HomeMy WebLinkAboutR-1992-D6081 Housing / Rental Rehab / Washington StateRESOLUTION NO. 8
A RESOLUTION authorizing and directing the City anager of the City of
Yakima to file an application with the Washington State
Department of Community Development for funding for a
rental rehabilitation program.
WHEREAS, the City of Yakima contemplates a rental rehabilitation
program for which federal funding is available from the United State Department
of Housing and Urban Development, through the Washington State Department of
Community Development, and
WHEREAS, the City Council of the City of Yakima deems it to be in the
best interests of the City that an application be filed for funding for the purpose
mentioned above, now, therefore,
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF YAKIMA:
R.A. Zais, Jr., City Manager of the City of Yakima, is hereby authorized
and directed to execute and file the attached application documents, including all
understandings and assurances contained therein, with the Washington State
Department of Community Development for funding for the purpose mentioned
above; and he further is hereby designated as the official representative of the
City to act in connection with that grant request and to provide such additional
information as may be required.
ADOPTED BY THE CITY COUNCIL this day of Mtzca 1992.
ATTEST:
Mayor
City Clerk
CITY OF YAKIMA
OFFICE OF HOUSING AND NEIGHBORHOOD
CONSERVATION
PROGRAM YEAR 1992
STATE OF WASHINGTON
DEPARTMENT OF COMMUNITY DEVELOPMENT
RENTAL REHABILITATION PROGRAM
CHECKLIST FOR APPLICANT,
I. PROJECT SUMMARY
11. CERTIFICATIONS
111. NEIGHBORHOOD SELECTION
A. Neighborhood Map
B. Housing Need Considerations
C Neighborhood Income
D. Family Income
E Average Rents
F. Rent Affordability
IV. SPECIFIC PROJECT SELECTION
V. PROGRAM ADMINISTRATION ✓__
A. Housing Experience t%-__ --
B. Tenant Assistance and Relocation --
0
_C Property Owner Agreement ..Lc! __
D. Memorandum of Understanding _
E Market Demand and Financing -1.Z—_
1) Program Marketing --
2) Client Selection Process .1Z. --
3) Need for RRP Funds „� _
4) Subsidy Mechanism y�-_
5) Private Matching Funds (__
F. Construction Management .1,_ __
1) Eligible Repairs __
2) Cost -Estimates & Inspections J„/ __
3) Federal Labor Standards 1,e✓ _-
4) Bid Process _ _
5) Non -Discrimination & Equal Opp. __
6) Environmental Review__
G Program Schedule t� __
H Program Management & Compliance 4!-_ _
V 1. CENTRALIZED RENTAL REHABILITATION
PROGRAM
V 11. ATTACHMENTS
A. Neighborhood Map
B. Rental Rehabilitation Program
Schedule (Appendix 9
C Certification Regarding Lobbying
(Appendix E)
APPENDIX'S
A. Relocation Policy
B. Owner's Certification
C Memorandum of Understanding
D. Lenders Agreement/Commitment Letters
G Investor's Application for Payment
H Request for Wage Determination
Contractor/Subcontractors Certification
Payroll Certification Form WH -347
Statement of Compliance Form WH -348
Record of Employee Interview
Form HUD -11 (9-86)
I. Environmental Review
1992 PROGRAM DESCRIPTION/APPLICATION
ALL APPLICANTS COMPLETE THIS SECTION
1 . PROJECT SUMMARY
A. IDENTIFICATION
APPLICANT:
and Neighborhood Conservation
ADDRESS: 129 N. 2nd Street
Yakima, WA 98901
CONTACT PERSON: Dixie L. Kracht. Block Grant Manager
ADDRESS: 112 S. 8th Street
Yakima. WA 98901
PHONE : (509) 575-6101
TAX ID NUMBER: 91-60011293
COOPERATING PUBLIC
HOUSING AUTHORITY: Yakima Housing Authority
ADDRESS: 110 Fair Avenue
Yakima. WA 98901
CONTACT PERSON: Roland Lewis. Section -8 Manager
ADDRESS: 110 Fair Avenue
Yakima, WA 98901
PHONE: (509) 453-3106
B. APPLICANT TYPE -- CHECK ONE FOR EACH CATEGORY
De -Centralized Program
Centralized Program
C. PROJECT FUNDING SOURCE
x
1. Washington State Rental Rehabilitation
Program Request S 100,000
2. 50 Percent rehabilitation match $
(owner -investors, lenders, CDBG, etc.)
