opening, reviieViLanc tahUtate Inds; reeammenctaward. ,Copeof_work_cibes n9t incliicle ri fit -if -Way serViies,Lenvironmental cnmpiiuc permitting,,or_ServietsLdating_construefiem Sectpd_pflwarici< thesatnalor Phae 1 and Phase 2 Documehtesto Be Fintished By The Consultant "Required documents for -federally funded projects;:prehrainag and final plans arid 1pecifcationfor___ review by_City, an Funding Agency(s);.en8 ineer's estimate and hid opening" tabitlation DOT Form 140-089 EF'Exhibit A-1 Revised 6/05 Exhibita-2 Payment (Cost Pius a Fixed Fee) The CONSIJETANT.Shall be paid by the AGENCY.fot,coinpleted work and services, rendered underthis AGREEMENT as provided heteinafter Such payment shall be 011 compensation for work performed or serviceS rendered and fOnalllabor, materials, supplies, equiprnent, and incidentals -necessary to complete the work specified in Section 11 'Scope ofWork The CONSULTANT shall Conform to all applicable portions of 48 CFR Patt.3,1. Acttial-osts: Payment for all consulting services for this,PROJEct shall. boon the basis of the. CONSOLTANTS'actUal:COStpluS a fixed fee. The actual cost shall include direct salary cost, overhead, direct non-Saiary:pOsts,:and fixed fee. I. Direct Salary CostS: The Direct Salary Cbit is'the direct salary paid to principals, professional, techniCal, and clerical personnel for the time they are productively engaged in work necessary to fulfill the terms of this AGREEMENT.; The 'CONSULTANT shall Maintain,support data to verify the ditect salary costs billed to the AGENCY. 2. OvcrheadcOst§: Overhead Costs are thosecosts other than direct costS0vhich are included as such on the books Odle CONSULTANT in th0„noqp4J,eVeryday keeping of its books. Progress payments shall betnade atthe rate shOWn in the heading Of this AGREEMENT -under "Overhead Progress ,PayMent Rate" Total: overhead payment shall be based on the method shown in the heading of the AGREEMENTThe two options are explained as follows: Fixed Rate: tfthis Method iS indiCated in the heading Of the AGREEMENT the AGENCY agrees to reititurse the CONSULTANT for overhead at the percentage' rate shown. This rate shall not change during the life of the AGREEMENT. b. Actual Cost IfthiS method is indicated in the heading of theAGREEMENT the AGENCY .agrees.tOrentibilirse the .CONS.ULT.ANT th e 'actual overhead costs verified by audit, up to the Maxiiniim Total Amount Payable,,authotized under this-AGREEMENT,:w.hen accumulated with all otherActual Costs. A summary of the CONSULTANTScost estimate and the overhead computation is shown in EXhibit "Er attached hereto and by this reference Made. partof this AGREEMENT. When 'artActual Costmethod is used, -the CONS U:LTANT (Prime and a1I sub,consultants). will. submit tothe AGENCY within ,Six (6)-inOnths' afterthe enclofeach firm's fiscal year; an overhead schedule in the forinat required:by the AGENCY'(cost category; dollar expenditures, etc.) for the put.P0e of adjusting the overhead taiefor billing purposes. It shall be used for the computation ofProgtess payments during the follOwing-year and forretroactively adjusting the previous year's overhead cost to reflect the actual rate. DOT Form 140-089 EF Exhibit'D-2 Revised 6/08 Failure to: supply this information by eitherthe prime CONSULTANT or,aiiy of their si.ib- consultants shall 'cause the AGENCY to withhold payinentof thebilled overhead costs,until such time as the:required inforinationris,received and an overhead,i•ate for billing:purposes'is. approved: The AGENCY, STATE and/or"the Federal Government May perform an audit ofthe CONSULTANT'S books and -records -at any time during regular business hours to determine the,actual overhead rate: if they so desire... 1 Direct Non -Salary Costs• Direct Non-Salary,Costs will be reimbursed at the.Actual Cost to the ;CONSULTANT. These charges mayinclude, hutarenot limited. to; the fallowing items: travel,,,printing;'long distance telephone; supplies;:computer charges and sub consultant costs; a: Air or train travel will :be-reimbursed`ontyto ecpnoniyclass levels unless 'otherwise approved' by the AGENCY The,CONSULTANT shall-complywith the_rules:and regulations regarding travel costs (excluding air; train, and rental ,car costs) iii. accordance with the AGENCY'S Travel Rules:and Procedures. However,-air„train; and rental car-costs.shall be reimbursed in:accordance with 48 CFR Part 31.05-46 "Travel Cost b. 'The billing for Direct.Non-Salary Costs shall include an itemized listing of the charges directlyidentil..iable wh:the'I ROJECT. c. The CONSULTANT shall maintain the original supporting documents in their office. Copies of the original supporting documents shall .be supplied to the. AGENCY tipon,regtie'st. d'. All above,charges rnustbe necessary far-theservices provided under. this. AGREEMENT. .4. Fixed Fee:: The Fixed :Fee, which represents the,CONSULTANT'S profit, is:shown in the -heading;of this AGREEMENT under Fixed Fee::This amount does not include any additional.. Fixed; Fee; which, could be, authorized from the Management Reserve Fund; This, fee based"on the Scope of Work defined"in thisAGREEMENT and the,estimated person- hours:. required' to perform the stated Scope of Work. In the event the CONSULTANT enters into a supplemental.AGREEMENT for additional work; the supplemental AGREEMENT may include provisions..tor theadded costs and.. an appropriate additional Tee. The'Fixed:Fee-i gill be prorated and'paid monthly in proportion'to the percentage of work completed by the CONSULTANT,and reported in the Monthly Progress Reports acconipanying.the .billings. Any portion of the -Fixed Fee earned but not previously paid in - the nthe. progressp'ayinentswill be covered in the final payment subject to`the provisions o f Section :IX entitled"Termination of Agreement." 5. Management Reserve Fund: The AGENCY may -desire to establish a,Managernent'Reserve Fund -to provide the Agreement Administrator with the flexibilityto:authorize additional. funds to the AGREEMENT for allowable unforeseen:costs, or -reimbursing the CONSULTANT for additional work beyond that already defined in this AGREEMENT. Stich authorization(s)shall be in writing and shall not exceed the lesserof $1,00,000 or 1 roof the Total AMOunt Authorized as Shown in the headingofthis AGREEMENT. The amount inelucled for -the Management Reserve Fund isshown in:the heading of this AGREEMENT. This ftind tnay not be tepleniShed, Any changes requiring additional costs in excess of the Mapagernent,ReserVe.Fund shaft be madelit'aceerdance with Seetiori:XIV, "Extra Work.'(. Maximum Total Amount,Payable•:- The Maxitnuni Total, Amount Payable by=the:AGENCY to. the CONSULTANT under this AGREEMENT shall not exceed the amount shown in -the .heading'Of this AGREEMENT. The Maximum' Total Amount Payable,is coinprised of the Total AmountAuthorized, and the •Management ReserVe Fund. The Maximum Total Amount Payable does notinclude:paytnentfor Extra Work as stipulated in Section XIV Extra Work 'No minimum amount payable iS'gnaranteed•Mider this AGREEMENT. B, MOnthly.Progress'.Paytnents:'The CONSULTANT may Submit billings to the AGENCY for reirriburseinent of Actual Costs plus the,calettlatecroverhead,and:fee on a monthly basis duringthe progress of the work. Such bijlings Shall be in ,a-fOrinat approved •bythe, AGENCY and: accompanie&by the riionthlyprogress reports:requited under Section III; "General :,Requirements" of this AGREEMENT. The billings will be suPported:by an itemized listingTOr each item, including 'Direct Salary, Dife'etNon=Salar, and-ailowable Overhead Costs,to which Willbe,added the prorated Fixed' Fee To ptovide.a,means Of verifYing the billed salary costs'for CONSULTANT employees,The.AGENCY may conduct employee interviews. These interviews may consist of recording the names, titles-, salary rates, and present duties Ofthose ernploy.ees perforining workon thePROJECT at the -time Ofthe C. Final Payment: 'Final Payment of any balance due the CONSULTANT4 the greSs:nittountearned will be made promptly upon its verification by the AGENCY after the'completiOn of theiWork under this AGREEMENT; contingent Upon .receipt of all PS&E,,plans, maps; nets; repOrts, electronic data and otheitTelated documents which areTequired to be furnished under this. AGREEMENT1,Aeceptance ofsuch *Final Paytifen(b- the CONSULTANT shall constitute a releaseof all claims for payment, which theCONSULTANT may,have against the AGENCY unless such claims are. specifically reserved'ip writing,and'ttansinittedle the AGENCY by the CONSULTANT -prior to its.acceptance. Said Final Payment shall not; hOWever, be a bar to any claims -that the AGENCY may'haVe against the-CONSULTANT,or tO any,fcmedies the'AGENCY may pursue with.respect to such The2payment of any billing will not constitute agreement as to the appropriateness of any item and at thefirricoffinal audit, air regnirect adjustinents,will be-made,and reflected.M a final payment. In the eventthat such, final audit reVeals,ari overpayment tothe CONSULTANT,:the CONSULTANT Will refund such overpayment to the AGENCY within thirty(P) days,,Ofpotiee of the overpayment. Suchrefund_sliall not constitute a waiver