Yakima Valley Bank
U.S. Bank of Washington $
Seattle First
Yakima Federal S & L S
F'rstt,Tnterstate
First Federal S & L
pioneer National S
Security Pacific Bank Washington $
Minima S 300.000
3. Program Administration (CDBG
Community General Funds, RRP, etc.) 1_200,00Q
Community Development Block Grant , 5,25Q
State Department of Community DevelopjIlent 1,
Administration
4. Total project funding ;1,605.000
D. PROJECT SUMMARY
1. Number of units to be rehabilitated
2. Number of Section 8 Certificates and
Vouchers requested
3. Brief program description
20/2Q
A joint public/private rehabilitation loan program that
makes affordable money available to investors for the
rehabilitation of rental units without having to
increase the existing rent.
E. AUTHORIZING SIGNATURES
1. Chief Executive Officer Richard, A. Zais. Jr.,City Managex
of the Lead Applicant
Name Title
Signature
Date
2. Chief Executive Officer James Adamski .;cecu ive pirectar
of Cooperating Housing
3. Chief Executive Officer
of Co -Applicant
(if applicable)
4. Chief Executive Officer
of Co -Applicant
(if applicable)
Signature Date
Name
N/A
Date
Name
N/A
Title
Signature
N/A
Date
Name
N/A
Signature
5. Chief Executive Officer N/A
Title
Date
of Co -Applicant Name Title
(if applicable)
II. CERTIFICATIONS
In authorizing this Application, the applicant city or county
agrees or private nonprofit organization agrees to operate
the Rental Rehabilitation Program (RRP) in conformance with
the following certifications:
A. The applicant will conduct and administer its RRP in
accordance with the requirements of 24 CFR 511 published
in the Federal Register on May 14, 1991.
B. The applicant will conduct and administer its RRP in
accordance with the Washington State Policies and
Procedures for managing the RRP.
C. The lower income benefit standard is reduced to 70
percent, as provided by 24 CFR 511.10.
D. The applicant will comply with the acquisition and
relocation requirements of the Uniform Relocation
Assistance and Real Property Acquisition Policies Act of
1970, as amended, implementing regulations at 49 CFR 24
and the requirements of 24 CFR 511.14 and a written
tenant assistance policy conforming to the requirements
of 24 CFR 511.14 (a) (4) has been adopted.
E. That all answers are correct to the best of applicant's
knowledge.
F. The applicant will not use RRP funds as match to the
National Affordable Housing Act (NAHA).
NAME OF LEAD APPLICANT
City of Yakima Office of Housing & Neighborhood Conservation
CHIEF EXECUTIVE
R.A. Zais. Jr.. City Manager
Name Title
Signature Date
V. PROGRAM ADMINISTRATION
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A. Housing Experience - Describe your organization's
experience in housing rehabilitation and/or energy related
repairs. List housing programs managed and length of
time.
The City of Yakima Office of Housing and Neighborhood
Conservation has implemented local, state and federal housing
programs for the past sixteen years.
The current nine member staff at the Housing Office has four to
fifteen years experience in their positions. They presently work in
the following specialized fields; block grant manager, loan specialist,
accounting technician and rehabilitation specialist, plus the
availability of support services: planning, codes, legal and finance
from the different divisions of the City of Yakima.
The following programs have been developed and implemented by
the Housing Division:
1. Multi -Family Rehabiilitation - This program offers
affordable loan funds for the rehabilitation of rental units for
investors. This program has agreements with eight lending
institutions and has operated since 1983.
2. Single -Family Rehabilitation - This program offers
affordable loan funds to rehabilitate owner occupied single
family dwellings of low/moderate income families. This
program has been in existence since 1975.
3. Elderly/Handicapped Repair Program - This program
offers material grant funds and utilizes housing staff to
complete health and safety repairs to homes of low/moderate
income families who own and occupy their homes. This
program has been in existence since 1975,
4. Urban Homesteading - This program made homeownership
1
opportunities available to low/moderate income first time
home buyers using federally defaulted homes. This program
has been in existence since 1985.
5. Homeownership - This program makes homeownership
available to low/moderate income first time home buyers by
subsidizing the private market loan. This program has been in
existence since 1989.
6. Housing Counseling - This program offers information and
referral to clients on different types of housing issues. This
program has been in existence since 1975.
7. Rehab/Resale - This program purchases weedy lots and
abandoned dangerous buildings that deter from the appearance
and stability of a neighborhood. The lots are redeveloped into
other housing opportunities. This program has been in
existence since 1975.
8. Elderly Co-op - This program was developed to offer
homeownership to low income elderly handicapped applicants.
The applicants will own the individual units in a multi -unit
building. This project started in 1989 and is in its final stages
of completion.
9. Homeless Transitional Housing - This program was the
purchase and development of a multi -unit building to house
homeless families and give them the education and information
to transition into the community. This program was
developed in 1988 and is now run by the Yakima Valley
Coalition for the Homeless.
10. Special Housing Needs - It is the position of the Housing
Office to offer fmancial and technical assistance to nonprofit
agencies in the development of housing opportunities for
special need housing. This includes: drug rehab transitional
housing, boarding house concept for semi-independent living,
mentally developmental disablement housing, elderly
independent rental units, family crisis temporary family units,
and handicapp accessible HIV housing.
B. Tenant Assistance and Relocation Policy - Does your
organization have a written Tenant Assistance and
2
Relocation Policy? X Yes No
If yes, attach a copy with this application, if no, identify
the staff who will write the policy.
Please Refer to Appendix A.
C. Property Owner Agreement - Does your organization have
a written Property Owner Agreement?
Yes a No
If yes, attach a copy with this application, if no, identify
the staff who will write the agreement.
Please Refer to Appendix B.
D. Memorandum of Understanding - Does your organization
have a written Memorandum. of Understanding (MOU)?
X Yes No
If yes, attach a copy. If no, identify the staff who will
write the MOU. (A MOU is a contract between the lead
applicant and any others involved in the RRP, particularly
those who provide tenant assistance and environmental
review. An MOU must be updated annually.)
Please Refer to Appendix C.
E. Market Demand and Financing - Identify staff for
managing and documenting the following requirements:
1. Program Marketing - How will your RRP be
marketed? (Activities must, at minimum, include
media advertisements, outreach methods to MWBE
owners/investors, and tenants.)
Rental Rehabilitation Marketing Strategy
It is the intent and purpose to project marketing to
investors/owners having properties within the designated
target area, needing in excess of $2,000 iin rehabilitation, and
have units that have two or more bedrooms.
3
Priority will be given to applicants who have existing occupied
units in substandard condition and have two or more bedrooms
in each dwelling unit.
Step 1 Dousing Survey
1. The Housing Office will do ownership surveys to
indicate the number of owners of rental property and
their addresses for future contact and program
notification.
Step II program Notification
1. The Housing Office will mail program flyers to each
rental owner giving the basic information of the Rental
Rehabilitation Program and where to make application.
Step III Target Properties
1. The Housing Office will make field inspections of larger
units that appear to be in need of rehabilitation.
2. Personal letters will be sent to these property owners
offering assistance in bringing these units up to a
minimum housing quality standard.
Step IV Media Advertising
1. Newspaper ads will be placed in the real estate section
of papers soliciting program participation in the Rental
Rehabilitation Program.
2. Posters will be made and placed in strategic places
visited by owners, including associations, clubs and
public areas.
3. Public service announcements will be formulated and
aired on both TV and radio
Step V Personal Contacts
1. Presentations explaining their program will be
presented to groups, clubs, and associations.
2. Representatives of real property owners will be
contacted for meetings to talk about the benefits of the
program, including outreach to minority owners
through a Spanish interpreter.
3. Meetings will be held with agencies and groups who
have tenant contacts and they can encourage the owners
of their buildings to apply for the program.
After the completion of the five step marketing strategy, an
evaluation will be used to determine the strength, weakness,
and the best response to each action.
If participation is minimal and needs to be further addressed,
the program itself will be evaluated to see if any changes need
to be made to assist in furthering participation.
2. Client Selection - How will you ensure that potentiial
owners/investors are eligible, (i.e., that they own the
property)?
A. Owners/Investors Eligibility
For an investor to qualify for participation in the Rental
Rehabilitation Program, they must meet the following
criteria;
1. Have a rental unit that is within the targeted area.
2. The building needs to have a minimum of $2,000
in required repairs.
3. The rental unit operation must reflect a positive
cash flow.
4. The property title must show fee simple or direct
line ownership of the rental in the investors narne,
with no clouds or liens and taxes are paid.
5. The property must show fair market value
appraisal above the existing indebtedness.
6. The mortgage verification must reflect that the
payments are current.
7. Investor's credit report cannot reflect any current
judgements and/or liens.
8. The financial statement must show equal or more
asset value than liabilities.
9. Verification of amount and source of income to
be stable.
Upon positive verification of all of this information, it
would be determined that the investor would be eligible
to participate in the program.
B. Project Feasibility
Each loan package that is prepared for the lending
institutions review has been prepared on private market
principals and would be financially sound. This is
accomplished by the following requirements:
1. Requiring a fair market appraisal on the as is
condition and after rehabilitation.