by the ,CONSULTANT for any claiins relating to thevalidity of a 'finding by the AGENCY of overpayitient. The CONSULTANT.has twenty (20) days after receipt ofthefinal POST AUDIT to begin the appeal process'tO the AGENCY for auditfindings. D. Inspection‘of CosiReCOrds: The CONSULTANTand theirstib-Corisultants shall keep. available fOr inspectionby representatives of the AQENCY, STATE:and the United States, fora period of three (3) -years after receipt of final payment, the cost records and accounts' pertaining to this' AGREEMENT andall. items related tom -bearing upon these records with the following exception' 'ifany litigation, claim Or 4isciit,arfs'ing out of, in connection with, ot.related to -this' contracris initiated before the expiration of the three (3) year period, the cost records and ,accounts shall be retained until such litigatiOn. Claim,* audit involving records' is completed. Exhibit E-1 Consultant Fee Determination - Summary Sheet (Lump Sum, Cost Plus Fixed Fee, Cost Per Unit of Work) Projedt:, Hines Addition Streets and Utilities - Phase 1. Direct•Salary Cost (DSC): Classification ,Man Hours Rate --r• = Cost Princip41 Engineer 70.0 X 4350. '$ 3,045.00 Professional thgineer, 150.0 X, 35.70 5,3.55.0Q Professional Surveyor 24.0 X 28.00. 672.00 Stirveyor 6010 X 28.00: 1;680.00 :CAD' Tcanieiqn 150.0 X 19.20 2,880.00 Wdrd 'Processing Tech 240 X 20.30 487,20 X X Total DSC = $: 14,119.20 Overhead (OH Cost -- including Salary Additives): OH Rate k DSC of 118.9 % x$: 14,119.20 16787.73 Fixed Fee (FF): FE Rate x pc of % x $ 14,119.20 4,941.72 Reimbursables: ItemiZed 400.00 Subconsultant Costs (See Exhibit G): 0,60 Grand Total 36,248 65 Prepared By: Terry D Alapeteri DOT Form 140-089 EF Exhibit E-1 Revised 6/05 Date. June 14, 2011 Exhibit E-1 Consultant'Fee Determination - Summary Sheet (Lump Sum, Cost Plus Fixed Fee, Cost Per Unit of Work) Project: Hines Addition Streets atid,Utilities - Phase 2. Direct Salary Cost(D8c); Classification. ManHours Rate = = 'Cost Principal Engineer 40.0 X 43‘:56 $ 1,740.00 Professional Engineer 90.0 X 35.70 3,21100 Professionat-Surveyor, 16.0 X :28.00 448 00 Siirveyor. 40M '5( 28,00 1,1,20,.00 CADTechnician 90:0 X 19.20 1728:00 Word Processingiecli 12.0. X 20:30 X, 243.60 Total DSC $ 8,492.60 Overhead (.OI1 Cost including Salary Additives): OH Rate,ix'DSP" of .118.9 '`)/0 x $492.0o, 19,097.70. Fixed Fee (FF): FF Rete )c- Dpc f 35.0 % x..$ 8,492-.60 2,972.41 iteimbursables: itemized SuiaconsUltant Costs .(See Exhibit 300.00 Grand Total, 21,862.71 Prepared By: Terry D. Alapeteri, DOT Form 1407089 ErExhibit E-1 Revised 6/95; Date: June 14,2011 EXHIBIT F Huibregtse, Louman Associates, Inc. Overhead. Schedule For the Year Ending;I)ecember 31, 2011 General Overhead Other wages 22.39% Bonus 17.84% Benefits. 1.5.'69% Payroll taxes 10.93% Rent. l 1.91:% Retirement plan contributions 9.44% Business taxes and licenses 7.50%. Insurance 6.27% Auto expense L98% .Office expense 461% Professional- fees 3:96% Depreciation 2.97% Repairs;andmaintenance. 1.89% o Field supplies 1.19% Travel and meetings 0 30% Telephone L21% Utilities 0.72% Miscellaneous 0.12% Total Overhead Costs (OH` Rate) 115.90% Exhibit H Title VI,Assurances During the perfiormance.of this AGREEMENT, the CONSULTANT, for itself; its assignees,.and'successors in interest agrees -as follows'": Compliance with Regulations:, The CONSULTANT shall comply with the. Regulations'relative to:non- discrimination in federally assisted.programs.:of the AGENCY, Title 49, Code of Federal Regulations,. Part 21,,as'they may be amended from time to time (hereinafter referred to as the "-REGULATIONS" ), which :are herein incorporated by reference and i.nade-a parr of this AGREEMENT:. 2. Non-discrimination: The CONSULTANT; with regard to the work performed during the AGREEMENT, shall not discriminate, on. the grounds ofrace, color,sex,_ or- national origin in the selection' andretention of.sub-consultants, including procurement of materials..and.,leases of -equipment. The CONSULTANT shall not participate either directly or indirectly in the discrimination,prohibited by Secti'on.2'-1.5 of the REGULATIONS, including eniployinent practices.when`the AGREEMENT covers a program set.ferth.in Appendix :B-afthe REGULATIONS. 