2. Requiring a positive cash flow on the property.
3. Ensuring that the overall debt service on the
property to the lender is less than 80% and not
more than 100% with a subsidy.
4. Requiring three estimated construction bids on the
deficiency list and have the housing inspector
review the selected bid.
5. Comparing the estimated rental rates with the rent
surveys of the area.
6. Building into the loan profit and overhead,
vacancy rates, and a contingency.
7. Adjusting the loan with a principle subsidy write
down to make the payments realistic with the
income.
All of this is taken into consideration in developing a
loan package for the lender which will assure that the
project is not only cost feasible to accomplish the work,
but has the ability to withstand the future projected
payment schedule to repay the loan on its own merits.
3. Need for RRP Funds - Answer a) or b):
a) Returning contractors, identify the amount of
funds available for new project set-ups, starting
from 1988 (to determine the balance of prior
years funds, call CMIS at 1-800-877-7553).
• 1990 _►►98.19
• 1989 -0-
• 1988 -0-
If there are funds available for new project set-
ups, explain why you need additional RRP
funds.
This amount is insufficient for a single project. The
above amount will be combined with the new allocation
for anticipated projects.
b) New applicants, explain why RRP funds are
critical to the implementation of your
project(s).
Non applicable
4. Subsidy Mechanism How will your RRP funds
be given to potential owners/investors? Check
one of the following and describe the terms:
Grant
Loan
X Deferred payment loan
Principal reduction
Other (Explain)
A subsidy analysis will be used to evaluate the amount: of
funds needed to make the project affordable to retain the
affordable rents. This is determined by totalling the
proposed rents and subtracting the existing indebtedness
and operating. The results is the cash flow. This cash
flow is determined to buy a certain amount of private
funds. The difference between the amount the project
can buy and what it needs to complete the proposed
rehabilitation is the amount of subsidy that will be used
in the project. This will be issued as a deferred loan
The deferred loan is written at the time of closing and
starts to accrue 1% annual interest which is repaid along
with the principle upon the satisfaction of the lender's
loan in monthly payments set at the loan origination.
5. Private Matching Funds - How will potential
owners/investors match the RRP funds?
X Investor/owner contribution
X Local bank (If lenders are involved
attach commitment letters or contract.)
Other (Explain)
The eight lender's have an agreement with the
program (Please refer to Appendix D) that
commits to a five year loan at 1.5% over prime
and 2% over prime on ten and fifteen year
loans. These loans are based on the property's
positive cash flow after profit and overhead.
Letters of commitment have been included
under Appendix D.
F. Construction Management - Identify staff and their
experience managing and documenting the following
requirements:
1. Eligible Repairs - How will work write ups be
reviewed to make sure that:
a) Repairs are cost-effective and eligible?
Marvin Miller, Housing Rehabilitation Specialist will
inspect the building and prepare a deficiency list. The
investor will secure three bids from private contractors
and the housing inspector will review these bids to see if
they are cost feasible and complete.
b) All HQS and local housing/model code
deficiencies are repaired?
Marvin Miller, Housing Rehabilitation Specialist will
prepare a deficiency list that will specify all required
8
work needed to bring the building up to a Housing
Quality Standard and remedy all building code
deficiencies. The work is inspected periodically and
upon final inspection, the inspector will certify that all
work that was required has been completed.
2. Inspections - How will site visits be conducted to
make sure that payments are warranted, well
documented, and completed work will pass HQS and
local building codes?
The proposed rehabilitation work is paid :for by an inspection
of approved completed work (Please refer to Appendix G).
Upon request for the investor, an inspection is made and work
is inspected and evaluated for completion and request for
payment is filled out and signed by the investor, inspector and
block grant manager. This payment request is taken to the
lender for payment. The work proposedwas predetermined
to request all work to be completed would address any HQS or
building code deficiencies.
3. Federal Labor Standards - How will you ensure
compliance with Federal Labor Standards and
monitoring?
Upon investor application, the project is determined to either
qualify for compliance with the Federal Labor Standards by
the number of units, or it is exempt. If there are 12 or more
units, a letter to the U.S. Department of Housing and Urban
Development (HUD) Labor Standards Office with a Request
for Wage Determination is sent. (Please refer to Appendix H)
This determination when received will be given to the investor
for the application to the construction cost estimate. The
contractor of the project will, be required to submit Payroll
Form WH 347, Statement of Compliance and
Contractor/Subcontractor Contract Agreement for all work
completed. These payrolls will be reviewed and certified by
the inspector. In addition an on site interview will be
completed using Record of Employee Interview fonn with the
employees on the job.