3. Solicitations for Sub. -consultants; hlcludingeProcurement ofMaterials. and, Equipment:. In all solicitations, either. by competitive bidding Or negotiations made by the CONSULTANT for work to be performed under a.sub,eontract including procurement of materials or leases -of each potential sub- consultant of supplier shall be notified by the CONSULTANT of the CON.SULTANT'S obligations under this. AGREEMENT and. the REGULATIONS relati:veto non=discrimination:on the grounds of race;: color; sex, o'r,national,origin,. information and Reports: The CONSULTANT shall ,proyide.all information and,repprts required by the REGULATIONS or directives:issued pursuant thereto; and shall perniit'access to itsbooks, records, 'accounts; other sources of:information, and its facilities as may be determined by, AGENCY, STATE or the Federal, Highway Administration. (FHWA) to be pertinent to ascertain compliance with such REGULATIONS, orders and instructions. Where anyinformation required of a CONSULTANT is in,the exclusive possession of another, who fails or refuses to furnish this information, the CONSULTANT shall so certify to, the. AGENCY; STATE or the FH.WA.as'appiopr-iate, and shall set forth what efforts it has, made to obtain the information. 5. Sanctions for Non-coinpliance. In the event of the:,CONSULTANT'S non-compliance with theihon= discrimination provisions of this. AGREEMENT,. the, AGENCY shall impose such AGREEMENT sanetions.as it, the STATE orthe FHWA may determine to be appropriate, including; but not limited to. Withholding of payments'to the CONSULTANT under the AGREEMENT'until the 'CONSULTANT complies, and/or; • Cancellation,. termination; or suspension of the AGREEMENT, in whole or in part DOT Form ,i40=089 EF Exhibit H Revised 6/05 6. incorporation of Provisions: The CONSOLTANT.sit-all inclUdeltie,provisions.of paragraphs (.1.) through (5) in every sub.contract, including,proeurernent of Materials and leases ofequipnient unleSs,exempt by the'kEGULATIONS, or directives issued pursuant thereto. The CONStA,TANT'shalltake such action with respect to anysub-consultanfor procurement as the AGENCY.,. STATE orrHWA May directaS;a. means ofenforcing such. provisions.-ineluding-sanctionslor non‘ -compliance. Provided, however, that in the event a CONSULTANT becomes involved in, oris threatened with, litigatioiywith a sub -consultant -or supplier-aS a restili of such the.CONSULTANT may request the AGENCY and the STATE'enterinto suChlitigation to protect the intereSts,of the AGENCY and the STATE and, in :addition, the CONSULTANT may request the Uttited.StateS enter.inttyStich.litigation to protect the interests:9f the. United States: •Exhibit 1 Payment,Upon Termination of Agreernent. By the Agency Other Than fin Fault of the Consultant (Refer to Agreement, Section IX) LunpSun COntrects A final,paymerit shall be made -to the CONSULTANT which when addedtoany payments preyiously-made-shall total the sarne percentage of the Lump Sum Aindunt as the work Cottpleted.atlhe:fitrie OfiterinitiatiOn is, to the total, w/prk required for the PA0.1EcT. In addition; the CONSULTANT shall be paid for any'authorized extra work completed Cosit,Pi us F0(641: Fee Contracts. A final payment Shall be Made to the CONSULTANT whichwhen added to an payment's previously made, shall total the actual' costs plus the same percentage of the:fixed fee as the work completed at the time of terinination is, to the total work.reliuired for the Projeet. In addition, the CONSULTANT!Shall,be paid, for any authorized extra work completed. Specific Rates of PayContracts •A final.payment shall he made to:the.CONSULTANT for actual hours charged, at the time of termination ofthis AGREEMENT plus any direct nonsalary costs incurred atthetimeoltermitiation of this AGREEMENT. Cost:Per Unit Work Contracts A final payment shall. be made to the..CQNSULTANT for actual units of wqrkicpippleted-at.the tine of termination of this AGREEMENT. DOT -ForTh 140-089 EF Exhipit I 'ReVised 6/05 Exhibit J ,Alleged Consultant Design Error Procedures The.:purpose-of this exhibit-is-t'o establish a procedure to.detennine :if a consultant's allegeddesign error'is of a nature that exceeds the, accepted standard'of care. ln.addition, it will. establish a uniform method for the. resolution and/or cost'recovet•v,procedures m those instances,v_herethe agency:believes it has suffered some material' damage due. to the alleged error bythe consultant. ;Step ] — Potential:Consultant Design Error(s) is Jdentifiediiby Agency's.ProjeetAManager .At the first, indication of potential consultant designmerror(s), the. first step iirthe process is:for the: Agency's project; manager, to, notify the Director of Public Works or'Ageney Engineer regarding the potential design errors) For federally funded projects, the- Region highways and. Local Programs 'Engineer'shotild be informed. and. involved in these procedures.,(Note: The-Directorof Public Works --or Agency Engineer may appoint ail agency staff person other than -the. project manager, who has,not been asdirectly involved -in the project, to be responsible forthe remaining step iii these -procedures.) Step;2:- Project Manager-Documentsthe Alleged'Consultant DesigrrError(s) After discussion.'of the alleged design error(s) and the.magnitude of the alleged error(s);.and with the' .Director of Public Works oi. Agency Engineer'.s concurrence, thc project manager obtains. more detailed docuinentation°than is normally required onthe project. 'Examples .include:'all decisions and descriptions of work, photographs, records:of labor, materfals,and-equipment: 'Step 3 -Contact the'Cons'tiltant:Regardtng,the Alleged -Design Error(s) If Os' determined thatthere°.is a need to proceed further, the next step in the_process is for the:, project' manager to contact the consultant. regarding the alleged design errors) and the Magnitude of the alleged error(s); The project and. other appropriate agency staffshould represent the: agency and the consultant. should be represented by their project,manger and anypersonnel (inc'luiding.sub-consultants) deemed: appropriate,for,the alleged design-error(s)-issue. Step4 — Attempt to ResolveAllegedDesignError with' Consultant After meeting(s) with the consultant have been completed. regarding the consultant's alleged design error(s), there.,arethree-possible'scenarios; It is determined via mutual agrecnient.that there is nota consultant design error(s). If this. is the�case, then the process will not proceed beyond ;this point. It is:determined via -mutual agreement thata consultant desigwerror(s) occurred. Ifthis• is the case, then the DirectorofPublic Works or:Agency -Engineer, or their representatives, negotiate a settlement with the consultant. The -Settlement would be paid to the agency or the amount would he. reduced from the consultant's agreement with the agency for'the services on the projectin which the design error -took place..The agency is to provide H&LP, through the 'Region DOT Form 140-089'EF Exhibit J Revised 6/05 Local Programs Engineer, a summaryofthe settlement.for :revi'ew and to make. adjustments, if;any, as to how the settlement affects federal reimbursements. No further'action is.required. • There,isnota mutual'agreement regarding the alleged consultant.desigi error(s)..The consultant May-requestthatthe: alleged design error(s) issue be forwarded to 'the Director of Public Works or Agency Engineer for review. It the Director of Public Works or-Agency.Engincer, after review with their legal counsel, is not able to reach mutual agreement'with the consultant, proceed'.to Step 5. .Step 5 — Fon and Documents'.to''Highways and Local Programs. For" federally funded; projects all available information, including"costs, should be forwarded through' the Region;H ighways and: Local -.Programs Engineer to H& LP'for their red iew".and, consultation°v ith the H&LP will.ineet'with representatives ofthe.agency‘and.the consultant review the"alleged design error(s); and.attenipt to find aresolution, to the issue. If necessary, H&LP will. request assistance froin"the Attorney General's Office for legal: interpretation'.-H&LP will also identify how the alleged,error(s).affects ehglblhty of project costs for federal.reinibursenient. If mutiial,agree-einent is reached, the agency and consultantadjust thescopeofwork and costs.to reflect the.agreed upon resolution..H&LP, in consultation.' with;FH WA, will identify the arnountof federal participation: in the agreed upon resolution of the issue. If mutual:agreement.is not. reached; the'agency and.consultant may seek,settlement by arbitration -or by litigation: .Exhibit K .Consultant Claim Procedures The purpose-ofthis exhibit is.to describe a procedure regarding claim(s):on a consultant:agreement. The following procedures should only'be'.utilized on consultant claims greater than $'1,000: Ifthe,consultant's claims) are atotal' of $1_,000 or less, it Would not:be cost effective to proceed,througlrthe outlined steps. Itis suggested that the Director°of;Public. Works or.,AgencyEngineer negotiate a fair and reasonable'price for the consultant's claim_ (s) thattotal $1,000 or less: Th'i"s.exhibitwill outline theprocedures to' be followed by thetonsultant and.the; a gency-.to,consider a potential daub by the consultant. Step 1 — Consultant Files a Claim with the Agency Project Manager If the consultant determines that they were requested: to perform; additional services that were outside of the. agreement's scope:o_f`work. they may be entitled 10 a claim The first step., thatmt.ist be.comp_ leted'is the request for consideration ofthe clann to the Agency'.s project manager:_ The,consultant's clairn-must:outline the following: Summation of hours by classification for each;firm that is -included, in=the claim; • Any correspondence that directed the consultant to.perform the additional work; • Timeframe ofthe.additional work that was outside ofthe project scope; •'Summaryof.direct=tabor dollars, overhead: costs,. profit and reimbursable costs associated with. the.additional' work;- and Explanation: alto why the Consultant believes the.additional work was-outside.ofthe agreement scope of work. Step 2 - Review.by Agency Personnel Regard mg.the.Consultant's.Clairn for Additional. Compensation After the consultantihas completed step .1.,, the .next step in the process is..to-forward the request to the Agency's projectmnariager. "the ,project Manager will.review the consultant's -claim and will met with the Director:of Public Works or Agency Engineer to.d'eterniine if the. Agency agrees with the°claim. If the 'FHWA'is:_partic'ipating in the, project's funding, forward a copy.of.theconsultant's claim and the Agency' s,recoinmendation.for federal participation' in the claim to the, WSDOT Highways.and Local Prograrns,through.the Region Local Programs,Engineer. lithe claint is not;eligible• for federal: participation, payment will need to he from agency funds. If the Agency project manager, Director of Public Works or Agency Engineer; WSDOT Highways and Local Programs (if applicable), and. FH WA (ifapplicable) agree with the constiltant's claim, send a request memo, including backup documentation to the consultant to.either.supplement the agreement, or create a new agreement for the claim. After the:request has been approved,'the Agency shall write the supplement and/or new agreement and pay the consultant the amount'of.the claim. Inform the consultant that the final paymentfor the agreement is; subject to audit. No further action in needed regarding the=claim procedures: DOT Form 140-089 EF Exhibit K Revised 6/05 tithe. Ageney does not agree with the consultant's claim; proceed to step 3 of theprocedures. Step 3 — Preparation'ef Siipport.Documentation Regarding Consulta'nt's'Claiin,(s), lithe Agency do es.not agree!witli•the consultant's.claini, the project manager shall prepare a, sumniary,for the',Director'gf Public Works, or Agency.Engineer that included the following;. Copy of inforniation.supplied by the.consultantaegarding the claim; Agency's -sumniatlon-ofhours b) classification for each firmthat.should be.included in the, claim; •' Anycorrespondencethat directed the c6nsultantto perfoim the -additional work; • Agency's slummy of direct labor dollars, overhead costs, profit and:reimbursable'costs associatedwith :the additionarwork; • Explanation regarding those areas in which the. Agency does /does, not agree with the consultant's clann(s)'; .Explanation to.'describe`what has been instituted to preclude' future consultantclaim(s); and • Recommendations'to.'resolve,the claim. 'Step 4 -Director of Public Works. orAgeney,.:Engmeer Res iews Consultant Claim and Agency Docutnentatioii The Director of Pubic Worksor Agency Engineer shall review and adininistratively approve:or disapprove the claim, or portions thereof, which may include getting.. Agency Council or' Commission approval.(as.,appropriate to agency dispute resolution procedures). If the project. involves federal participation, obtain concurrence_from WSDOT Highways and Local Programs, and FHWA regarding final settlement of the clairn.;if the claat isnot eligible for federal participation, payment will needto be•from agency funds. Step 5—Informing Consultant of Decision Regarding theClaim The Director of'Public-WO-JO ot'..Agericy Engineer shall' notify (in writing) the consultant oftlieir final decision regarding the consultant's claim,(s). lnclude.the final dollar,arnount ofthe.acceptcd claiin(s) and rationale utilized for the decision. Step 6 ..'13i-eparatiort of Supplement or New•Agreement-for the'Consultant'sClaim(s) The..agencyshall write the supplement acid/orrnew.agreement and pay the consultant the amount of the claim. Inform the consultant thatthe final paymerit'for the agreement is subject to audit. Exhibit M -1(a) Certification Of Consultant Project No. //D%2-� Local Agency I hereby certify that I am ,C.j2ifa'G T_ .8%177L and duly authorized representative of the firm of Huibregtse, Louman Associates, Inc. whose address is SD/ A/ S 771' and that neither I nor the above firm I here represent has: (a) Employed or retained for a commission, percentage, brokerage, contingent fee, or other consideration, any firm or person (other than a bona fide employee working solely for me or the above CONSULTANT) to solicit or secure the AGREEMENT; (b) Agreed, as an express or implied condition for obtaining this contract, to employ or retain the services of any firm or person in connection with carrying out this AGREEMENT; or (c) Paid, or agreed to pay, to any firm, organization or person (other than a bona fide employee working solely for me or the above CONSULTANT) any fee, contribution, donation, or consideration of any kind for, or in connection with, procuring or carrying out this AGREEMENT, except as hereby expressly stated (if any); I acknowledge that this certificate is to be available to the Washington State Department of Transportation and the Federal Highway Administration, U S. Department of Transportation in connection with this AGREEMENT involving participation of Federal -aid highway funds, and is subject to applicable State and Federal laws, both criminal and civil. 001/ Date Signa re DOT Form 140-089 EF Exhibit M -1(a) Revised 6/05 Exhibit Illi -1(b) Certification Of Agency Official 1 hereby Certify that 1 am the AGENCY Official. of.tbe Local Agency of City.of Yakima Washington,. and' that the consulting firm or its representative has not been required; directly or•rndirectly as an express or implied condition.irrconnection with .otitaining;orcarry,ing outthis AGREEMENT to: (a_) Employ or -retain, or agree;to;erriploy to, retain,..any firin orperson; or, (b) Pay, or:agree to pa',.to any firm,.person,_or. organization, anyfee, contribution,_doiiation, Or consideration :of any kind; except as hereby expressly stated (ifany): 1,acknowledge'that,this certificate into be:aVailable to the Washington State Department of Transportation and the Federal Highway Adinliiistration; U.S. Department of Transportation, in connection wnirthis AGREEMENT involving participation of Federal -aid highway funds, and is subject -to applicable State and Federallaws, both criminal and civil DOT Form 140-089 EF Exhibit M -1(b) Revised 6/05 Exhibit M-2 Certification Regarding Debarment, Suspension, and Other Responsibility Matters -Primary Covered Transactions I. The prospective primary participant certifies to the best of its knowledge and belief, that it and its principals: A. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any federal department or agency; B. Have not within a three-year period preceding this proposal been convicted of or had a civil judgment rendered against them for commission or fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state, or local) transaction or contract under a public transaction; violation of federal or state antitrust statues or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; C. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (federal, state, or local) with commission of any of the offenses enumerated in paragraph (I) (B). of this certification; and D. Have not within a three (3) year period preceding this application/proposal had one or more public transactions (federal, state, or local) terminated for cause or default. II. Where the prospective primary participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. Consultant (Firm): Huibregtse, Louman Associates, Inc. 00// (Date) DOT Form 140-089 EF Exhibit M-2 Revised 6/05 (Signature) President or Authorized-Q€Fiztal of Consultant Exhibit M-3 Certification Regarding The Restrictions of The use of Federal Funds for Lobbying The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her knowledge and belief, that: 1.No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any Federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts which exceed $100,000 and that all such subrecipients shall certify and disclose accordingly. Consultant (Firm): Huibregtse, Louman Associates, Inc. (Date) DOT Form 140-089 EF Exhibit M-3 Revised 6/05 (Signature) President or Au orized 0 ial of Consultant BUSINESS OF THE CITY COUNCIL YAKIMA, WASHINGTON AGENDA STATEMENT Item No. 1— 1(.0 For Meeting of June 21, 2011 ITEM TITLE: Consideration of a Resolution authorizing the City Manager to execute a Professional Services Agreement with Huibregtse Louman Associates, Inc., in an amount not to exceed $58,000, for engineering services required to develop the Hines Addition Streets and Utilities. This resolution will also authorize the City Manager to execute other contracts and agreements required for this project. SUBMITTED BY: Joan Davenport, Acting Director of Community & Economic Development CONTACT PERSON/TELEPHONE: Doug Mayo, P.E., City Engineer — 576-6678 SUMMARY EXPLANATION: The City's Office of Neighborhood Development Services desires to use CDBG funds to construct a small development of low-income housing on land that has come into possession of the City north of 'S' Street in the vicinity of 3rd Street. In order to provide access to these Tots, 3rd Street will need to be extended to the north and a new east/west street, 'T' Street, will need to be constructed west of 4th Street. Following the federal consultant selection procedure utilizing the Municipal Research and Services Center's (MRSC) roster of consulting firms, we interviewed four civil engineering firms on MRSC roster. Huibregtse Louman Associates, Inc. (HLA) scored the highest on the interview. Staff recommends that the engineering consulting firm of HLA be retained for engineering services required for the development of the Hines Addition Streets and Utilities. Resolution XX Ordinance Contract XX Other (Specify) Funding Source: CDBG, Fund 124 APPROVED FOR SUBMITTAL: y Manager STAFF RECOMMENDATION: Staff respectfully requests that Council adopt the resolution authorizing the execution of the Professional Services Agreement with Conley Engineering, Inc. BOARD/COMMITTEE/COMMISSION RECOMMENDATION: COUNCIL ACTION:- R,-aoh- 1OO ?e4 .SHLA Hmbregtse, Lotman Associates, Inc. Civil Engineering • Land Surveyukg4Planning 8or North 39th Avenue Yakima., WA 98902 509.966.7000 Fax 509.965.3800 www.hiacivik.aom JOB N0: 11000 DRAWING: 3rdandT.dwg DATE: 5/20/2011 DRAWN BY: SSH CHECKED BY: TDA CITY OF YAKIMA NORTH 3RD STREET AND "T" STREET CDBG IMPROVEMENTS Washington State 1� Department of Transportation Sulemental A regiment �p g Number 1 Organization and Address Huibregtse, Louman Associates, Inc. 801 North 39th Avenue Yakima, WA 98902 Phone 509-966-7000 Original Agreement Number 11072-E Project Number 2312 Execution Date 8/25/2011 Completion Date 12/31/2012 Project Title Hines Addition Streets and Utilities, Phase 1 & 2 New Maximum Amount Payable $ 62,900.00 Description of Work Design two-lane roadway, curb and gutter, sidewalks, storm drainage, street lighting, domestic water, and sanitary sewer for the Hines Addition. The Local Agency of City of Yakima desires to supplement the agreement entered into with Huibregtse, Louman Associates, Inc. and executed on 6/28/2011 and identified as Agreement No 11072-E All provisions in the basic agreement remain in effect except as expressly modified by this supplement. The changes to the agreement are described as follows. 1 Section 1, SCOPE OF WORK, is hereby changed to read The work includes• Professional land surveying services necessary to convert six Ints into five Ints adjacent to Hines Addition Phase 1 including exhihits and lepI descriptions, application of lot line adjustment_ field set property corners and file record of survey map, and easement documents necessary for installation of water main 11 Section IV, TIME FOR BEGINNING AND COMPLETION, is amended to change the number of calendar days for completion of the work to read Not changtd 111 Section V, PAYMENT, shall be amended as follows The payment shall he increased by ,,4,900 making the new lump sum price maximum amnut'62,900 as set forth in the attached Exhibit A, and by this reference made a part of this supplement. If you concur with this supplement and agree to the changes as stated above, please sign in the appropriate spaces below and return to this office for final action By Hnihregtse, I,numan Associates, Inc DOT Form 140-063 EF Revised 9/2005 Con (tent ''gnature By City of Yakima Approving Autf'iority Signature ate Exhibit E-1 Consultant Fee Determination - Summary Sheet (Lump Sum, Cost Plus Fixed Fee, Cost Per Unit of Work) Project: Hines Addition Streets and Utilities - Land Surveying to convert six lots into five lots. Direct Salary Cost (DSC): Classification Man Hours Rata = = Cost Principal Surveyor 8.0 X 50.00 $ 400.00 Professional Engineer 2.0 X 35.70 71.40 Professional Surveyor 16.0 X 28.00 448.00 Surveyor 24.0 X .28.00 672.00 CAD Technician 16.0 X 19.20 307.20 X X X Total DSC = $ 1,898.60 Overhead (OH Cost -- including Salary Additives): OH Rate x DSC of 118.9 % x $ 1,898.60 2,257.44 Fixed Fee (FF): FF Rate x DSC of 35 % x $ 1,898.60 664.51 Reimbursables: Itemized Subconsultant Costs (See Exhibit G): 0.00 0.00 Grand Total 4,820.55 Prepared By: Terry D. Alapeteri DOT Form 140-089 EF Exhibit E-1 Revised 6/05 Date. August 22, 2011