4. Bid Process - How will construction bids be ;awarded?
Check one of the following and describe:
Open competitive
X Selected by owner
X Other (Inspector Review)
The investor is required to receive three bids from contractors
or two if he is going to do the work with his own estimate of
costs. These are reviewed by the inspector to certify that they
are cost feasible to adequately complete the work outlined by
the deficiency list. Upon certification, the investor will choose
the contractor that he will use.
5. Non -Discrimination and Equal Opportunity - How
will equal opportunity for MWBE contractors be
encouraged and monitored?
The Office of Housing and Neighborhood Conservation has a
list of prequalified contractors that have identified minority
contractors. The investors are encouraged to use this list when
requesting bids for the construction costs. Upon contractor
selection, the housing inspector fills out a field work sheet
listing the contractor and upon progress inspection identifies
the workers and subcontractors on the job. This field
worksheet will identify the MWBE contractors and their work
force.
6. Environmental Review - Answer a) or b):
a) Returning contractors - Who will complete the
Statutory Checklist for each RRP project and
maintain file documentation?
The inspector who does the initial project inspection will
fill out the environmental review. (Please refer to
Appendix 1) The results of this review will be included
in the deficiency list. The block grant manager will sign
the form determining the environmental impact of the
project.
b) New applicants • Who will complete the Request
for Release of Funds and Certification Affidavit
of Publication, Press Release, and Statutory
Checklist for each RRP project?
10
Non applicable
G. Program Schedule - Grant funds must be committed to
eligible projects within fifteen months of award
notification. Applicants must use the Program Schedule in
Appendix F to outline their commitment of grant funds.
Failure to commit funds within your schedule could result
in the loss of the grant.
Please refer to Attachment B
H. Program Management and Compliance - Identify the lead
person responsible for day-to-day program adminiistration,
annual reporting requirements of HUD, and annual
monitoring review by the state RRP Manager.
Block Grant Manger, Dixie Kracht will be the person responsible
for the overall management of the RRP Program.
Housing Loan Specialist, Donna Reyes is responsible for investor
applications, verifications, loan packaging and RRP documents.
Housing Rehabilitation Specialist, Marvin Miller is responsible for
all construction work.
11
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Signed Owner
Agreements (units)
APPENDIX F
I. CALENDAR/SCHEDULE FOR COMMITTING
1992 RENTAL REHABILITATION GRANT FUNDS
11/01/91 02/01/92 05/01/92 08/01/92 11/01/92 0/01/93 05/01/93 08/01/93 11/01/93
10___111
Grant Funds
Obligated 50.000 25.000 25.000
Construction
Starts: (units) 20 10 1Q
Construciton
Completion 20 20
Rehabilitated
Units -Leased 20 _ 0
Appendix
APPENDIX E
CERTIFICATION REGARDING LOBBYING
For Contracts, Grants, Cooperative Agreements, and Loans
By signing and submitting this certification, the offeror/applicant, is
providing the certification set forth below.
A. The undersigned certifies, to the best of his or her knowledge and
belief, that:
1. No federal appropriated funds have been paid or will be paid, by
or on behalf of the undersigned, to any person for influencing
or attempting to., influence an officer or employee of any
agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in
connection with the awarding of any Federal contract, the
making of any Federal grant, the making of any Federal loan,
the entering into of any cooperative agreement, and the
extension, continuation, renewal, amendment, or modification
of any Federal contract, grant, loan, or cooperative agreement.
2. If any funds other than Federal appropriated funds have been
paid or will be paid to any person for influencing or attempting
to influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee
of a Member of Congress in connection with this Federal
contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit Standard Form
-LLL,"Disclosure Form to Report Lobbying," in accordance with
its instructions.
3. The undersigned shall require that the language of this
certification be included in the award documents for all
subawards at all tiers (including subcontracts, subgrants, and
contracts under grants, loans, and cooperative agreements) and
that all subrecipients shall certify and disclose accordingly.
B. This certification is a material representation of fact upon which
reliance was or will be placed when this transaction was/is made or
intered into. Submission of this certification is a prerequisite for
making or entering into this transaction imposed by section 1352,
title 31, N.S. Code. Any person who fails to file the required
certification shall be subject to a civil penalty of not less than
$10,000 and not more than $100,000 for each such failure.
C. Name of person or institution covered by this Certification:
(Name)
(Street Address, City, State, Zip Code)
Solicitation/Application/Grant/Contract Number, and/or Program
covered by this Certification:
Signature of Certifying Official:
Typed Name and Title:
Signature (Original):
Date: