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HomeMy WebLinkAbout09/30/2014 04 Drinking Water Rate Study 2015 to 2018BUSINESS OF THE CITY COUNCIL YAKIMA, WASHINGTON AGENDA STATEMENT Item No. 4. For Meeting of: September 30, 2014 IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII ITEM TITLE: SUBMITTED BY: SUMMARY EXPLANATION: Drinking Water Rate Study 2015 to 2018 David Brown, Water/Irrigation Manager Debbie Cook, Utilities and Engineering Director The water rate study for the years 2014 to 2018 is attached. This is the third multiyear water rate study the city has conducted. The city adopted the process of conducting five year rate studies in 1996 to help stabilize rates, keep rate increases as low as possible, keep necessary increases as even as possible and in insure adequate funding for operations and capital improvements. The capital improvement program is adopted by Council through the six-year Water System Plan and is incorporated within this study. The rate study (Appendix B of the attached) that was completed the fall of 2012 proposed three 9% and two 3 %2% increases over the following five years. The study was tabled while further review of the capital improvement needs and costs could be completed. No rate increase was implemented in 2013. A new study reflecting the true costs for the capital program was conducted in the spring 2013. This updated study, attached, proposes for a 4% revenue increase in each year starting in 2014 and ending in 2018. No rate increase was implemented in 2014. Closer analysis of the 2013 study update shows that the utility can choose not to implement the indicated 4% increase, taking no increase at all in 2014 and still maintain at least a 60 day operating reserve as well as proceed with the planned capital improvement program until 2016. In 2017 and beyond, it is estimated that the operating reserve will drop below 60 days. However, it is anticipated that currently unquantifiable increased revenue as a result of the automated meter reading program and efficiencies in capital projects along with other cost saving efforts will result in higher operating reserves in 2017 and 2018 than current forecast. If anticipated revenues do not materialize and/or capital improvement costs are higher than current estimates, there are a number of solutions including reducing transfers from the operating to capital fund, delaying certain capital projects and/or increasing the 2015-2019 rates. Water sales are down and have been for several years due to the economic downturn and people are using less water through conservation. The study points out that Yakima is a bit lower in the fixed charges (Ready -to -Serve) than the national average of 30%, currently we are at 22% fixed charge. Because of the lower volume of water sales we raised our fixed charge to 27% of the revenue and lowered the volume rate from $1.51 to $1.46 per 100 cubic feet of water in 2014. No additional revenue is anticipated to be generated however some users saw a slight increase in their utility bill and a slight decrease. The study includes a benchmark analysis included in appendix A of the attachment. The benchmark analysis was conducted for two purposes, to look for deficiencies and to help find areas where we might improve efficiency to reduce costs. The study indicated two areas where we are below industry standards, training and water loss. The training budget has been increased along with improved tracking of training. The water loss should improve with the new meters in the automated meter reading program as it is probable that the system is not losing water, but rather our current meters are not accurately measuring all of it. Resolution: Other (Specify): Study Contract: Start Date: Item Budgeted: Yes Funding Source/Fiscal Impact: Strategic Priority: Insurance Required? No Mail to: Phone: APPROVED FOR SUBMITTAL: RECOMMENDATION: Ordinance: Contract Term: End Date: Amount: Revenue increase of 3 1/2% in 2015 is $301,181 Revenue increase of 4% in 2016 is $301,934; and raise the fixed charges (Ready -to -Serve) from 27% of revenue to 30% of revenue (this will not increase to overall revenue but hel Improve the Built Environment City Manager Accept study and direct preparation of ordinance ATTACHMENTS: Description Upload Date Type strategic inititiave water rate study 9/26/2014 Cover Memo Study 9/25/2014 1Bacup IMaterliall Revised Table 5.1 9/26/2014 1Baollcup IMaterliall Revised Table 5 9/26/2014 Cover Memo STRATEGIC INITIATIVE (POLICY ISSUE) WATER RATE STUDY BUDGETED PROPOSAL The water rate study for the years 2014 to 2018 is attached. This is the third multiyear water rate study the city has conducted. The city adopted the process of conducting five year rate studies in 1996 to help stabilize rates, keep rate increases as low as possible, keep necessary increases as even as possible and in insure adequate funding for operations and capital improvements. The capital improvement program is adopted by Council through the six-year Water System Plan and is incorporated within this study. The rate study (Appendix B of the attached) that was completed the fall of 2012 proposed three 9% and two 3 1/z% increases over the following five years. The study was tabled while further review of the capital improvement needs and costs could be completed. No rate increase was implemented in 2013. A new study reflecting the true costs for the capital program was conducted in the spring 2013. This updated study, attached, proposes for a 4% revenue increase in each year starting in 2014 and ending in 2018. No rate increase was implemented in 2014. Closer analysis of the 2013 study update shows that the utility can choose not to implement the indicated 4% increase, taking no increase at all in 2014 and still maintain at least a 60 day operating reserve as well as proceed with the planned capital improvement program until 2016. In 2017 and beyond, it is estimated that the operating reserve will drop below 60 days. However, it is anticipated that currently unquantifiable increased revenue as a result of the automated meter reading program and efficiencies in capital projects along with other cost saving efforts will result in higher operating reserves in 2017 and 2018 than current forecast. If anticipated revenues do not materialize and/or capital improvement costs are higher than current estimates, there are a number of solutions including reducing transfers from the operating to capital fund, delaying certain capital projects and/or increasing the 2015-2019 rates. Water sales are down and have been for several years due to the economic downturn and people are using less water through conservation. The study points out that Yakima is a bit lower in the fixed charges (Ready -to -Serve) than the national average of 30%, currently we are at 22% fixed charge. Because of the lower volume of water sales we raised our fixed charge to 27% of the revenue and lowered the volume rate from $1.51 to $1.46 per 100 cubic feet of water in 2014. No additional revenue is anticipated to be generated however some users saw a slight increase in their utility bill and a slight decrease. The study includes a benchmarking analysis included in appendix A of the attachment. The benchmarking analysis was conducted for two purposes, to look for deficiencies and to help find areas where we might improve efficiency to reduce costs. The study indicated two areas where we are below industry standards, training and water loss. The training budget has been increased along with improved tracking of training. The water loss should improve with the new meters in the automated meter reading program as it is probable that the system is not losing water, but rather our current meters are not accurately measuring all of it. IMPACTS 1. Fiscal Impact - Revenue increase in 2015 of $301,181 Revenue increase in 2016 of $357,144 Revenue increase in 2017 of $372,359 Revenue increase in 2018 of $388,221 2. Proposed Funding Source - Rate increase 3.5%in2015 4% in 2016, and raise the fixed charges (Ready -to -Serve) from 27% of revenue to 30% of revenue (this will not increase to overall revenue but help to stabilize the revenue) 4%in2017 4%in2018 Each year rates will be analyzed during the budget preparation to determine if the proposed rate increase is warranted. 3. Public Impact - cost of water increase 4. Personnel Impact - None 5. Required Changes in City Regulations or Policies - will require an ordinance and public hearing to change rates 6. Legal Constraints, if applicable - 7. Viable Alternatives - Alternatives to the proposed 0% rate increase in 2015 would be to approve an increase between 0% and 4% or to approved the increases, including the 2015 4% increase with the utilities commitment that future increases will be reduced if actual revenues are higher than currently anticipated. H Jr.) Hir�� July 31, 2013 Mr. Dave Brown Water/Irrigation Division Manager City of Yakima 2301 Fruitvale Blvd. Yakima, WA 98902 Draft Report: Modified 2012/2013 Domestic Water System Rate Update Dear Mr. Brown: FCS GROUP is pleased to submit our final report for the 2012/2013 Domestic Water System Rate Update for the City of Yakima (City). This letter provides a brief summary of the study objectives, process, finding and conclusions. BACKGROUND: In May 2012, the City retained FCS GROUP to update the Domestic Water Rate Study to evaluate Utility capital needs and ongoing operations and maintenance expenses and develop a rate strategy to recover costs for the five-year planning period (2013-2017). The draft analysis concluded that annual revenue adjustments were necessary over the study period to fund the capital program and address the declining revenue stream. The recommended rate strategy called for three years of 9.0% increases (2013-2015) followed by two years of 3.5% increases (2016-2017). Given the magnitude of proposed increases City management directed staff to research opportunities to reduce costs and mitigate customer impacts. At that point, the study was put on hold to allow staff time for the development of strategies to reduce costs. No increase was implemented for 2013. The study was re-initiated in May 2013, following receipt of year-end 2012 financial records, customer billing system data, the revised capital program, and the adopted 2013 budget. The analysis was updated to incorporate this new information and develop an updated rate strategy for the five-year period 2014-2018, using 2013 as the baseline for future projections. We also completed a benchmarking survey to compare relevant performance indicators for the City against comparable agencies using AWWA published criteria. The Technical Memorandum summarizing those results is provided in Appendix A. This letter report summarizes the key assumptions, findings, and recommendations for the updated rate study. Note that Exhibit numbering is consistent with the original report document for ease of reference. Additional detail can be found in the original comprehensive draft rate study report included as Appendix B. > FCS GROUP Page - 1 A. CAPITAL PROGRAM AND FUNDING PLAN The capital program and funding plan was updated to incorporate completed projects and current estimates for 2013-2018 and the 2012 beginning balance in the capital account. Current bids for the Automated Meter Reading project are about $4 million below estimates used in the original rate analysis. Transfers from the operating account were increased from $650,000 a year to $750,000 (2014-2018) to help fund capital projects and maintain the minimum balance target. The City identified $21.5 million ($23.1 million in inflated dollars) in capital projects (2013-2018). In addition to the Utility capital resources, $3.5 million in State Revolving Fund loans are planned for water treatment plant projects in 2013-2014; $5.o million in Public Works Trust Fund loans are planned for the automated metering project in 2013- 2014; and revenue bond proceeds are assumed at $3.6 million in 2015 and $3.2 million in 2017. Exhibit 3-1 presents the 2013-2018 Capital Improvement Program and Exhibit 3-2 presents the capital funding plan. Exhibit 3-1 (Revised): Capital Improvement Program (inflated) 4111111111mm.'/l'!111111111, ai / LI h1/�/!f+f+///rrrrrrr H1111 Leak Detection WTP PLC Replacement WTP Lagoon / Electrical service Intake Flood Repair Automated Metering Infrastructure Open Gear Vale Replacement Private Water Main Replacement Lead -Oakum Joint Line Replacement Total $ 250,000 3,514,800 1,000,000 4,500,000 25,000 175,000 $ 9,464,800 11111�miiiiiiiiumllmli1iumi11111111111'1'111111111111111 goloififfiffiugmmIIID $ 20,800 $ 21,632 $ 520,000 520,000 1,560,000 26,000 182,000 27,040 189,280 2,163, 200 $ 2,828,800 $ 2,401,152 - $ 23,397 $ 24,333 28,122 196,851 2,249,728 $ 2,474,701 29,246 204,725 2,339,717 $ 2,597,086 30,416 212,914 2,433,306 $ 3,309,296 Exhibit 3-2 (Revised): Capital Funding Plan RA011tAt11,10INANOING'04,11A011111111 7!!!lf J J Beginning Fund Balance Funding Sources Connection Charges Direct Funding from Rates Net Loan Proceeds Net Bond Proceeds Total Funding Sources Less: Capital Projects [a] Fund Balance MMMM 11' illull11111111 11111111111111111H 914 � I 149,1*1111111111111111111m $ 3,829,733 $ 3,523,733 $ 1,488,933 $ 44,000 $ 600,000 8,514,800 11����l��uu IIIIIIIIIII( 17.1,11 IIIIIIII goloffi $ 3,520,811 $ 1,840,110 $ 3,221,175 44,000 $ 44,000 $ 44,000 $ 44,000 $ 44,000 750,000 750,000 750,000 750,000 750,000 3,639,030 - 3,184,151 $ 9,158,800 $ 794,000 $ 4,433,030 $ 794,000 $ 3,978,151 $ 794,000 ($9,464,800) ($2,828,800) ($2,401,152) ($2,474,701) ($2,597,086) ($3,309,296) $ 3,523,733 $ 1,488,933 $ 3,520,811 $ 1,840,110 $ 3,221,175 $ 705,879 Actual % of Assets: 6.5% 2.8% 6.5% 3.4% 6.0% 1.3% Minimum Target Balance [1.0% of assets]: $ 540,974 $ 540,974 $ 540,974 $ 540,974 $ 540,974 $ 540,974 City Established Target Balance: $750, 000 $750, 000 $750, 000 $750, 000 $750, 000 $750, 000 [a] Includes an allowance for inflation of 4.0 percent per year. > FCS GROUP Page - 2 B. OPERATING FORECAST The operating forecast was updated to incorporate the adopted 2013 operating budget. Exhibit 3-3 presents the O&M expense forecast over the study period (excluding utility taxes shown in Exhibit 3-4). Exhibit 3-3 (Revised): Operating and Maintenance Forecast � �� „�� IIIIIIIIII llmmm tll 20114 IIIIIIIIII 1 1111 III1MMll MM 2HIll 0110'fff11111111 IlllllM 201In"(fffflllllllll IIIIIIIIII ri1 011 Functional Categories Fire Suppression Fire Suppression Admin Water Distribution WTP, Trans & Storage Water/Irrigation Engineer Water Administration Interfund In lieu Utility Tax Total O&M Expenses [a] $ 305,179 $ 314,335 $ 323,765 $ 333,478 $ 343,482 $ 353,787 32,395 33,366 34,367 35,398 36,460 37,554 2,143,889 2,208,206 2,274,452 2,342,686 2,412,966 2,485,355 1,691,494 1,742,239 1,794,506 1,848,341 1,903,792 1,960,905 59,048 60,819 62,644 64,523 66,459 68,453 1,482,247 1,526,715 1,572,516 1,619,692 1,668,282 1,718,331 $ 5,714,253 $ 5,885,680 $ 6,062,251 $ 6,244,118 $ 6,431,442 $ 6,624,385 [a] Includes an allowance for inflation of 3.0 percent per year, plus known operational changes; excludes utility taxes. C. REVENUE NEEDS ASSESSMENT The revenue requirement analysis was updated to incorporate revised operating and capital related costs, the 2012 actual ending cash balance in the operating account, and 2012 actual rate revenue collections. It is noteworthy that reported 2012 actual rate revenues were significantly higher than originally estimated when using 2011 actual rate revenues as the baseline - about a$1 million positive impact to the Utility. Based on discussions with City staff, this is the result of resolving issues with meter reads and billing system data where not all customers on the system were being adequately charged. In addition, this update reversed the previous removal of fire protection costs from rates and the associated increase to the water utility tax in light of Substitute Bill 1512, which as of July 28, 2013 allows re -integration of fire protection costs into water rates. Fire protection costs are again recovered from rates and the utility tax has been reset to 20%. The Utility averages about $9.8 million annually in cash obligations over the study period. Average annual revenues (excluding the use of cash reserves) are forecasted at $9.o million over the same time period — yielding an average annual deficit of $o.8 million without rate increases. The proposed rate strategy calls for five years of 4.o% increases (2014-2018). These increases represent the system -wide adjustments necessary to recover total revenue requirements for the Utility. Impacts to individual customer will vary based on meter size and water usage levels, discussed further in Section D — Rate Design. Note that in addition to proposed rate increases, cash reserves in excess of minimum target levels are used to supplement annual revenue shortfalls to mitigate rate impacts. Exhibit 3-4 presents the revenue requirement analysis for the study period. > FCS GROUP Page - 3 Exhibit 3-4 (Revised): Revenue Requirement and Reserve Analysis fIck404' RPIRNY � (111111 � V ,ulllllll Revenues Water Sales (w/ existing rates) Other Revenues Total Revenues 11111111111111111111 Hill' 011111 Iwo $ 8,562,300 $ 8,583,706 $ 8,605,165 $ 8,626,678 $ 8,648,245 $ 8,669,866 395,500 395,500 395,500 395,500 395,500 395,500 $ 8,957,800 $ 8,979,206 $ 9,000,665 $ 9,022,178 $ 9,043,745 $ 9,065,366 Expenses Operating & Maintenance Expenses $ 5,714,253 $ 5,885,680 $ 6,062,251 $ 6,244,118 $ 6,431,442 $ 6,624,385 Interfund In lieu Utility Tax 1,564,000 1,737,311 1,813,929 1,893,828 1,977,145 2,063,443 Existing Debt Service 556,006 562,896 559,188 555,279 551,169 550,669 New Debt Service 134,074 468,054 628,540 789,025 929,449 1,069,874 Residual Equity Transfers 64,497 64,497 64,497 64,497 64,497 64,497 Transfers to the Capital Fund 600,000 750,000 750,000 750,000 750,000 750,000 Total Expenses $ 8,632,829 $ 9,468,438 $ 9,878,404 $10,296,747 $10,703,702 $11,122,868 Annual Surplusl(Deficiency) $ 324,971 $ (489,232) $ (877,739) $(1,274,568) $(1,659,956) $(2,057,502) Annual Rate Adjustment 0.00% 4.00% 4.00% 4.00% 4.00% 4.00% Additional Revenue from Rate Adjustments $ - $ 343,348 $ 702,182 $ 1,077,162 $ 1,468,978 $ 1,878,352 Net Surplusl(Deficiency) Beginning Fund Balance Cumulative Fund Balance $ 324,971 $ (145,884) $ (175,557) $ (197,407) $ (190,978) $ (179,151) $ 2,847,073 $ 3,172,044 $ 3,026,160 $ 2,850,603 $ 2,653,196 $ 2,462,218 $ 3,172,044 $ 3,026,160 $ 2,850,603 $ 2,653,196 $ 2,462,218 $ 2,283,067 Actual Days of O&M: 159 145 132 119 107 96 Minimum Target Balance [60 days]: $1,196,425 $1,253,094 $1,294,715 $1,337,745 $1,382,233 $1,428,136 City Established Target Balance: $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 D. RATE DESIGN The existing domestic water rate structure consists of a fixed charge increasing by meter size and a uniform volume charge. The same schedule of rates applies to all domestic service customers, with a 1.50 multiplier applied to outside city customers. Private fire services are charged a readiness -to -service charge increasing by line size. The proposed rates have been developed in accordance with the City's policy to apply the same schedule of rates to all domestic customer classes and to recover an appropriate balance of system costs from the fixed and variable components of the rate structure to maintain revenue stability. Cost recovery under the existing rate structure is about 22% from fixed charges and 78% from volume charges. Industry practice suggests generating closer to 3o% from fixed charges and 70% from volume charges to balance revenue stability with a customer's ability to control their water bill through changes in water use. The proposed rate structure increases the fixed charge cost recovery to 27% - up 5.o% from historical levels. This shift will improve revenue stability without unduly burdening customers with relatively low water usage. We recommend that the City monitor water usage patterns over time to determine if a further increase to the fixed charge component is warranted. Exhibit 5-1 presents a comparison of existing Utility rates and the proposed five-year schedule of Utility rates (2014-2018). > FCS GROUP Page - 4 Exhibit 5-1 (Revised): Existing & Proposed Water Rates Meter Size II!kN i1MNiI!1 �I Existing 2013 Pro .osed 2014 2015 2016 2017 2018 3/4" 1" 1-1/2" 2" 3" 4" 6" 8" 10" 12" $ 15.91 $ 20.09 $ 31.24 $ 44.67 $ 76.03 $ 120.82 $ 232.70 $ 453.59 $ 680.41 $ 993.82 $ 18.24 $ 23.03 $ 35.81 $ 51.20 $ 87.15 $ 138.49 $ 266.74 $ 519.94 $ 779.93 $ 1,139.18 $ 18.97 $ 23.95 $ 37.24 $ 53.25 $ 90.64 $ 144.03 $ 277.41 $ 540.73 $ 811.13 $ 1,184.75 $ 19.73 $ 24.91 $ 38.73 $ 55.38 $ 94.26 $ 149.79 $ 288.50 $ 562.36 $ 843.57 $ 1,232.14 $ 20.51 $ 25.90 $ 40.28 $ 57.60 $ 98.03 $ 155.78 $ 300.04 $ 584.86 $ 877.32 $ 1,281.43 $ 21.33 $ 26.94 $ 41.89 $ 59.90 $ 101.95 $ 162.02 $ 312.04 $ 608.25 $ 912.41 $ 1,332.68 Commodity Rate $/ccf Line Size 2" 3" 4" 6" 8" 10" 12" Existing 2013 $ 1.51 Ex.st ng 2013 $6.00 $8.76 $17.54 $51.56 $109.82 $197.46 $319.12 Ex.st ng 2013 $1.51 IIIIIIIIuIIIIIII W1 7Illlllilllllllll�fllllll Proposed 2014 1.52 2015 1.58 2016 1.65 2017 1.71 �� 111111 �I IIIIIII I �I ! �IIIII �IIII 2018 1.78 Pro .osed 2014 $ 6.24 $ 9.11 $ 18.24 $ 53.62 $ 114.21 $ 205.36 $ 331.88 2015 $ 6.49 $ 9.47 $ 18.97 $ 55.77 $ 118.78 $ 213.57 $ 345.16 2016 $ 6.75 $ 9.85 $ 19.73 $ 58.00 $ 123.53 $ 222.12 $ 358.97 IIIIIII III 2017 $ 7.02 $ 10.25 $ 20.52 $ 60.32 $ 128.47 $ 231.00 $ 373.33 2018 $ 7.30 $ 10.66 $ 21.34 $ 62.73 $ 133.61 $ 240.24 $ 388.26 Pro .osed 2014 $ 1.52 2015 $ 1.58 2016 $ 1.65 2017 $ 1.71 2018 1.78 Dail water meter rental rema ns at $4.00 .er da [a] Outside City rates are 1.50 times inside City rates Based on the City's billing system information, the residential class uses an average of about 2,200 cubic feet (22 ccf) of water per bi-monthly billing period over the course of a year. The commercial class uses an average of about 10,600 cubic feet (io6 ccf) per billing period, and industrial customers average about 32,700 cubic feet (327 ccf) per billing period. Actual water usage will likely vary by customer and by billing period. For example, residential customers typically experience higher than average usage in summer months and lower than average usage in the winter months. As such, the water bill will also vary by customer and by billing period. > FCS GROUP Page - 5 Revised Exhibit 5.1 Page 5 of updated report Meter Size Existing 2013 11.1111111111i Proposed 2014 2015 2016 2017 2018 3/4" 1" 1-1/2" 2" 3" 4" 6" 8" 10" 12" $ 15.91 $ 20.09 $ 31.24 $ 44.67 $ 76.03 $ 120.82 $ 232.70 $ 453.59 $ 680.41 $ 993.82 $ 17.54 $ 22.14 $ 34.43 $ 49.23 $ 83.80 $ 133.17 $ 256.48 $ 499.94 $ 749.93 $ 1,095.37 $ 18.24 $ 23.03 $ 35.81 $ 51.20 $ 87.15 $ 138.49 $ 266.74 $ 519.94 $ 779.93 $ 1,139.18 $ 18.97 $ 23.95 $ 37.24 $ 53.25 $ 90.64 $ 144.03 $ 277.41 $ 540.73 $ 811.13 $ 1,184.75 $ 19.73 $ 24.91 $ 38.73 $ 55.38 $ 94.26 $ 149.79 $ 288.50 $ 562.36 $ 843.57 $ 1,232.14 $ 20.51 $ 25.90 $ 40.28 $ 57.60 $ 98.03 $ 155.78 $ 300.04 $ 584.86 $ 877.32 $ 1,281.43 Commodit Rate $/ccf Line Size 2" 3" 4" 6" 8" 10" 12" Ex.st ng 2013 1.51 Ex.st ng 2013 $6.00 $8.76 $17.54 $51.56 $109.82 $197.46 $319.12 Ex.st ng 2013 $1.51 Proposed 2014 1.46 2015 1.52 2016 1.58 2017 1.65 illl rm! 1"ni "'1"" 2018 1.71 Proposed 2014 $ 6.00 $ 8.76 $ 17.54 $ 51.56 $ 109.82 $ 197.46 $ 319.12 2015 $ 6.24 $ 9.11 $ 18.24 $ 53.62 $ 114.21 $ 205.36 $ 331.88 2016 $ 6.49 $ 9.47 $ 18.97 $ 55.77 $ 118.78 $ 213.57 $ 345.16 �llllll/IIIIIIIIIIIII III�IIIIIIII 2017 $ 6.75 $ 9.85 $ 19.73 $ 58.00 $ 123.53 $ 222.12 $ 358.97 2018 $ 7.02 $ 10.25 $ 20.52 $ 60.32 $ 128.47 $ 231.00 $ 373.33 Proposed 2014 1.46 2015 1.52 2016 1.58 2017 1.65 2018 1.71 Daily water meter rental remains at $4.00 per day [a] Outside City rates are 1.50 times inside City rates Exhibit 5-2 presents a comparison of sample customer water bills under existing rates and the proposed 2014 rates. As shown in the exhibit, a residential customer using 2,200 cubic feet on average per bi-monthly period will experience an average increase of $2.59 per bi-monthly period. Exhibit 5-2 (Revised): Sample Residential Water Bills E. CONCLUSIONS AND RECOMMENDATIONS Projections are by nature conjectural and rely on many assumptions regarding growth, water usage, inflations and other factors, and no guarantee as to their ultimate accuracy can be made. We have endeavored to apply the best available estimates of future conditions that affect these findings, and believe the analyses performed in this study provide a reasonable level of assurance with respect to the adequacy of the proposed rates and rate structure. However, regular review of actual financial performance of the Utility should be an integral part of the successful implementation of this study. The next rate study update is anticipated to be completed in 2018. > FCS GROUP Page - 6 Meter Size inches Bi-Mth Usage cc y 1111n Ex Bi sting -Mthly Bill I I All 2014 Bi -Mthly Bill $ Change from Existin. 3/4 6 $24.97 $27.37 $2.40 3/4 15 $38.56 $41.07 $2.51 3/4 22 $49.13 $51.72 $2.59 3/4 40 $76.31 $79.12 $2.81 1 50 $95.59 $99.13 $4.35 Illll flllll •11111 l' Meter Bi-Mth y Existing 2014 $ Change Size Usage Bi -Mthly Bi -Mthly from inches cc Bill Bill Existin. 3/4 75 $129.16 $132.39 $4.13 3/4 106 $175.97 $ 179.57 $3.60 1 200 $322.09 $ 327.43 $5.34 1 300 $473.09 $ 479.64 $6.55 Meter Bi-Mth y Ex sting 2014 $ Change Size Usage Bi -Mthly Bi -Mthly from inches cc Bill Bill Existin. 2 100 $195.67 $ 203.41 $7.74 2 327 $538.44 $ 548.91 $10.47 2 400 $648.67 $ 660.01 $11.34 E. CONCLUSIONS AND RECOMMENDATIONS Projections are by nature conjectural and rely on many assumptions regarding growth, water usage, inflations and other factors, and no guarantee as to their ultimate accuracy can be made. We have endeavored to apply the best available estimates of future conditions that affect these findings, and believe the analyses performed in this study provide a reasonable level of assurance with respect to the adequacy of the proposed rates and rate structure. However, regular review of actual financial performance of the Utility should be an integral part of the successful implementation of this study. The next rate study update is anticipated to be completed in 2018. > FCS GROUP Page - 6 Kevisea txnioir o.z on page n or updated report III Meter Bi-Mth y Ex st ng 2014 $ Change Esf mated Size Usage Bi -Mthly Bi -Mthly from No. of (inches) (ccf) Bill Bill Existing Customers 3/4 6 $24.97 $26.32 $1.35 5,200 3/4 15 $38.56 $39.49 $0.93 3,900 3/4 22 $49.13 $49.73 $0.60 1,550 3/4 40 $76.31 $76.08 ($0.23) 1,400 1 50 $95.59 $95.32 ($3.39) 250 IIIII Pup Meter Bi-Mth y Ex sting 2014 $ Change Esfmated Size Usage Bi -Mthly Bi -Mthly from No. of (inches) (ccf) Bill Bill Existing Customers 3/4 75 $129.16 $127.30 ($5.35) 90 3/4 106 $175.97 $ 172.67 ($3.30) 80 1 200 $322.09 $ 314.84 ($7.25) 30 1 300 $473.09 $ 461.19 ($11.90) 40 MI 1.21! Meter Bi-Mth y Ex st ng 2014 $ Change Size Usage Bi -Mthly Bi -Mthly from (inches) (ccf) Bill Bill Existing 2 100 $195.67 $ 195.58 ($0.09) 15 2 327 $538.44 $ 527.79 ($10.65) 10 2 400 $648.67 $ 634.63 ($14.04) FCS GROUP and City staff recommends that this study be utilized as support for the adoption of the five-year rate schedule presented herein for years 2014-2018. The study assumes rates will become effective January 1 of each year beginning in 2014. Please feel free to contact me at 245-867-1802, ext. 241 or karynjPfcsgroup.com if you have questions or comments. Sincerely, Karyn Johnson Principal > FCS GROUP Page - 7 APPENDIX A > PCS GROUP Benchmarking Analysis Page - 8 • • r1 i, (11(.111 To: Dave Brown, Water & Irrigation Manager Yakima, Washington From: Karyn Johnson, Principal Tage Aaker, Analyst RE: City of Yakima Water Utility - Benchmarking Analysis C (, ndum Date: November 15, 2012 A. Nir ROJUC. OON In conjunction with the Domestic Water Rate Study FCS GROUP conducted for the City of Yakima ("City"), a benchmarking analysis was prepared to evaluate the City's water utility performance in comparison to industry benchmarks. Relevant performance indicators were evaluated and compared against the results from an industry benchmarking survey as well as FCS GROUP experience within the industry. This memorandum summarizes the findings and conclusions of our review. It is important to note that benchmarking results are only a start to the evaluation of utility performance and do not necessarily reflect good or bad performance in all cases. There are many internal and external factors that affect how a specific utility compares to the benchmarking standards provided. Elements to consider when evaluating these results: Regional Climate Customer Base Supply Source Local & Regional Regulations Density of Population Age of Infrastructure Treatment Processes Organizational Goals These explanatory factors can have a significant influence on the documented performance of a specific utility. Further analysis with those closely familiar with a utility may reveal additional insight on performance indicators. It is also important to note that an initial benchmarking analysis provides a snap shot of utility performance for the given year of review. Subsequent, multi-year analyses would allow the City to evaluate utility performance and trends over time in order to make better informed decisions. Exhibit A-1 presents the suggested benchmarking process. Redrno id ".lown Center, 7525 166t1i Ave NI, Suite D-215, Fled ond, WA 98052 ♦ 425.867.1802 Page 1 City of Yakima — Benchmarking Analysis November 15, 2012 Exhibit A-1: Steps to Benchmarking 1 .Review and evaluate utility goals 2. Select relevant and material performance measures 3. Define evaluation criteria 6. Identify strong and weak performance ■ 5. Compare your utility to compar- able industry data ■ 4. Collect and validate data B. METHODOLOGY 7. Develop prioritized action plans 8. Follow through and follow up REPEAT ___J Sources for the utility benchmarks include a publication by the American Water Works Association (AWWA) entitled Benchmarking Performance Indicators for Water and Wastewater Utilities: Survey Data and Analyses Report (2007), as well as FCS GROUP industry knowledge and experience gained through our work with utilities throughout the western United States. Note that the financial data sources and results for the City of Yakima reflect performance for year 2011, which might not be representative of all results reflected in the 2007 AWWA publication, particularly those measures related to current O&M costs. The AWWA industry survey compiled utility financial and operational information from 180 participants. Participation in the survey was voluntary and information submitted was self-reported by the participating utilities. For performance indicators used within this publication, we referenced the following benchmark categories: Utility Service or Operation Type: For the City of Yakima, "Water Operations" was selected. This represents survey participants designated as exclusively providing water services. Water Operations was selected as the most representative category since the City's water and wastewater services are provided through separate and distinct divisions. Size of Service Population: This represents the size of the population served by the designated utility service. Yakima's water service population falls within the "50,001-100,000" population category. Geographical Region: The City of Yakima falls within the "West" region which includes the State of Washington (along with AK, AZ, CA, CO, NM, NV, OR, UT, and WY). Exhibit B-1 lists the performance indicators selected for this analysis based upon available information and applicability to the City's domestic water system / utility. •FCS GROUP Page 2 of 38 City of Yakima — Benchmarking Analysis Exhibit B-1: Index of Performance Indicators November 15, 2012 # Performance Indicator 1 Organization Best Practices Index Survey 2 Employee Health & Safety Severity Rate 3 Training Hours per Employee 4 Customer Accounts per Employee 5 MGD of Water Delivered per Employee 6 Drinking Water Compliance Rate 7 Distribution System Loss / Leakage 8 Water Distribution System Integrity 9 O&M Cost per Customer Account 10 O&M Cost per Million Gallons of Water Distributed 11 Direct Cost of Treatment per Million Gallons Distributed 12 Debt to Total Asset Ratio (Debt Ratio) 13 Debt to Equity (Net Asset) Ratio 14 System Renewal / Replacement Rate (Distribution) 15 System Renewal / Replacement Rate (Treatment) 16 Retum on Assets 17 Retum on Fixed Assets 18 Accounts Receivable Tumover 19 Accounts Receivable Collection Period 20 Current Ratio 21 Operating Working Capital 22 O&M Coverage Ratio 23 Debt Coverage Ratio 24 Customer Service Related Complaints 25 Technical Quality Related Complaints 26 Planned Disruptions (< 4 hours) per 1,000 Customers 27 Planned Disruptions (4 hours - 12 hours) per 1,000 Customers 28 Planned Disruptions (>12 hours) per 1,000 Customers 29 Unplanned Disruptions (< 4 hours) per 1,000 Customers 30 Unplanned Disruptions (4 hours - 12 hours) per 1,000 Customers 31 Unplanned Disruptions (>12 hours) per 1,000 Customers 32 Customer Service Cost per Account 33 Monthly cost of using 7,500 gallons (Water - Residential) Results for these indicators are organized into the following categories: Organizational Development, Water Operations, Business & Finance Operations, and Customer Relations. The analysis calculates a formula -based (or in some cases, subjective) result for the City's water utility for each performance indicator and then assigns a score to each indicator based on how well the City compares to the industry benchmark. Benchmarks are shown for the bottom quartile, top quartile and median responses from participants. For additional indicators, not included in the AWWA publication, general industry standards are shown. An overall (or average) score is then assigned to the category as a whole, assuming equal weight for each indicator within the category. Exhibit B-2 presents the scoring system for this exercise. Exhibit B-2: Scoring System Scoring Tabl Score Description 1 Very Good 2 Good 3 Fair 4 Poor In general, the scores are assigned as follows: • "1 — Very Good" - results equal to or better than the top quartile; • "2 - Good" - results close to the median; • "3 - Fair" - results better than the bottom quartile but worse than the median; and • "4 — Poor" - results equal to or worse than the bottom quartile. The intent of the scoring system is to assist the City in identifying areas for further investigation and potential improvement. For example, the City might consider tagging those areas that are scored either "Fair" or "Poor" as priority targets for improvement. •FCS GROUP Page 3 of 38 City of Yakima — Benchmarking Analysis C. SUMMARY OF RESULTS November 15, 2012 Exhibit B-1 summarizes the results, including individual scores and an overall score for the category. Additional detail is provided in Section C, including both a numerical and graphical result for each indicator. Note that the bar line in each graphic depicts the range from bottom to top quartile results and the triangle depicts the median result as well as the City's results. Exhibit B-1: Performance Indicator and Score by Category Organizational Development Water Operations Business & Finance Operations Customer Relations Organization Best Practices Index Survey 2 3 4 1 Drinking Water Compliance Rate 1 Distribution System Loss / Leakage 4 Water Distribution System Integrity 1 O&M Cost per Customer Account 2 O&M Cost per Million Gallons of 2 Water Distributed Direct Cost of Treatment per 2 Million Gallons Distributed Debt to Total Asset Ratio (Debt Ratio) 1 Debt to Equity (Net Asset) Ratio 1 System Renewal / Replacement Rate (Distribution) 1 System Renewal / Replacement 1 Rate (Treatment) Return on Assets 3 Return on Fixed Assets 2 Accounts Receivable Turnover 1 Accounts Receivable Collection1 Period Current Ratio 1 Operating Working Capital 1 O&M Coverage Ratio 1 Debt Coverage Ratio 1 Customer Service Related Complaints 4 1 1 1 1 1 1 1 2 1 Employee Health & Safety Severity Rate Technical Quality Related Complaints Training Hours per Employee Planned Disruptions (< 4 hours) per 1,000 Customers Customer Accounts per Employee Planned Disruptions (4 hours - 12 hours) per 1,000 Customers MGD of Water Delivered per1 Employee Planned Disruptions (>12 hours) per 1,000 Customers Unplanned Disruptions (< 4 hours) per 1,000 Customers Unplanned Disruptions (4 hours - 12 hours) per 1,000 Customers Unplanned Disruptions (>12 hours) per 1,000 Customers Customer Service Cost per Account Monthly cost of using 7,500 gallons (Water - Residential) Average 2.2 2.0 1.3 1.4 Organizational Development received an overall (average) score of 2.2, indicating "good" performance. Areas warranting further investigation and potential improvement include the Employee Health & Safety Severity Rate and Training Hours per Employee. The score for the Organization Best Practices Index Survey is expected to move toward "very good" following implementation of the Asset Management Program planned for implementation in 2013. Water Operations received an average score of 2.0, indicating "good" performance. The score for Distribution System Loss is expected to improve with the new Automatic Metering Program currently in progress. Business & Finance Operations received a score of 1.3, indicating "very good" performance. This is likely the direct result of the financial policies implemented for the water utility more than a decade ago, including regular annual rate adjustments to keep pace with inflation and generate adequate cash for capital spending and maintaining reserves. Improvement to the results for Return on Assets and Return on Fixed Assets could result in a perfect score for this category. Customer Relations received a score of 1.4, indicating "very good" to "good" performance. All operational/technical indicators within this category received a score of very good, with customer service indicators receiving lower scores. Customer service related complaints, most notably billing error complaints, warrant further investigation for potential improvement. •FCS GROUP Page 4 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 D. RESULTS OF BENCHMARKING ANALYSIS ORGANIZATIONAL DEVELOPMENT 1. Organizational Best Practices Index Survey Description: The purpose of the Best Practices (BP) survey is to summarize a utility's implementation of management programs important to a water utility. Generally, higher values are desirable. Practices are likely to be more formal and extensive in larger utilities. Exhibit C -1(a): Formula and Comparative Benchmarks Organization Best Practices Index Survey Formula: Results of "Best Practices" Survey (min 7 - max 35 at each utility) Yakima Result: 25 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k 22.80 30.00 21.00 30.00 Type: Water 20.50 26.50 24.50 28.80 24.00 Exhibit C -1(b): Graphical Results r32 30 28 a 26 m 24 E 22 O 20 18 0 U Organization Best Practices Index Survey a Region: West Population Type: Water Yakima Served:50k-100k Analysis: Higher values are desirable. The City's result is in line with the median results from the survey. Score: 2 - "Good". Note: The City plans to implement an asset management program in 2013, at which point, the score would likely move closer to the top quartile with a score of "very good". •FCS GROUP Page 5 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 2. Employee Health & Safety Severity Rate Description: Quantifies the rate of employee days lost from work due to illness or injury. Generally, lower values are desirable. Excessive lost workdays affect productivity and can cost utilities in a number of ways. Health care, insurance premiums and overtime can all be adversely impacted by lost work due to injury or health reasons. Indicator measures the rate of days lost per 100 employees per year. Exhibit C -2(a): Formula and Comparative Benchmarks Employee Health & Safety Severity Rate Formula: 200,000 X (Total Workdays away from Work) + Total Hours Worked by All Employees Days Away (Work 13 Injury & Illness) Total Hours Worked 62,338 Yakima Result: 42 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 88.10 0.10 49.40 0.00 79.00 0.00 21.20 5.30 12.90 Exhibit C -2(b): Graphical Results rD� ays Lost (per 100 employee-years) 100 90 80 70 60 50 40 30 20 10 0 Employee Health & Safety Severity Rate Region: West Population Type: Water Yakima Served: 50k-10Gc Analysis: Lower values are desirable. The City's result is on the high side, warranting further investigation and potential improvement. Score: 3 — "Fair" •FCS GROUP Page 6 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 3. Training Hours per Employee Description: Measures the quantity of formal training that utility employees are actually completing. This indicator is expressed as the number of formal training hours per employee per year. Generally, higher values are desirable. This measure is intended to reflect the organization's commitment to formal training as a means of improving employee knowledge and skills. Exhibit C -3(a): Formula and Comparative Benchmarks Training Hours per Employee Formula: Total Qualified Formal Training Hours for All Employees = Total FTEs Worked by Employees During Reporting Period Training Hours 384 Number of FTEs 31.65 Yakima Result: 12.13 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 14.10 36.10 11.80 29.00 12.10 23.90 23.70 20.30 15.50 Exhibit C -3(b): Graphical Results 40 35 30 25 20 15 10 5 0 Training Hours per Employee t t Region: West Population Type: Water Served: 50k -100k Yakima Analysis: Higher values are desirable. The City's result is on the low side, warranting further investigation and potential improvement. Score: 4 — "Poor" •FCS GROUP Page 7 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 4. Customer Accounts per Employee Description: This indicator is intended to measure employee efficiency. Generally, higher values are desirable. Exhibit C -4(a): Formula and Comparative Benchmarks Customer Accounts per Employee Formula: Number of Accounts = Number of FTEs Number of Accounts 18,700 Number of FTEs 31.65 Yakima Result: 591 Benchmarks Bottom Quartile To• Quartile Median Region: West Population Served: 50k - 100k Type: Water 349 408 635 558 422 473 333 667 456 Exhibit C -4(b): Graphical Results 700 650 600 550 500 450 400 350 300 Customer Accounts per Employee t 1 Region: West Population Type: Water Served: 50k -100k Yakima Analysis: In general, higher values are desirable. The City is on the high side, indicating very efficient water operations. Score: 1 — "Very Good" •FCS GROUP Page 8 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 5. MGD of Water Delivered per Employee Description: This indicator is intended to measure employee efficiency. Generally, higher values are desirable. Exhibit C -5(a): Formula and Comparative Benchmarks MGD of Water Delivered per Employee Formula: Average MGD Delivered = FTEs MGD 9.65 Number of FTEs 31.65 Yakima Result: 0.30 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k 0.17 0.40 0.26 0.14 0.29 0.19 Type: Water 0.15 0.33 0.24 Exhibit C -5(b): Graphical Results 0.45 0.40 0.35 0.30 0.25 0.20 0.15 0.10 MGD of Water Delivered per Employee I- i Region: West Population Type: Water Served: 50k -100k Yakima Analysis: Higher values are desirable. The City's results are on the high side, indicating very efficient water operations. Score: 1 — "Very Good" •FCS GROUP Page 9 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 WATER OPERATIONS 6. Drinking Water Compliance Rate Description: This indicator quantifies the percentage of time each year that a water utility meets all health-related drinking water requirements of the US National Primary Drinking Water Regulations. Higher results are desirable. A compliance rate of 100% is the goal of every utility. Exhibit C -6(a): Formula and Comparative Benchmark Drinking Water Compliance Rate Formula: Number of Days in Full Compliance = 365 Days Days in Full Compliance 365 Formula Piece #2 365 Yakima Result: 100% 1 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Exhibit C -6(b): Graphical Results 7 Drinking Water Compliance Rate 100% 95% 90% Region: West Population Type: Water Yakima Served:50k-100k Analysis: A utility should strive to achieve compliance 100% of the time. The City has met this target. Score: 1 — "Very Good" •FCS GROUP Page 10 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 7. Distribution System Loss / Leakage (DSL) Description: This indicator is a measure of the percentage of produced water that fails to reach customers and cannot otherwise be accounted for through authorized usage. Generally higher values are not desirable. Water loss can adversely impact revenue and water use efficiency. Exhibit 7(a): Formula and Comparative Benchmarks Distribution System Loss / Leakage Formula: [Volume distributed - (volume billed + volume unbilled but authorized) = volume distributed] Volume Distributed 3,522,567,974 Volume Billed & 2'951'690'565 Authorized Yakima Result: 16.21% Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 10.4% 3.8% 15.0% 4.0% 12.4% 4.9% 7.2% 8.9% 8.6% Exhibit 7(b): Graphical Results 18% 16% 14% 12% 10% 8% 6% 4% 2% Distribution System Loss / Leakage Region: West Population Type: Water Served:50k-100k Yakima Analysis: Lower values are desirable. The City's result is on the high side. Score: 4 — "Poor". Note: The City is in the process of installing Automatic Meter Reading (AMR), which should result in lower DSL and an improved score. •FCS GROUP Page 11 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 8. Water Distribution System Integrity Description: This indicator is a measure of the condition of the water distribution system, expressed as the total annual number of leaks and pipeline breaks per 100 miles of distribution piping. Generally, higher values are not desirable. Excessive leaks and breaks can result in increased costs due to an increased number of emergency repairs. Exhibit C -8(a): Formula and Comparative Benchmark Water Distribution System Integrity Formula: 100 X (Annual total number of leaks + annual total number of breaks) = Total miles of distribution piping Annual Leaks & Breaks 6.0 Miles of Distribution 300 Piping Yakima Result: 2.00 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 53.00 15.80 69.60 14.80 56.10 21.70 31.20 32.70 34.30 Exhibit C -8(b): Graphical Results 80 70 60 50 40 30 20 10 0 Water Distribution System Integrity • Region: West Population Type: Water Yakima Served:50k-100k Analysis: Lower values are desirable. The City's result is very low, placing better than the top quartile, indicating an effective maintenance and replacement program. Score: 1 — "Very Good" •FCS GROUP Page 12 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 9. O&M Cost per Customer Account Description: Generally, higher values are not desirable. Higher O&M costs per customer account may indicate inefficient procedures or may be the result of aging infrastructure. However, this may not always be the case. Higher costs per account may be the desired outcome to improve customer satisfaction or to make up for deferred maintenance practices. Exhibit C -9(a): Formula and Comparative Benchmarks O&M Cost per Customer Account Formula: Total O&M less depreciation = Total number of customer accounts Total O&M (less dep.) $5,296,003 Total Customer Accounts 18,700 Yakima Result: $283 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water $443 $252 $302 $101 $357 $205 $339 $161 $272 Exhibit C -9(b): Graphical Results $500 $450 $400 $350 $300 $250 $200 $150 $100 O&M Cost per Customer Account -4 Region: West Population Type: Water Served: 50k -100k Yakima Analysis: In general, lower values are desirable. The City is in line with the median results of the industry survey. Score: 2 — "Good" •FCS GROUP Page 13 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 10. O&M Cost per Million Gallons of Water Distributed Description: Generally, higher values are not desirable. Higher O&M costs per million gallons may indicate inefficient procedures or may be the result of aging infrastructure. However, this may not always be the case. Higher costs per million gallons distributed may be the desired outcome to improve customer satisfaction or to make up for deferred maintenance practices. Exhibit C -10(a): Formula and Comparative Benchmark O&M Cost per Million Gallons of Water Distributed Formula: Total O&M less depreciation = Volume (in MG) Distributed During the Reporting Period Total O&M (less dep.) $5,296,003 Volume Distributed (in MG) 3,523 Yakima Result: $1,503 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water $2,509 $1,163 $2,286 $667 $2,310 $1,037 $1,608 $1,373 $1,506 Exhibit C -10(b): Graphical Results $3,000 $2,500 $2,000 $1,500 $1,000 $500 O&M Cost per Million Gallons of Water Distributed Region: West Population Type: Water Yakima Served: 50k -100k Analysis: Lower values are desirable. The City's results are in line with the median in each category. Score: 2 — "Good" •FCS GROUP Page 14 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 11. Direct Cost of Treatment per Million Gallons Distributed Description: Generally, higher values are not desirable. Higher O&M directly attributable to water treatment per million gallons distributed may indicate high staffing levels or increased maintenance due to aging equipment and facilities. However, this may not always be the case. Higher costs may be unavoidable due to the use of more expensive treatment processes. Exhibit C -11(a): Formula and Comparative Benchmark Direct Cost of Treatment per Million Gallons Distributed Formula: Total Direct O&M Costs for Water Treatment + Volume (in MG) Distributed During the Reporting Period Treatment Cost $900,750 Total Volume 3,523 Processed (MG) Yakima Result: $256 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k $558 $660 $75 $234 $130 $353 Type: Water $550 $100 $322 Exhibit C -11(b): Graphical Results $700 $600 $500 $400 $300 $200 $100 $0 Direct Cost of Treatment per Million Gallons Distributed Region: West Population Served: Type: Water Yakima 50k -100k Analysis: Lower values are desirable. The City's results are in line with the median in each category. Score: 2 — "Good" •FCS GROUP Page 15 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 BUSINESS & FINANCE OPERATIONS 12. Debt to Total Asset Ratio (Debt Ratio) Description: This indicator quantifies the utility's level of indebtedness. Generally, the higher the ratio, the more dependent the utility is on debt financing. A higher dependence on debt can cause larger long-term costs for interest repayments when compared with cash financing capital. Lower values are generally desirable. Exhibit C -12(a): Formula and Comparative Benchmark Debt to Total Asset Ratio (Debt Ratio) Formula: Total Liabilities = Total Assets Total Liabilities $6,358,342 Total Assets $40,041,390 Yakima Result: 15.9% Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 42.1% 18.1% 28.9% 21.4% 43.3% 20.7% 28.0% 26.9% 28.6% Exhibit C -12(b): Graphical Results 45% 40% 35% 30% 25% 20% 15% 10% Debt to Total Asset Ratio (Debt Ratio) • Region: West Population Type: Water Served: 50k -100k Yakima Analysis: Lower values are generally desirable. The City's results score better than the top quartile. Score: 1 — "Very Good" •FCS GROUP Page 16 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 13. Debt to Equity (Net Asset) Ratio Description: This ratio gives insight into a utility's equity -liability relationship in terms of funded capital assets. The lower the percentage, the less leveraged a utility is, which can imply more potential to fund future projects fully with debt. A ratio of 1.5 (60% debt / 40% equity) is a generally accepted industry target. Exhibit C -13(a): Formula and Comparative Benchmark Debt to Equity (Net Asset) Ratio • Formula: Total Current & Non -Current Borrowed Debt = Net Assets. Total Borrowed Debt $5,608,215 Net Assets $33,683,048 Yakima Result: 0.17 to 1 (14% debt / 86% equity) Benchmarks FCS GROUP Experience Generally Accepted Debt / Equity Ratio Yakima 1.50 0.17 Benchmarks FCS GROUP Experience Generally Accepted Debt Target Yakima 60.0% 14.3% Exhibit C -13(b): Graphical Results 1.60 1.40 1.20 1.00 0.80 0.60 0.40 0.20 0.00 Debt to Equity (Net Asset) Ratio • Generally Accepted Debt / Equity Yakima Ratio 70% 60% 50% 40% 30% 20% 10% 0% Debt + (Debt + Net Assets) • Generally Accepted Debt Target Yakima Analysis: Lower values are generally desirable. The City's results are well below the generally accepted targets, indicating the potential to fund additional capital projects with debt while still maintaining a healthy capital structure. Score: 1 — "Very Good" •FCS GROUP Page 17 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 14. System Renewal / Replacement Rate (Distribution) Description: This indicator quantifies the rate at which the utility is meeting its individual need for infrastructure renewal or replacement. Generally, higher values are desirable. This indicator measures the degree to which a water utility is replacing its distribution system infrastructure. This indicator creates a theoretical annual funding target, and then divides actual capital expenditures over this "target" to arrive at the replacement rate. For example, if total replacement costs for the distribution system were $500 (with 50 year asset life), and the utility averages $5 in annual expenditures, then the result would be fifty percent [$5 ± ($500 =50 years)]. Exhibit C -14(a): Formula and Comparative Benchmark System Renewal / Replacement Rate (Distribution) Formula: 100 X (Total Actual Expenditures for R&R for each Asset Class) Total Present Worth of R&R Needs for Each Asset Group Total Annual Actual $230,513 Note: 3 -year Actual Average Ex penditures R&R Needs $1,280,543 Yakima Result: 18% (Total Group Replacement Cost Weighted Asset Life) Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 0.8% 8.6% 1.9% 22.5% 1.3% 6.4% 2.0% 4.3% 2.5% Exhibit C -14(b): Graphical Results 17s a % of theoretical target System Renewal / Replacement Rate (Distribution) 25% 20% 15% 10% 5% 0% 1 � 1 Region: West Population Type: Water Yakima Served:50k-100k Analysis: In general, higher values are desirable. The City places above or near the top quartile depending upon the comparative benchmark. Score: 1 - "Very Good" •FCS GROUP Page 18 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 15. System Renewal / Replacement Rate (Treatment) Description: This indicator quantifies the rate at which the utility is meeting its individual need for infrastructure renewal or replacement. Generally, higher values are desirable. This indicator measures the degree to which a water utility is replacing its treatment infrastructure. Exhibit C -15(a): Formula and Comparative Benchmark System Renewal / Replacement Rate (Treatment) Formula: 100 X (Total Actual Expenditures for R&R for each Asset Class) Total Present Worth of R&R Needs for Each Asset Group Total Annual Actual $131,273 Note: 3 -year Actual Average Ex penditures R&R Needs $375,937 Yakima Result: 35% (Total Group Replacement Cost Weighted Asset Life) Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 2.1% 15.1% 1.7% 5.0% 1.7% 7.7% 3.4% 2.9% 3.2% Exhibit C -15(b): Graphical Results n System Renewal / Replacement Rate (Treatment) 0) • 40% _ 35% a U 30% 25% 0 20% s • 15% 10% 5% o 0% La • Region: West Population Type: Water Yakima Served:50k-l00k Analysis: In general, higher values are desirable. The City places above the top quartile for all comparative benchmarks. Score: 1 - "Very Good" •FCS GROUP Page 19 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 16. Return on Assets Description: In general, utilities are seeking a higher return on asset ratio performance where possible. This indicator is a measure of a utility's financial effectiveness. Exhibit C -16(a): Formula and Comparative Benchmark Return on Assets Formula: Net Income = Total Assets Net Income $690,580 Total Assets $40,041,390 Yakima Result: 1.72% Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 0.90% 4.30% 1.10% 5.30% 0.90% 3.60% 2.30% 2.40% 2.60% Exhibit C -16(b): Graphical Results 6.0% 5.0% 4.0% 3.0% 2.0% 1.0% 0.0% Return on Assets ti Region: West Population Type: Water Served:50k-100k Yakima Analysis: Higher values are desirable. The City's result places it below the median benchmarks, but above the bottom quartile in each category, warranting further investigation and potential improvement. Score: 3 — "Fair". •FCS GROUP Page 20 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 17. Return on Fixed Assets Description: In general, this value indicates whether the utility is earning sufficient net operating income (before any non-operating revenues & expenses) as a return on its investment in capital assets to equal or exceed its weighted cost of capital for the reporting period. A return equal to or greater than the entity's average cost of capital is a prudent financial objective. The City's estimated weighted average cost of capital (WACC) is 1.48% based on debt issues from its 2011 CAFR. Exhibit C -17(a): Formula and Comparative Benchmark Return on Fixed Assets Formula: Net Operating Income = Total Net Plant -in -Service (less dep.) Net Operating Income $483,532 Total Plant -in -Service $33,302,999 Yakima Result: 1.45% Net of depreciation. Excl. Intangibles and Unamortized City of Yakima FCS GROUP Experience Yakima's Estimated Weighted Cost of Capital 1.48% Exhibit C -17(b): Graphical Results 5.00% 4.00% 3.00% 2.00% 1.00% Return on Fixed Assets Yakima's Estimated Weighted Cost Yakima of Capital Analysis: In general, a utility would want to have a return that exceeds its weighted average cost of capital. The City's result approximately equals its WACC, but does not exceed it. Score: 2 — "Good" •FCS GROUP Page 21 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 18. Accounts Receivable Turnover Description: In general, higher values are desirable. A result of greater than 12 is very good. Less than 12 can be okay if it is explained by bi-monthly billing cycles or some other lag creating factor. Otherwise, a lower ratio may suggest that a utility should assess their collection results against policies in relation to customer accounts and average collections per period. Exhibit C -18(a): Formula and Comparative Benchmark Accounts Receivable Turnover Formula: Annual Billings = End of Year A/R Balance Annual Billings $6,792,444 End of Year A/R $113,552 Balance Yakima Result: 59.82 Benchmarks FCS GROUP Experience Industry Benchmark 12 Exhibit C -18(b): Graphical Results 70 60 50 40 30 20 10 0 Accounts Receivable Turnover • Industry Benchmark Yakima Analysis: Higher values are desirable. The City's result significantly exceeds the industry benchmark, indicating an efficient billing and collection operation. Score: 1 — "Very Good" •FCS GROUP Page 22 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 19. Accounts Receivable Collection Period Description: This indicator measures the number of days from when a customer is billed to when the payment is received by the Utility. In general, lower values are desirable. Less than 30 days improves cash flow from operations and the ability for a utility to meet short-term obligations, after working capital is depleted. Exhibit C -19(a): Formula and Comparative Benchmark Accounts Receivable Collection Period Formula: 365 days = Accounts Receivable Turnover Formula Piece #1 365 days Accounts Receivable 59.82 Turnover Yakima Result: 6.10 Benchmarks FCS GROUP Experience Industry Benchmark 30 Exhibit C -19(b): Graphical Results 35 30 25 20 15 10 5 0 Accounts Receivable Collection Period • Industry Benchmark Yakima Analysis: Lower values are desirable. The City's result significantly exceeds the industry benchmark, indicating an efficient billing and collection operation. Score: 1 — "Very Good" •FCS GROUP Page 23 of 38 City of Yakima - Benchmarking Analysis November 15, 2012 20. Current Ratio Description: In general, higher values are desirable. This is a liquidity ratio and a ratio of 2:1 is good to excellent. Generally, a consistent ratio of greater than 1:1 indicates that the utility can pay its current operating obligations without borrowing working capital. Exhibit C -20(a): Formula and Comparative Benchmark Current Ratio Formula: Current Assets - Current Liabilities Current Assets $6,141,072 Current Liabilities $1,173,114 Yakima Result: 5.23 Benchmarks FCS GROUP Experience Industry Benchmark 2 Exhibit C -20(b): Graphical Results Current Ratio Industry Benchmark Yakima Analysis: Higher values are desirable. The City's results are much higher than the targeted benchmark, indicating that the utility can pay its current operating obligations with current assets, avoiding the use of working capital reserves. Score: 1 - "Very Good" •FCS GROUP Page 24 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 21. Operating Working Capital Description: Today, Financial Advisors and rating agencies would like to see up to 180 days of total unrestricted cash, cash equivalents and longer term forms of liquidity, of which 30-90 days could be working capital. Try to achieve a positive number sufficient to cover at least 30-45 days of expense. Up to 90 days may be prudent depending on the volatility of revenue. In general, this indicator shows how much cash plus current assets a utility has on hand, to make up for any short-term variances in service revenue, to cover current liabilities. We cannot assure that "unrestricted" assets are all actually available for working capital, but that is the general assumption. Exhibit C -21(a): Formula and Comparative Benchmark Operating Working Capital Formula: [(Current Assets - Current Liabilities (not devoted to debt or capital projects)) + Operating Expenses (less dep.)] X365 days Current Assets $6,141,072 Current Liabilities (less $728 265 Debt portion) Operating Expenses $5,296,003 Yakima Result: 373 days Benchmarks FCS GROUP Experience Industry Benchmark 90 days Exhibit C -21(b): Graphical Results Days of O&M 400 350 300 250 200 150 100 50 0 Operating Working Capital Industry Benchmark Yakima Analysis: Higher values are desirable. The City's result significantly exceeds the targeted benchmark, indicating that current cash and cash equivalents on hand can act as a buffer against short-term variances in revenues and/or expenses. Score 1 — "Very Good" •FCS GROUP Page 25 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 22. O&M Coverage Ratio Description: This ratio shows how operating revenues compare to operating expenses. A utility should strive to be above 1.0, which would mean that operating expenses are being covered by operating revenues, and operating expenses are not being paid for with non-operating revenues such as interest income or capital connection charges. Less than 1.0 will not ultimately lead to a healthy financial trend over the long run, especially during periods of negative non-operating income. Exhibit C -22(a): Formula and Comparative Benchmark O&M Coverage Ratio Formula: Total Operating Revenues = Operating Expenses (incl dep.) Total Operating $6,887,220 Revenues Total Operating $6,403,688 Expenses (incl. dep.) Yakima Result: 1.08 Benchmarks FCS GROUP Experience Industry Benchmark 1.00 Exhibit C -22(b): Graphical Results 1.10 1.08 1.06 1.04 1.02 1.00 0.98 0.96 O&M Coverage Ratio Industry Benchmark Yakima Analysis: A utility should strive to be above 1.0, implying that operating revenues can cover operating expenditures (including depreciation). The City's result is above the industry benchmark. Score: 1 — "Very Good" •FCS GROUP Page 26 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 23. Debt Coverage Ratio Description: In general, higher values are desirable. The Debt Service Coverage (DSC) ratio is an indicator that measures the average amount of net operating income available to pay annual debt service. Yakima's most recent debt issuance has a debt service coverage requirement of 1.25 times annual debt service; current internal policy is 2.0. The DSC is essentially an instantaneous measurement of estimated cash income generating performance. It is considered in rate making as a critical factor and driver in projecting needed annual rate revenue requirements. Exhibit C -23(a): Formula and Comparative Benchmark Debt Coverage Ratio Formula: Net Revenue = Period Interest and Principal (Only Revenue Bonds) Total Operating $6,887,220 Revenue Total Operating $5,296,003 Expenses ( less dep.) Water: City Taxes $951,037 From Trial Balance Report Net Revenue $2,542,254 Rev. - Exp. (Excludes dep. & city taxes) Period Principal $170,000 Revenue Bond P&I Only from Debt Schedule Period Interest $67,793 Yakima Result: 10.69 Benchmarks FCS GROUP Experience Internal Policy 2.00 Exhibit C -23(b): Graphical Results 11 10 9 8 7 6 5 4 3 2 1 0 Debt Coverage Ratio Internal Policy Yakima Analysis: Higher values are desirable. The City's result is much higher than both its contractual requirement and internal target. Score: 1 — "Very Good" •FCS GROUP Page 27 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 CUSTOMER RELATIONS 24. Customer Service Related Complaints Description: This indicator measures the complaint rate experienced by the utility associated with customer service, expressed as complaints per 1,000 customer accounts. Generally, lower values are desirable. The number of complaints is a good measure of customer service. This indicator may include complaints about an employee's helpfulness, timeliness, personal appearance, adhering traffic laws while driving, customer bills etc. Exhibit C -24(a): Formula and Comparative Benchmark Customer Service Related Complaints Formula: 1,000 X Number of Customer Service Complaints + Number of Active Water Accounts Customer Service 538 Complaints Accounts 18,700 Yakima Result: 28.77 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 9.9 8.2 14.5 0.6 0.6 3.0 3.0 0.9 5.0 Exhibit C -24(b): Graphical Results Complaints per 1,000 accts 35 30 25 20 15 10 5 0 Customer Service Related Complaints Region: West Population Type: Water Yakima Served: 50k -100k Analysis: Lower values are desirable. The City's results are higher than the bottom quartile, warranting further investigation and potential improvement. Score: 4 — "Poor". Note: there were 538 complaints in the reporting period, with 401 of them (75%) related to billing errors. The City's utility billing is a centralized service combined for water, wastewater, and refuse; and thus, beyond the scope of authority for the water utility. Total complaints were included in the results to provide an "apples to apples" comparison with the survey participants. Excluding the billing related complaints improves the result to 7.3, somewhat better than the bottom quartile. •FCS GROUP Page 28 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 25. Technical Quality Related Complaints Description: This indicator measures the complaint rate experienced by the utility associated with technical quality, expressed as complaints per 1,000 customer accounts. Generally, lower values are desirable. This indicator represents complaints related to water quality, color, odor, pressure, etc. Exhibit C -25(a): Formula and Comparative Benchmark Technical Quality Related Complaints Formula: 1,000 X Number of Technical Quality Complaints = Number of Active Water Accounts Technical Quality 28 Complaints Accounts 18,700 Yakima Result: 1.50 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k 10.0 28.3 Type: Water 11.2 1.9 1.3 5.0 3.9 1.9 4.4 Exhibit C -25(b): Graphical Results U 30 O 25 O 20 N 15 Q' 10 5 .0 Technical Quality Related Complaints 1 1 1 Region: West Population Type: Water Yakima Served: 50k -100k L Analysis: Lower results are desirable. The City's result places it among the top quartile of survey participants. Score: 1 — "Very Good" •FCS GROUP Page 29 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 26. Planned Disruptions (< 4 hours) per 1,000 Customers Disruption Indicator Summary (Following 6 indicators): Maintenance and repair work that results in water outages or substantially reduced water pressure disrupts customer plans, brings customer complaints, and diminishes goodwill toward the utility. Large numbers and proportions of unplanned disruptions likely reflect on distribution system inadequacies. Outages of long durations may be indicative of poor repair practices. These indicators are separated between planned and unplanned disruptions as well as by duration. *Note: An assumption is made relating to the formula: it is assumed that the number of Customers Experiencing Disruptions equates to number of disruptions. Description: This indicator quantifies the number of planned water outages experienced by utility customers for duration less than 4 hours. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. Exhibit C -26(a): Formula and Comparative Benchmark Planned Disruptions ( < 4 hours) per 1,000 Customers Formula: 1,000 XNumber of Customers Experiencing Disruptions* Number of Active Customer Accounts Disruptions (<4 h) 20 Accounts 18,700 Yakima Result: 1.07 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Sensed: 50k - 100k Type: Water 21.40 0.67 19.60 0.28 5.00 1.31 16.49 1.21 4.10 Exhibit C -26(b): Graphical Results 25.00 20.00 15.00 10.00 5.00 0.00 Planned Disruptions (< 4 hours) per 1,000 Customers ILI • Region: West Population Type: Water Ya kima Served: 50k -100k Analysis: Lower values are desirable. The City's result places it among the top quartile of survey participants. Score: 1 — "Very Good" •FCS GROUP Page 3o of 38 City of Yakima — Benchmarking Analysis November 15, 2012 27. Planned Disruptions (4 - 12 hours) per 1,000 Customers Description: This indicator quantifies the number of planned water outages experienced by utility customers for duration between 4 and 12 hours. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. Exhibit C -27(a): Formula and Comparative Benchmark Planned Disruptions ( 4 hours -12 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* Number of Active Customer Accounts Disruptions (4 h - 12 h) 1 Accounts 18,700 Yakima Result: 0.05 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k 5.20 1.12 Type: Water 3.51 0.18 0.06 1.00 0.31 0.17 0.77 Exhibit C -27(b): Graphical Results 6.00 5.00 4.00 3.00 2.00 1.00 0.00 Planned Disruptions (4 hours - 12 hours) per 1,000 Customers Region: West Population Type: Water Served: 50k -100k • Yakima Analysis: Lower values are desirable. The City's result places it among the top quartile of survey participants. Score: 1 — "Very Good" •FCS GROUP Page 31 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 28. Planned Disruptions (>12 hours) per 1,000 Customers Description: This indicator quantifies the number of planned water outages experienced by utility customers for duration longer than 12 hours. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. Exhibit C -28(a): Formula and Comparative Benchmark Planned Disruptions ( >12 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* Number of Active Customer Accounts Disruptions (>12 h) 0 Accounts 18,700 Yakima Result: 0.00 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k 0.36 0.13 Type: Water 0.12 0.00 0.00 0.00 0.00 0.00 0.00 Exhibit C -28(b): Graphical Results 0.40 0.35 0.30 0.25 0.20 0.15 0.10 0.05 0.00 Planned Disruptions (>12 hours) per 1,000 Customers 1 1 . Region: West Population Type: Water Served: 50k -100k Yakima Analysis: Lower values are desirable. The City's result places it among the top quartile of survey participants. Score: 1 — "Very Good" •FCS GROUP Page 32 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 29. Unplanned Disruptions (< 4 hours) per 1,000 Customers Description: This indicator quantifies the number of unplanned water outages experienced by utility customers for duration less than 4 hours. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. Exhibit C -29(a): Formula and Comparative Benchmark Unplanned Disruptions ( < 4 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* Number of Active Customer Accounts Disruptions (<4 h) 5 Accounts 18,700 Yakima Result: 0.27 Benchmarks Bottom Quartile To• Quartile Median Region: West Population Served: 50k - 100k Type: Water 5.00 5.00 0.50 0.80 1.98 2.01 9.10 0.89 2.83 Exhibit C -29(b): Graphical Results 10.00 9.00 8.00 7.00 6.00 5.00 4.00 3.00 2.00 1.00 0.00 Unplanned Disruptions (< 4 hours) per 1,000 Customers 1- I t • Region: West Population Type: Water Yakima Served:50k-100k Analysis: Lower values are desirable. The City's result places it above the top quartile of survey participants. Score: 1 — "Very Good" •FCS GROUP Page 33 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 30. Unplanned Disruptions (4 - 12 hours) per 1,000 Customers Description: This indicator quantifies the number of unplanned water outages experienced by utility customers for duration between 4 and 12 hours. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. Exhibit C -30(a): Formula and Comparative Benchmark Unplanned Disruptions ( 4 hours -12 hours) per 1,000 Customers Formula: 1,000 * Number of Customers Experiencing Disruptions* = Number of Active Customer Accounts Disruptions (4 h - 12 h) 1 Accounts 18,700 Yakima Result: 0.05 Benchmarks Bottom Quartile To• Quartile Median Region: West Population Served: 50k - 100k Type: Water 1.79 0.96 0.14 0.12 0.50 0.38 3.22 0.13 0.98 Exhibit C -30(b): Graphical Results 3.50 3.00 2.50 2.00 1.50 1.00 0.50 0.00 Unplanned Disruptions (4 hours - 12 hours) per 1,000 Customers Region: West Population Type: Water Served: 50k -100k • Yakima Analysis: Lower values are desirable. The City's result places it above the top quartile of survey participants. Score: 1 — "Very Good" •FCS GROUP Page 34 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 31. Unplanned Disruptions (>12 hours) per 1,000 Customers Description: This indicator quantifies the number of unplanned water outages experienced by utility customers for duration over 12 hours. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. Exhibit C -31(a): Formula and Comparative Benchmark Unplanned Disruptions ( >12 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* Number of Active Customer Accounts Disruptions (>12 h) 0 Accounts 18,700 Yakima Result: 0.00 Benchmarks Bottom Quartile To• Quartile Median Region: West Population Served: 50k - 100k Type: Water 0.17 0.00 0.21 0.00 0.00 0.00 0.20 0.00 0.00 Exhibit C -31(b): Graphical Results 0.25 0.20 0.15 0.10 0.05 0.00 Unplanned Disruptions (>12 hours) per 1,000 Customers Region: West Population Type: Water Served: 50k -100k • Yakima Analysis: Lower values are desirable. The City's result places it among the top quartile of survey participants. Score: 1 — "Very Good" •FCS GROUP Page 35 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 32. Customer Service Cost per Account Description: This indictor measures the amount of resources a utility applies to its customer service program. Generally, lower values are desirable. The indicator is expressed as the cost of managing a single customer account for one year. When viewed alone, it quantifies resource efficiency. Viewing in conjunction with other indicators, it can help clarify performance. For example, a utility with high numbers of customer complaints and lower customer service costs might be sacrificing effectiveness and yet appear as efficient. Exhibit C -32(a): Formula and Comparative Benchmark Customer Service Cost per Account Formula: Total Customer Service Cost + Total Number of Active Water Accounts Allocable Customer Service Costs $576,232 Total Accounts 18,700 Yakima Result: $30.81 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water $58.64 $42.63 $50.69 $24.92 $22.80 $19.33 $38.82 $34.47 $30.22 Exhibit C -32(b): Graphical Results $70 $60 $50 $40 $30 $20 $10 $0 Customer Service Cost per Account t- Region: West Population Type: Water Served: 50k -100k Yakima Analysis: Lower values are desirable. The City's results are slightly better than overall benchmark medians. Score: 2 — "Good" •FCS GROUP Page 36 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 33. Monthly Cost of Using 7,500 gallons (Water - Residential) Description: Allows for a utility to compare the residential cost of water service with a large sample of the industry. In general, lower values are desirable. Each utility is unique, however, and different circumstances may be the cause of a specific result. Exhibit C -33(a): Formula and Comparative Benchmark Monthly cost of using 7,500 gallons (Water - Residential) Formula: Calculated value of a monthly bill based upon 7,500 gallons or about 10 ccfs. Fixed $5.52 Volume $14.44 Yakima Result: $19.96 Benchmarks Bottom Quartile To• Quartile Median Region: West Population Served: 50k - 100k Type: Water $33.84 $28.69 $32.04 $21.77 $20.89 $21.44 $27.75 $23.77 $26.41 Exhibit C -33(b): Graphical Results $35 $33 $31 $29 $27 $25 $23 $21 $19 $17 $15 Monthly cost of using 7,500 gallons (Water - Residential) 1 4 • Region: West Population Type: Water Served: 50k -100k Yakima 1 Analysis: In general, lower values are desirable. The City's results are significantly lower than those of the top quartile. Score: 1 — "Very Good" •FCS GROUP Page 37 of 38 City of Yakima — Benchmarking Analysis November 15, 2012 APPENDIX: BENCHMARK MODEL •FCS GROUP Page 38 of 38 City of Yakima Benchmarking Analysis City of Yakima Description 2011 Total Water Accounts Total Water Produced & Purchased Authorized Consumption Volume Distributed (MG) Average MGD Water Miles of Water Distribution Pipe Annual Leaks in Year of 2008-2009 Study Population served 2011 Total Workdays Away (Work Injury / Illness) 2011 Total Work Hours of Employees Direct Cost Allocated to Water Treatment Customer Service Complaints Technical Quality Complaints Customer Service Costs Training Hours Number of Days in Full Compliance Disruptions Planned Disruptions (<4 hours) Planned Disruptions (4 hours - 12 hours) Planned Disruptions (>12 hours) Unplanned Disruptions (<4 hours) Unplanned Disruptions (4 hours - 12 hours) Unplanned Disruptions (>12 hours) System Renewal / Replacement Distribution Present Worth of Replacement Needs Weighted Book Life of Assets Annual Replacement Target 3 - Year Average Actual Expenditures Treatment Present Worth of Replacement Needs Weighted Book Life of Assets Annual Replacement Target 3 - Year Average Actual Expenditures Figure 18,700 3,522,567,974 gallons 2,951,690,565 gallons 3,523 (MG) 9.65 (MG) 31.65 FTEs 300 6 — 65,000 13 days 62,338 hours $900,750 538 28 $576,232 384 365 days 20 0 5 0 $ 61,854,517 48.30 $ 1,280,543 $ 230,513 $ 12,847,480 34.17 375,937 131,273 Source Dave Brown Email (10/23) Water Use Efficiency Annual Performance Report - 2011 Water Use Efficiency Annual Performance Report - 2011 Formula: Gallons of water delivered in 2011 = 1,000,000 Formula: Millions of gallons of water delivered in 2011 = 365 days Dave Brown Email (10/23) Dave Brown Email (10/23) Dave Brown Email (10/23) Averaged the "5-7" leaks per year Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) (Zero days out of Violation = 365 days in compliance) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Dave Brown Email (10/26) Note: Data for these calculations were derived from the City's 2009-2011 actual capital expenditures as well as the City's fixed asset records. PREPARED BY FCS GROUP Yakima Benchmarking Model - Final.xlsx Data Other - Page 1 of 38 425-867-1802 City of Yakima Benchmarking Analysis 2011 CAFR Data Statement of Net Position #974 WATER Assets Current Assets Cash & Equity Pool Investments 1,214,008 Deposits w/ Fiscal Agent/Trustee - Receivables: Accounts/Taxes (Net) 113,552 Other Receivables - Due from Other Gov. Units - Inventories 204,512 Investments, at Amortized Cost 4,609,000 Total Current Assets 6,141,072 Noncurrent Assets Restricted Assets Cash 362,249 Investments - Land 173,614 Buildings 8,548,449 Other Improvements 42,294,730 Machinery & Equipment 2,858,730 Accumulated Depreciation (23,919,400) Construction in Progress 3,346,876 Intangibles 221,830 Unamortized Debt Issue Costs 13,240 Total Noncurrent Assets 33,900,318 Total Assets 40,041,390 Liabilities Current Liabilities Warrants/Accounts Payable 171,777 Wages/Benefits Payable 211,785 Compensated Absences Payable 219,923 Claims an judgments Payable - Accrued Payables 19,571 Deposits Payable 105,209 Current Portion of Long-term Debt 269,849 Restricted Payables Current Portion LT Debt 175,000 Total Current Liabilities 1,173,114 Noncurrent Liabilities Bonds Payable 1,210,000 Unamortized Bond Discount/Premium 52,111 Deferred Amount on Debt Refunding (30,249) Loans Payable - Long -Term 3,953,366 Total Noncurrent Liabilities 5,185,228 Total Liabilities 6,358,342 Net Position Invested in Capital Assets Net of Related Debt (s 27,888,421 Restricted for Debt Service 362,249 Unrestricted 5,432,378 Total Net Position 33,683,048 Check [a Investment Securities (Pg. 36 CAFR) PREPARED BY FCS GROUP 425-867-1802 a] Revenue, Expenses, Changes in Fund Net Position Operating Revenues Charges for Services Charges for Insurance Employer Contributions Employee Contributions Other Operating Revenues Total Operating Revenues #974 WATER 6,792,444 94,776 6,887,220 Operating Expenses Operations and Maintenance 1,985,520 Administration/Overhead 1,903,156 Taxes 1,407,327 Depreciation/Amortization 1,107,685 Other Benefits - Total Operating Expenses 6,403,688 Operating Income (Loss) 483,532 Non -Operating Revenues (Expenses) Operating Grants/Subsidies Interest Revenue Other Non -Operating Revenues Interest Expense Amortization of Bond Payment Discount Gain (Loss) on Capital Assets Disposition Non -Operating Revenues Net of Expenses Income (Loss) before Contributions Capital Contributions Transfers In Transfers )Out) Change in Net Position Total Net Position January 1 Prior Period Adjustments Total Net Position - December 31 1,540 10,986 (89,956) (2,870) (80, 300) 403,232 409,345 (121,997) 690,580 32,713,505 278,963 33,683,048 Check Data CAFR- Page 2 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis 2011 CAFR, p76,78 Issue Description Interest Outstanding % of Total PW -03-027 Naches River Water Treatment Plt Impr 0.50% $ 1,616,700 29% SRF -04-65104-037 - Naches River Water Treatment Filter Rehab 0.50% 649,444 12% PC08-951-051 - New Water Well 0.50% 1,946,670 35% L11000008 - Wastewater Energy Efficiency Project 0.50% 36,856 1 Water Revenue Bonds (2008 Refunding of 1998) [a] 4.50% 1,385,000 25% $ 5,634,670 Estimated Weighted Average Cost of Capital 1.48% [a] The 2011 CAFR cited the rate as "4.0 - 5.0%", so the midpoint was assumed. PREPARED BY FCS GROUP Yakima Benchmarking Model - Final.xlsx 425-867-1802 Data WACC - Page 3 of 38 City of Yakima Benchmarking Analysis Index Table for Report # Performance Indicator 1 Organization Best Practices Index Survey 2 Employee Health & Safety Severity Rate 3 Training Hours per Employee 4 Customer Accounts per Employee 5 MGD of Water Delivered per Employee 6 Drinking Water Compliance Rate 7 Distribution System Loss / Leakage 8 Water Distribution System Integrity 9 O&M Cost per Customer Account 10 O&M Cost per Million Gallons of Water Distributed 11 Direct Cost of Treatment per Million Gallons Distributed 12 Debt to Total Asset Ratio (Debt Ratio) 13 Debt to Equity (Net Asset) Ratio 14 System Renewal / Replacement Rate (Distribution) 15 System Renewal / Replacement Rate (Treatment) 16 Return on Assets 17 Return on Fixed Assets 18 Accounts Receivable Turnover 19 Accounts Receivable Collection Period 20 Current Ratio 21 Operating Working Capital 22 O&M Coverage Ratio 23 Debt Coverage Ratio 24 Customer Service Related Complaints 25 Technical Quality Related Complaints 26 Planned Disruptions ( < 4 hours) per 1,000 Customers 27 Planned Disruptions (4 hours - 12 hours) per 1,000 Customers 28 Planned Disruptions ( >12 hours) per 1,000 Customers 29 Unplanned Disruptions ( < 4 hours) per 1,000 Customers 30 Unplanned Disruptions (4 hours - 12 hours) per 1,000 Customers 31 Unplanned Disruptions ( >12 hours) per 1,000 Customers 32 Customer Service Cost per Account 33 Monthly cost of using 7,500 gallons (Water - Residential) PREPARED BY FCS GROUP Yakima Benchmarking Model - Final.xlsx 425-867-1802 Index - Page 4 of 38 City of Yakima Benchmarking Analysis Color Coded Tables 2 3 4 5 6 7 8 9 10 11 12 Total Score Check: Check O.K. Organizational Development Water Operations Drinking Water Compliance Rate Distribution System Loss / Leakage Water Distribution System Integrity O&M Cost per Customer Account O&M Cost per Million Gallons of Water Distributed Direct Cost of Treatment per Million Gallons Distributed 1 4 1 2 2 2 Business & Finance OperatioM Debt to Total Asset Ratio (Debt 1 Ratio) Debt to Equity (Net Asset) Ratio 1 System Renewal / Replacement 1 Rate (Distribution) System Renewal / Replacement 1 Rate (Treatment) Return on Assets 3 Return on Fixed Assets 2 Accounts Receivable Turnover 1 Accounts Receivable Collection1 Period Current Ratio 1 Operating Working Capital 1 O&M Coverage Ratio 1 Debt Coverage Ratio 1 Customer Relations Organization Best Practices Index Survey 2 Customer Service Related Complaints 4 Employee Health & Safety Severity Rate 3 Technical Quality Related 1 Complaints Training Hours per Employee 4 Planned Disruptions (< 4 hours) 1 per 1,000 Customers Customer Accounts per Employee 1 Planned Disruptions (4 hours - 12 1 hours) per 1,000 Customers MGD of Water Delivered per1 Employee Planned Disruptions (>12 hours) per 1,000 Customers 1 Unplanned Disruptions (< 4 hours) 1 per 1,000 Customers Unplanned Disruptions (4 hours - 1 12 hours) per 1,000 Customers Unplanned Disruptions (>12 1 hours) per 1,000 Customers Customer Service Cost per 2 Account Monthly cost of using 7,500 gallons 1 (Water - Residential) Average 2.2 2.0 1.3 1.4 PREPARED BY FCS GROUP 425-867-1802 Score Summary - Page 5 of 38 Score Description 1 Very Good 2 Good 3 Fair 4 Poor Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cursulnng 1 Organizational Development Score: 2 "Good" Organization Best Practices Index Survey Formula: Results of "Best Practices" Survey (min 7 - max 35 at each utility) Yakima Result: 25 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 22.80 21.00 20.50 30.00 30.00 26.50 24.50 28.80 24.00 Performance Indicator Description: To summarize a utility's implementation of management programs important to a water utility. Generally, higher values are desirable. Practices are likely to be more formal and extensive in larger utilities. Note: Asset Management Program scheduled to be installed 2013 in Yakima, which would increase their BMP Survey score once installed. 32 > 30 28 N a 26 24 E 22 20 N 18 O U N Organization Best Practices Index Survey Region: West Population Type: Water Yakima Served: 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 6 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Corrsulhng 2 Organizational Development Score: 3 "Fair" Employee Health & Safety Severity Rate Formula: 200,000 X (Total Workdays away from Work) = Total Hours Worked by All Employees Days Away (Work Injury 13 & Illness) Total Hours Worked 62,338 Yakima Result: 42 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 88.10 49.40 79.00 0.10 0.00 0.00 21.20 5.30 12.90 Performance Indicator Description: Quantifies the rate of employee days lost from work due to illness or injury. Generally, lower values are desirable. Excessive lost workdays affect productivity and can cost utilities in a number of ways. Health care, insurance premiums, and overtime can all be adversely impacted by lost work due to injury or health reasons. Indicator measures the rate of days lost per 100 employee -years of work. 100 N 90 .. 80 N 70 O 60 50 N 40 0 0 30 N 20 Employee Health & Safety Severity Rate Region: West Population Type: Water Yakima Served: 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 7 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Corrsulhng 3 Organizational Development Score: 4 "Poor" Training Hours per Employee Formula: Total Qualified Formal Training Hours for All Employees = Total FTEs Worked by Employees During Reporting Period Training Hours 384 Number of FTEs 31.65 Yakima Result: 12.13 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 14.10 11.80 12.10 36.10 29.00 23.70 20.30 23.90 15.50 Performance Indicator Description: Measures the quantity of formal training that utility employees are actually completing. This indicator is expressed as the number of formal training hours per employee per year. Generally, higher values are desirable. This measure is intended to reflect the organization's commitment to formal training as a means of improving employee knowledge and skills. 40 35 30 25 20 15 10 5 Training Hours per Employee t A Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 8 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Corrsulhng 4 Organizational Development Score: 1 "Very Good" Customer Accounts per Employee Formula: Number of Accounts = Number of FTEs Number of Accounts 18,700 Number of FTEs 31.65 Yakima Result: 591 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 349 408 635 558 422 473 333 667 456 Performance Indicator Description: This indicator is intended to measure employee efficiency. Generally, higher values are desirable. 700 650 600 550 500 450 400 350 300 Customer Accounts per Employee Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 9 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i I,CS GROUT' Solutions-Uriented Cunsulnng 5 Organizational Development Score: 1 "Very Good" MGD of Water Delivered per Employee Formula: Average MGD Delivered = FTEs MGD 9.65 Number of FTEs 31.65 Yakima Result: 0.30 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 0.17 0.14 0.40 0.29 0.26 0.19 0.15 0.33 0.24 Performance Indicator Description: This indicator is intended to measure employee efficiency. Generally, higher values are desirable. 0.45 0.40 0.35 0.30 0.25 0.20 0.15 0.10 MGD of Water Delivered per Employee A Region: West Population Served: Type: Water 50k -100k Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 10 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 6 Water Operations Score: 1 "Very Good" Drinking Water Compliance Rate Formula: Number of Days in Full Compliance = 365 Days Days in Full Compliance 365 Formula Piece #2 365 Yakima Result: 100% Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Performance Indicator Description: This indicator quantifies the percentage of time each year that a water utility meets all health-related drinking water requirements of the UW National Primary Drinking Water Regulations. Higher results are desirable. A compliance rate of 100% is the goal of every utility. 100% 95% 90% Drinking Water Compliance Rate Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 11 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 7 Water Operations Score: 4 "Poor" Distribution System Loss / Leakage Formula: [Volume distributed - (volume billed + volume unbilled but authorized) = volume distributed] Volume Distributed 3,522,567,974 Volume Billed & 2,951,690,565 Authorized Yakima Result: 16.21% Benchmarks Bottom Quartile Top Quartile Median Region: West 10.4% 3.8% Population Served: 50k- 15.0% 4.0% 100k Type: Water 12.4% 4.9% 7.2% 8.9% 8.6% Performance Indicator Description: This indicator is a measure of the percentage of produced water that fails to reach customers and cannot otherwise be accounted for through authorized usage. Generally higher values are not desirable. Water loss can adversely impact revenue and water use efficiency, Note per Yakima staff: Once Automatic Meter Reading (AMR) is implemented, high DSL will be corrected. 18% 16% 14% 12% 10% 8% 6% 4% 2% Distribution System Loss / Leakage Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 12 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Corrsulhng 8 Water Operations Score: 1 "Very Good" Water Distribution System Integrity Formula: 100 X (Annual total number of leaks + annual total number of breaks) = Total miles of distribution piping Annual Leaks & Breaks 6.0 Miles of Distribution Piping 300 Yakima Result: 2.00 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 53.00 69.60 56.10 15.80 14.80 21.70 31.20 32.70 34.30 Performance Indicator Description: This indicator is a measure of the condition of the water distribution system, expressed as the total annual number of leaks and pipeline breaks per 100 miles of distribution piping. Generally, higher values are not desirable. Excessive leaks and breaks can result in increased costs due to an increased number of emergency repairs. 80 70 60 50 40 30 20 10 0 Water Distribution System Integrity 1 4 - Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 13 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 9 Water Operations Score: 2 "Good" O&M Cost per Customer Account Formula: Total O&M less depreciation = Total number of customer accounts Total O&M (less dep.) $5,296,003 Total Customer 18,700 Accounts Yakima Result: $283 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water $443 $302 $357 $252 $101 $205 $339 $161 $272 Performance Indicator Description: Generally, higher values are not desirable. Higher O&M costs per customer account may indicate inefficient procedures or may be the result of aging infrastructure. However, this may not always be the case. Higher costs per account may be the desired outcome to improve customer satisfaction or to make up for deferred maintenance practices. $500 $450 $400 $350 $300 $250 $200 $150 $100 O&M Cost per Customer Account Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 14 of 38 1 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 10 Water Operations Score: 2 "Good" O&M Cost per Million Gallons of Water Distributed Formula: Total O&M less depreciation = Volume (in MG) Distributed During the Reporting Period Total O&M (less dep.) $5,296,003 Volume Distributed (in 3,523 MG) Yakima Result: $1,503 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water $2,509 $1,163 $2,286 $667 $2,310 $1,037 $1,608 $1,373 $1,506 Performance Indicator Description: Generally, higher values are not desirable. Higher O&M costs per million gallons may indicate inefficient procedures or may be the result of aging infrastructure. However, this may not always be the case. Higher costs per account may be the desired outcome to improve customer satisfaction or to make up for deferred maintenance practices. $3,000 $2,500 $2,000 $1,500 $1,000 $500 O&M Cost per Million Gallons of Water Distributed -t f Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 15 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 11 Water Operations Score: 2 "Good" Direct Cost of Treatment per Million Gallons Distributed Formula: Total Direct O&M Costs for Water Treatment = Volume (in MG) Distributed During the Reporting Period Treatment Cost $900,750 Total Volume Processed 3,523 (MG) Yakima Result: $256 Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water $558 $660 $550 $75 $130 $100 $234 $353 $322 Performance Indicator Description: Generally, higher values are not desirable. Higher O&M directly attributable to water treatment per million gallons distributed may indicate high staffing levels or increased maintenance due to aging equipment and facilities. However, this may not always be the case. Higher costs may be unavoidable due to the use of more expensive treatment processes. $700 $600 $500 $400 $300 $200 $100 $o Direct Cost of Treatment per Million Gallons Distributed • Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 16 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 12 Business & Finance Operations Score: 1 "Very Good" Debt to Total Asset Ratio (Debt Ratio) Formula: Total Liabilities = Total Assets Total Liabilities $6,358,342 Total Assets $40,041,390 Yakima Result: 15.9% Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 42.1% 18.1% 28.9% 21.4% 43.3% 20.7% 28.0% 26.9% 28.6% Performance Indicator Description: This indicator quantifies the utility's level of indebtedness. Generally, the higher the calculated ratio, the more dependent the utility is on debt financing. Many utilities use this indicator as an internal measure of performance. Lower values are generally desirable. 45% 40% 35% 30% 25% 20% 15% 10% Debt to Total Asset Ratio (Debt Ratio) f 1 - Region: • West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 17 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Corrsulhng 13 Business & Finance Operations Score: 1 "Very Good" Debt to Equity (Net Asset) Ratio Formula: Total Current & Non -Current Borrowed Debt = Net Assets. Total Borrowed Debt $5,608,215 Net Assets $33,683,048 Yakima Result: 0.17 to 1 (14% debt / 86% equity) Benchmarks FCS GROUP Experience Generally Accepted Debt / Equity Ratio Yakima 1.50 0.17 Benchmarks FCS GROUP Experience Generally Accepted Debt Target Yakima 60.0% 14.3% Performance Indicator Description: This ratio gives insight into a utility's equity -liability relationship in terms of funded capital assets. The lower the percentage, the less leveraged a utility is, which can imply more potential to fund future projects fully with debt. A ratio of 1.5 (60% debt / 40% equity) is a generally accepted industry target. PREPARED BY FCS GROUP 425-867-1802 1.60 1.40 1.20 1.00 0.80 0.60 0.40 0.20 0.00 Debt to Equity (Net Asset) Ratio Generally Accepted Debt/ Equity Yakima Ratio 70% 60% 50% 40% 30% 20% 10% 0% Debt + (Debt + Net Assets) • Generally Accepted Debt Target Yakima Calculations - Page 18 of 38 1 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 14 Business & Finance Operations Score: 1 "Very Good" System Renewal / Replacement Rate (Distribution) Formula: 100 X (Total Actual Expenditures for R&R for each Asset Class) Total Present Worth of R&R Needs for Each Asset Group Total Annual Actual $230,513 Note: 3 -year Actual Average Expenditures R&R Needs $1,280,543 Yakima Result: 18% (Total Group Replacement Cost Weighted Asset Life) Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 8.6% 22.5% 6.4% 2.0% 4.3% 2.5% Performance Indicator Description: This indicator quantifies the rate at which the utility is meeting its individual need for infrastructure renewal or replacement. Generally, higher values are desirable. This indicator measures the degree to which a water utility is replacing its infrastructure of its distribution system. G) a25% v 20% U o 5% a 0% System Renewal / Replacement Rate (Distribution) � � t Region: West Population Type: Water Yakima Served: 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 19 of 38 1 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 15 Business & Finance Operations Score: 1 "Very Good" System Renewal / Replacement Rate (Treatment) Formula: 100 X (Total Actual Expenditures for R&R for each Asset Class) Total Present Worth of R&R Needs for Each Asset Group Total Annual Actual $131,273 Note: 3 -year Actual Average Expenditures R&R Needs $375,937 Yakima Result: 35% (Total Group Replacement Cost Weighted Asset Life) Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 2.1% 1.7% 1.7% 3.4% 2.9% 3.2% Performance Indicator Description: This indicator quantifies the rate at which the utility is meeting its individual need for infrastructure renewal or replacement. Generally, higher values are desirable. This indicator measures the degree to which a water utility is replacing its treatment infrastructure. System Renewal / Replacement Rate (Treatment) rn a 40% 35% U 30% N 25% N 20% -c15% 0 1o% e 5% a o% A Region: West Population Type: Water Served: 50k -100k Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 20 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 16 Business & Finance Operations Score: 3 "Fair" Return on Assets Formula: Net Income = Total Assetsll Net Income $690,580 Total Assets $40,041,390 Yakima Result: 1.72% Benchmarks Bottom Quartile Top Quartile Median Region: West Population Served: 50k - 100k Type: Water 0.90% 4.30% 1.10% 5.30% 0.90% 3.60% 2.30% 2.40% 2.60% Performance Indicator Description: In general, utilities are seeking a higher return on asset ratio performance where possible. This indicator is a measure of a utility's financial effectiveness. 6.0% 5.0% 4.0% 3.0% 2.0% 1.0% 0.0% Return on Assets Ti Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 21 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 17 Business & Finance Operations Score: 2 "Good" Return on Fixed Assets Formula: Net Operating Income = Total Net Plant -in -Service (less dep.)I1 Net Operating Income $483,532 Total Plant -in -Service $33,302,999 Net of depreciation. Excl. Intangibles and Unamortized Yakima Result: 1.45% City of Yakima FCS GROUP Experience Yakima's Estimated Weighted Cost of Capital 1.48% Performance Indicator Description: A return equal to or greater than average costs of capital is a prudent financial objective. City of Yakima's estimated weighted cost of capital is 1.48% based on debt issues from its 2011 CAFR. 5.00% 4.00% 3.00% 2.00% 1.00% Return on Fixed Assets Yakima's Estimated Weighted Cost of Yakima Capital PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 22 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 18 Business & Finance Operations Score: 1 "Very Good" Accounts Receivable Turnover Formula: Annual Billings = End of Year A/R Balancell Annual Billings $6,792,444 End of Year A/R $113,552 Balance Yakima Result: 59.82 Benchmarks FCS GROUP Experience Industry Benchmark 12 Performance Indicator Description: In general, higher values are desirable. Greater than 12 is very good. Less than 12 can be okay if it is explained by bi-monthly billing cycles or some other lag creating factor. 70 60 50 40 30 20 10 0 Accounts Receivable Turnover Industry Benchmark Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 23 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 19 Business & Finance Operations Score: 1 "Very Good" Accounts Receivable Collection Period Formula: 365 days = Accounts Receivable Turnover Formula Piece #1 365 days Accounts Receivable 59.82 Turnover Yakima Result: 6.10 Benchmarks FCS GROUP Experience Industry Benchmark 30 Performance Indicator Description: In general, lower values are desirable. Less than 30 days improves cash flow from operations and the ability for a utility to meet short-term obligations, after working capital is depleted. 35 30 25 20 15 10 5 0 Accounts Receivable Collection Period Industry Benchmark Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 24 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 20 Business & Finance Operations Score: 1 "Very Good" Current Ratio Formula: Current Assets = Current Liabilities Current Assets $6,141,072 Current Liabilities $1,173,114 Yakima Result: 5.23 Benchmarks FCS GROUP Experience Industry Benchmark 2 Performance Indicator Description: In general, higher values are desirable. This is a liquidity ratio and a ratio of 2:1 is good to excellent. Generally, a consistent ratio of greater than 1:1 indicates that the utility can pay its current operating obligations without borrowing working capital. 6 5 4 3 2 0 Current Ratio Industry Benchmark Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 25 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 21 Business & Finance Operations Score: 1 "Very Good" Operating Working Capital Formula: [(Current Assets - Current Liabilities (not devoted to debt or capital projects)) = Operating Expenses (less dep.)] X 365 days Current Assets $6,141,072 Current Liabilities (less Debt portion) Operating Expenses $5,296,003 $728,265 Yakima Result: 373 days Benchmarks FCS GROUP Experience Industry Benchmark 90 days Performance Indicator Description: Try to achieve a positive number sufficient to cover at least 30-45 days of expense. Up to 90 days may be prudent depending on the volatility of revenue. 400 350 300 O 250 p 200 N v 150 100 50 0 Operating Working Capital Industry Benchmark Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 26 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 22 Business & Finance Operations Score: 1 "Very Good" O&M Coverage Ratio Formula: Total Operating Revenues = Operating Expenses (incl dep.) Total Operating $6,887,220 Revenues Total Operating $6,403,688 Expenses (incl. dep.) Yakima Result: 1.08 Benchmarks FCS GROUP Experience Industry Benchmark 1.00 Performance Indicator Description: Greater that 1.0 is a sign of good fiscal operating results in that reporting period. Less than 1.0 is a red flag that the period financial performance is lagging. This ratio ignores dependence on non-operating revenue and expense performance. 1.10 1.08 1.06 1.04 1.02 1.00 0.98 0.96 O&M Coverage Ratio Industry Benchmark Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 27 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 23 Business & Finance Operations Score: 1 "Very Good" Debt Coverage Ratio Formula: Net Revenue = Period Interest and Principal (Only Revenue Bonds) Total Operating Revenue Total Operating Expenses ( less dep.) Water: City Taxes $6,887,220 $5,296,003 $951,037 From Trial Balance Report Rev. - Exp. (Excludes dep. & city taxes) Revenue Bond P&I Only from Debt Schedule Net Revenue $2,542,254 Period Principal $170,000 Period Interest $67,793 Yakima Result: 10.69 Benchmarks FCS GROUP Experience Internal Policy 2.00 Performance Indicator Description: In general, higher values are desirable. The Debt Service Coverage (DSC) ratio is an indicator that measures the average amount of net operating income available to pay annual debt service. PREPARED BY FCS GROUP 425-867-1802 >> 10 9 8 7 6 5 4 3 2 0 Debt Coverage Ratio Internal Policy Yakima Calculations - Page 28 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis • FCS GROUP Solutions -Oriented Consulting 24 Customer Relations Score: 4 "Poor" Customer Service Related Complaints Formula: 1,000 X Number of Customer Service Complaints = Number of Active Water Accounts Customer Service 538 Complaints Accounts 18,700 Yakima Result: 28.77 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 9.9 8.2 0.6 0.6 3.0 3.0 14.5 0.9 5.0 Performance Indicator Description: This indicator measures the complaint rate experienced by the utility (complaints associated with customer service). It is expressed as complaints per 1,000 customer accounts. Generally, lower values are desirable. The number of complaints is a good measure of customer service. 35 a 30 0 25 20 0.15 tn 10 a 5 T1 E O U Customer Service Related Complaints Region: West Population Type: Water Yakima Served: 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 29 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i I,CS GROUT' Solutions-Uriented Cunsulnng 25 Customer Relations Score: 1 "Very Good" Technical Quality Related Complaints Formula: 1,000 X Number of Technical Quality Complaints = Number of Active Water Accounts Technical Quality 28 Complaints Accounts 18,700 Yakima Result: 1.50 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water Yakima 10.0 28.3 1.9 1.3 5.0 3.9 11.2 1.9 4.4 1.5 Performance Indicator Description: This indicator measures the complaint rate experienced by the utility (complaints associated with technical quality). It is expressed as complaints per 1,000 customer accounts. Generally, lower values are desirable. The number of complaints is a good measure of customer service. o30 0 o 25 0 0 20 N 15 0. tn 10 a 5 Q- 0 pRegion: West Population Type: Water Yakima o Served: 50k -100k Technical Quality Related Complaints 1 I 1 PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 30 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cunsulnng 26 Customer Relations Score: 1 "Very Good" Planned Disruptions ( < 4 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* = Number of Active Customer Accounts Disruptions (<4 h) 20 Accounts 18,700 Yakima Result: 1.07 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 21.40 19.60 16.49 0.67 0.28 5.00 1.31 1.21 4.10 Performance Indicator Description: This indicator quantifies the number of water outages experienced by utility customers. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. *Note: Assumption is number of Customers Experiencing Disruptions equates to number of disruptions. 25 20 15 10 5 0 Planned Disruptions (< 4 hours) per 1,000 Customers 4 Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 31 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cunsulnng 27 Customer Relations Score: 1 "Very Good" Planned Disruptions (4 hours -12 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* = Number of Active Customer Accounts Disruptions (4 h - 12 h) 1 Accounts 18,700 Yakima Result: 0.05 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 5.20 1.12 0.18 0.06 1.00 0.31 3.51 0.17 0.77 Performance Indicator Description: This indicator quantifies the number of water outages experienced by utility customers. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. *Note: Assumption is number of Customers Experiencing Disruptions equates to number of disruptions. 6 5 4 3 2 0 Planned Disruptions (4 hours - 12 hours) per 1,000 Customers ♦ • Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 32 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cunsulnng 28 Customer Relations Score: 1 "Very Good" Planned Disruptions ( >12 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* = Number of Active Customer Accounts Disruptions (>12 h) 0 Accounts 18,700 Yakima Result: 0.00 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 0.36 0.13 0.00 0.00 0.00 0.00 0.12 0.00 0.00 Performance Indicator Description: This indicator quantifies the number of water outages experienced by utility customers. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. *Note: Assumption is number of Customers Experiencing Disruptions equates to number of disruptions. 0.40 0.35 0.30 0.25 0.20 0.15 0.10 0.05 0.00 Planned Disruptions (>12 hours) per 1,000 Customers Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 33 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cunsulnng 29 Customer Relations Score: 1 "Very Good" Unplanned Disruptions (< 4 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* = Number of Active Customer Accounts Disruptions (<4 h) 5 Accounts 18,700 Yakima Result: 0.27 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 5.00 5.00 0.50 0.80 1.98 2.01 9.10 0.89 2.83 Performance Indicator Description: This indicator quantifies the number of water outages experienced by utility customers. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. *Note: Assumption is number of Customers Experiencing Disruptions equates to number of disruptions. 10 8 6 4 2 0 Unplanned Disruptions ( < 4 hours) per 1,000 Customers 4 • Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 34 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cunsulnng 30 Customer Relations Score: 1 "Very Good" Unplanned Disruptions ( 4 hours - 12 hours) per 1,000 Customers Formula: 1,000 * Number of Customers Experiencing Disruptions* = Number of Active Customer Accounts Disruptions (4 h - 12 h) 1 Accounts 18,700 Yakima Result: 0.05 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 1.79 0.96 0.14 0.12 0.50 0.38 3.22 0.13 0.98 Performance Indicator Description: This indicator quantifies the number of water outages experienced by utility customers. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. *Note: Assumption is number of Customers Experiencing Disruptions equates to number of disruptions. 3.50 3.00 2.50 2.00 1.50 1.00 0.50 0.00 Unplanned Disruptions (4 hours - 12 hours) per 1,000 Customers Region: West Population Served: Type: Water 50k-1 OOk • Yakima PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 35 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cunsulnng 31 Customer Relations Score: 1 "Very Good" Unplanned Disruptions (>12 hours) per 1,000 Customers Formula: 1,000 X Number of Customers Experiencing Disruptions* = Number of Active Customer Accounts Disruptions (>12 h) 0 Accounts 18,700 Yakima Result: 0.00 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water 0.17 0.21 0.00 0.00 0.00 0.00 0.20 0.00 0.00 Performance Indicator Description: This indicator quantifies the number of water outages experienced by utility customers. It is expressed as the number of customers experiencing disruptions per 1,000 customer accounts per year. Generally, lower values are desirable. *Note: Assumption is number of Customers Experiencing Disruptions equates to number of disruptions. 0.25 0.20 0.15 0.10 0.05 0.00 Unplanned Disruptions (>12 hours) per 1,000 Customers • Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 36 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i L Cs GROUT' Solutions-Uriented Cunsulnng 32 Customer Relations Score: 2 "Good" Customer Service Cost per Account Formula: Total Customer Service Cost = Total Number of Active Water Accounts Service Costs $576,232 Total Accounts 18,700 Yakima Result: $30.81 Allocable Customer Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water $58.64 $42.63 $50.69 $24.92 $22.80 $19.33 $38.82 $34.47 $30.22 Performance Indicator Description: This indictor measures the amount of resources a utility applies to its customer service program. Generally, lower values are desirable. The indicator is expressed as the cost of managing a single customer account for one year. When viewed alone, it quantifies resource efficiency. Viewing in conjunction with other indicators, it can help clarify performance. For example, a utility with high numbers of customer complaints and lower customer service costs might be sacrificing effectiveness and yet appear as efficient. $70 $60 $50 $40 $30 $20 $10 $o Customer Service Cost per Account 4 - Region: West Population Served: Type: Water Yakima 50k-1 OOk PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 37 of 38 Yakima Benchmarking Model - Final.xlsx City of Yakima Benchmarking Analysis :i i'CS GROUT' Solutions-Uriented Cursulnng 33 Customer Relations Score: 1 "Very Good" Monthly cost of using 7,500 gallons (Water - Residential) Formula: Calculated value of a monthly bill based upon 7,500 gallons or about 10 ccfs. Fixed $5.52 Volume $14.44 Yakima Result: $19.96 Benchmarks Bottom Quartile To. Quartile Median Region: West Population Served: 50k - 100k Type: Water $33.84 $28.69 $32.04 $21.77 $20.89 $21.44 $27.75 $23.77 $26.41 Performance Indicator Description: Allows for a utility to compare the residential cost of water service with a large sample of the industry. In general, lower values are desirable. Each utility is unique, however, and different circumstances may be the cause of a specific result. $35 $30 $25 $20 $15 Monthly cost of using 7,500 gallons (Water - Residential) • Region: West Population Served: Type: Water Yakima 50k -100k PREPARED BY FCS GROUP 425-867-1802 Calculations - Page 38 of 38 Yakima Benchmarking Model - Final.xlsx APPENDIX B •:> .FCS GROUP Comprehensive 2012 Draft Rate Study Report Page - 9 DOMESTIC WATER SYSTEM 2012 RATE UPDATE PREPARED FOR THE CITY OF YAKIMA YAKIMA, WASHINGTON CONSULTING SERVICES PROVIDED BY: 0• ) ) [ i(.,(J HHI Htirr)i, 7525 166th Ave. NE, Suite D-215 • Redmond, Washington 98052 (425) 867-1802 • fax (425) 867-1937 • www.fcsgroup.com October 18, 2012 October 18, 2012 Mr. Dave Brown Water/Irrigation Division Manager City of Yakima 2301 Fruitvale Blvd. Yakima, WA 98902 Draft Report: 2012 Domestic Water System Rate Update Dear Mr. Brown: FCS GROUP is pleased to submit our report for the 2012 Domestic Water System Rate Update for the City of Yakima (City). This letter provides a brief summary of the study objectives, finding and conclusions. A. STUDY OBJECTIVES AND APPROACH: The 2012 Domestic Water System Rate Update involved a review of previously established Utility financial policies, development of a capital funding plan for the Capital Improvement Program, an update of annual revenue needs, and a schedule of proposed rates for years 2013 through 2017. An update of Utility connection charges and a Utility performance benchmarking analysis are currently underway and will be provided under separate cover by year-end 2012. The methods used in this study follow general industry guidelines for developing utility rates — rates must generate enough revenue to maintain self-supporting and financially viable utilities without undue discrimination toward or against any customer. In compliance with the Washington State Supreme Court Ruling (Lane vs. Seattle), this study removes fire protection -related costs from general service water rates; and, as allowed by the Court, increases the water utility tax as necessary to recover those costs from the City's General Fund. B. SUMMARY OF KEY ASSUMPTIONS AND FINDINGS Key study assumptions and findings are highlighted below. Additional detail is provided throughout the study report: ■ This study continues the financial policies established in the City's previous Utility rate studies updated to reflect current conditions. The Utility is well within industry best practices for debt-to-equity ratios, debt coverage policies, system reinvestment funding, and cash reserves. Maintaining sufficient operating reserves over the study period will require rate adjustments as proposed herein. ■ The City has identified $23.9 million (inflated dollars) in projects over the next five years consisting of replacement and rehabilitation projects necessary to sustain viable operation of the system, as well as supply and treatment projects necessary to comply with state and federal regulations and ensure the public health and safety of the community. In addition to the use of direct rate -funding and cash reserves, $8.5 million in approved low-interest loans and $8.6 million in new revenue bond proceeds will be used to fund identified capital projects. • New annual debt service payments reach $1.1 million by the end of the study period, which when added to the existing debt burden of $o.6 million, totals $1.7 million in debt service payments. • Operating and maintenance (O&M) expenses (excluding utility taxes) are assumed to increase at inflationary levels from $5.5 million to $6.4 million over study period. • Fire protection costs of $317,433 were identified for removal from general service water rates (Washington State Supreme Court Ruling — Lane vs. Seattle). The reduction in water rates for fire protection cost removal is offset by an increase to the water utility tax. The Utility is made whole by receiving payment from the General Fund to recover the fire protection costs, and the General Fund is made whole by receiving the incremental revenue generated from the increased water utility tax. The current utility tax rate is 20.0 percent of revenues, increasing to 23.9% assuming recovery of fire protection costs from this tax. • Water sales revenue have been steadily declining over past few years, down about 17% over the last five years - due to a combination of water conservation efforts, economic conditions, and weather patterns. This pattern is expected to continue for this study period. Assuming nominal customer growth, revenue under existing rates is assumed to increase from $7.5 million to $7.8 million over the study period. • Study findings concluded that annual revenue adjustments are necessary over the study period to fund the capital program and address the declining revenue stream. The recommended rate strategy calls for three years of 9.o% increases (2013-2015) followed by two years of 3.5% increases (2016-2017). For 2013, this results in an increase to the average residential customer bi-monthly water bill of $4.o6, or about $24 over the course of the year (assuming a 3/4 -inch meter and 2,200 cubic feet per bill). • Rates were designed to recover a slightly higher amount of revenue from the fixed charge portion of the rate structure to maintain rate stability in light of current economic conditions and changing water demands. Proposed rates recover about 25% from fixed charges (up from about 22% currently). The detailed schedule of rates and sample typical bills are presented on Pages 20-21 of the study report. C. CONCLUSIONS AND RECOMMENDATIONS The proposed rates presented herein are designed to generate the revenues necessary to fund the capital program, cover forecasted ongoing annual expenditures, and meet cash reserve targets. FCS GROUP and City staff recommends that City Council approve the five-year schedule of proposed rates presented herein. The study assumes adoption in > FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Executive Summary - 2 January 2013, with implementation of rates effective January 1, 2013, and January 1 of each subsequent year in the study period. Of special note, the City has been successful in maintaining some of the lowest water rates in the area, while continuously improving its level of service. The City has undertaken a variety of Utility organizational, operational, and financial studies to promote water system sustainability and sound fiscal management practices - including strategic business plans, comprehensive system plans, and regular rate and charge studies. Since 1998, the City Council has adopted a rolling five-year schedule of water rates to fund its current five-year capital program, ongoing operations, and special program incentives. The City Council should be commended for this proactive approach to fiscal management. Regular review of actual financial performance of the Utility should be an integral part of the successful implementation of this study. As always, it has been a pleasure working with you and the City and hope to be of continued service in the future. Sincerely, Karyn Johnson Principal > FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Executive Summary - 3 TABLE OF CONTENTS 1. STUDY FRAMEWORK 1 A. Background 1 B. Study Objectives 1 C. Methodology 2 D. Report Organization 2 2. FINANCIAL POLICIES 3 A. Fund Accounting 3 B. System Reinvestment Funding 4 C. Debt Service Coverage 5 D. Use of Connection Charge Revenue 5 E. Capital Program Funding / Debt Management 6 F. Cumulative Impact of Financial Policies 7 3. REVENUE REQUIREMENTS 8 A. Methodology 8 B. Capital Program and Funding Plan 9 C. Operating Forecast 10 D. Revenue Needs Assessment 11 4. REMOVAL OF FIRE PROTECTION COSTS 13 A. Methodology 13 B. Results 14 5. RATE DESIGN 19 A. Methodology 19 B. Results 19 C. Conclusions and Recommendations 22 TECHNICAL APPENDIX •:> .FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Table of Contents SECTION 1 STUDY FRAMEWORK A. BACKGROUND The City of Yakima (City) owns and operates a Domestic Water Utility System (Utility), which provides service to a population base of slightly over 65,000 through just over 18,000 service connections. The main goal of the water system is to provide customers with a clean, safe and adequate supply of water. In support of this goal, the City continually evaluates its water system capital needs to address federal and state regulations and environmental concerns; periodically reviews its strategic plan to ensure alignment with City goals and Utility conditions; and regularly updates its Utility rates and charges to support identified programs and initiatives. Of special note, the City has been successful in maintaining some of the lowest water rates in the area, while continuously improving its level of service. The City has undertaken a variety of Utility organizational, operational, and financial studies to promote water system sustainability and sound fiscal management practices - including strategic business plans, comprehensive system plans, and regular rate and charge studies. Since 1998, the City Council has adopted a rolling five-year schedule of water rates to fund its current five-year capital program, ongoing operations, and special program incentives. The City Council should be commended for this proactive approach to fiscal management. The City updated its Water System Comprehensive Plan (WSCP) in 2011 and implemented the final installment of the previous five-year rate adjustment strategy (2008-2012); with additional adjustments necessary to address changes in legal requirements for water rate setting (Washington State Supreme Court decision in Lane vs. Seattle, discussed later in this report). B. STUDY OBJECTIVES In May 2012, the City retained FCS GROUP to update the Domestic Water Rate Study to evaluate Utility capital needs and ongoing operations and maintenance expenses and develop a rate strategy to recover costs for the current five-year planning period (2013- 2017). The scope of this study included the following major elements: 1. Update operating and capital reserve targets, debt management strategies, and other fiscal policies as appropriate to ensure sound financial operations of the Utility. 2. Develop financing strategies for funding the Utility's current five-year capital program (2013-2017). 3. Forecast revenue requirements for the study period, incorporating fiscal policies, capital -related costs, ongoing operating & maintenance expenses, and other cash •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report -1 obligations of the Utility. Determine annual revenue adjustments necessary to fund revenue requirements for the five-year period (2013-2017). 4. Identify and remove fire protection -related costs from general service water rates, in compliance with the Washington State Supreme Court Ruling (Lane vs. Seattle). Calculate the water utility tax increase necessary to recover those costs from the City's General Fund. 5. Update the schedule of rates to recover total Utility costs through an appropriate balance of fixed and variable rate components. Assignment of costs to customer classes is not necessary since the same schedule of general service rates applies to all domestic service customers on the system (e.g., residential, governmental, commercial, and industrial). A unique schedule of charges applies to customers receiving private fire protection (e.g., commercial sprinkler systems). 6. Present findings and document study results in a project report, including technical appendices containing the detailed analyses. The above scope elements are addressed throughout each section described in this report. An update of Utility connection charges and a Utility performance benchmarking analysis are currently underway and will be provided under separate cover by year-end 2012. C. METHODOLOGY The methods used to complete our work employed analytical principles that are generally accepted and widely followed throughout the industry — rates and charges should generate sufficient revenue to maintain a self-supporting and financially viable Utility without undue discrimination toward or against any customer. We worked closely with City staff to develop a five-year rate strategy that recovers the forecasted costs of Utility operations, complies with legal requirements and industry practices, supports City pricing goals, and remains affordable to customers. This report documents our assumptions, findings and recommendations for the study period (2013- 2017). D. REPORT ORGANIZATION The remainder of this report provides separate sections for Financial Policies (Section 2), Revenue Requirements (Section 3); Removal of Fire Protection Costs (Section 4); and Rate Design (Section 5). The technical appendix contains the analytical detail supporting study conclusions. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 2 SECTION 2 FINANCIAL POLICIES The purpose of establishing financial policies is to promote the financial integrity and stability of the Utility and to provide for the sustainability of essential water system services. These policies form the foundation of Utility management and, with routine application, can act as overarching guidelines for consistent decision making. Some financial policies are imposed by outside sources (e.g., minimum debt service coverage and bond reserves) while other policies are specific to the agency and its utility (e.g., discretionary reserve levels, reinvestment protocols, and use of debt). This study continues the financial policies established in the City's previous Utility rate studies updated to reflect current conditions. A. FUND ACCOUNTING From an industry and fiscal management perspective, cash balances are a necessary and appropriate part of prudent utility budgeting. Within each utility enterprise, appropriate segregation of monies should be established and maintained to provide adequate controls as to the sources and uses of funds. This practice helps to ensure that funds raised through the utility are applied to the appropriate purposes, and that equity attained through rate and charge structures is maintained in application. Above all, the City should establish and maintain a financial structure that provides for adequate and predictable revenues to meet the forecasted needs and operational, legal, and policy objective of its utility systems. The City maintains separate fund accounting for the Utility and segregates account balances for operating activities, capital activities, and restricted debt reserves. The rate management strategy presented in this study presumes that the Utility will continue to operate as a self-supporting enterprise fund. This means Utility rates and charges have been designed to recover the forecasted costs and financial obligations of the water system — without subsidy from other City utilities or General Fund revenues sources, such as property taxes. 1. Operating Reserves The operating reserve is designed to provide a liquidity cushion to maintain financial viability of the Utility despite short-term variability in revenues and expenses — primarily caused by seasonal fluctuations in billings and receipts, unanticipated cash operating expenses, or lower than expected revenue collections. Target funding levels are generally expressed in number of days' cash operating expenses, with the minimum requirement varying with the expected risk of unanticipated needs. FCS GROUP recommends that the City maintain a minimum cash balance in the Utility operating account equal to between 45 and 6o days (12% to 16.5%) of annual O&M expense. The current financial plan continues the City's historical practice of •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 3 maintaining a minimum target balance of $i million, which falls within the recommended target. This target should be evaluated over time to reflect changing demand patterns and associated revenue risk. 2. Capital Reserves A capital reserve is an amount of cash set aside in case of an emergency, should a piece of equipment or a portion of the Utility's infrastructure fail unexpectedly. Additionally, the reserve could be used for other unanticipated capital needs, including project cost overruns. These reserves are not intended to cover the cost of system -wide failures resulting from catastrophic events; a more common practice is to carry insurance for such purposes. The capital account holds loan and bond proceeds; other capital -related revenues, and transfers from the operating fund designated for capital construction and replacement projects. FCS GROUP recommends that the City maintain a minimum cash balance in the Utility capital account equal to i.o% to 2.o% of water system fixed assets. The current capital funding plan continues the City's historical practice of maintaining a minimum target balance of $750,000, which falls within the recommended target. This target should be evaluated over time to increase as the Utility's asset base increases. 3. Restricted Debt Reserves When issuing revenue bonds, underwriters require the municipality to establish and maintain a restricted cash reserve for the utility through the term of debt repayment. The purpose of a debt reserve is to provide one safeguard for bondholders, in the event the utility has insufficient funds to meet annual debt service payments. This reserve is generally equal to one year's debt service payment for each bond issue. The reserve can be used to fund the last year's debt service payment for each issue. The City has historically used both revenue bonds and low-interest state loans to finance Utility capital projects. The rate management strategy presented in this study conservatively presumes that the City will issue revenue bonds for future debt -financing needs, unless grants or state loans have been approved. Additional reserves have been incorporated for each proposed future bond issue (assumed to be funded with debt proceeds equal to one year's principal and interest payment). The City will continue to pursue grants and low-cost loans to reduce future bond financing requirements. B. SYSTEM REINVESTMENT FUNDING The purpose of system replacement funding is to provide for the replacement of aging system facilities to ensure sustainability of the system for ongoing operations. A common approach of municipal utilities is to incorporate a replacement funding (or equity accumulation) mechanism based on annual depreciation expense as a reasonable level of reinvestment in the system. Annual depreciation is a non-cash expense intended to recognize the consumption of utility assets over their useful lives. Collecting the amount of annual depreciation expense through rates provides a funding source for capital expenditures, especially those related to repair and replacement of existing utility plant. Further, funding •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 4 depreciation through rates helps to ensure that existing ratepayers pay for the use of the assets serving them, with the cash flow funding at least a portion of the eventual replacement of those assets. As an alternative to full depreciation funding, depreciation funding net of debt principal payments is sometimes used as a relatively moderate replacement funding strategy. Using this approach, the full funding of depreciation is seen as having two uses: first, reducing liabilities by paying debt principal as due, and second, generating a cash asset for system reinvestment. Debt reduction, cash accumulation, or both thereby offset depreciation. The Utility's annual depreciation expense is currently about $1 million. The City includes a water main replacement program in the five-year capital program. Further, the City plans to transfer between $600,000 and $650,000 per year from the operating account to the capital account for direct rate -funding of capital projects. Given this level of rate -funding, FCS GROUP does not see a need to generate additional rate revenues for reinvestment funding during this study period. Over time, the City should consider phasing in an increase to the direct rate -funding of capital projects to reach about $1 million to more closely align with funding annual depreciation expense. C. DEBT SERVICE COVERAGE When a municipality issues revenue bonds (and other types of debt instruments), it agrees to certain terms and conditions related to the repayment of those bonds. One of those terms is referred to as bond coverage. Simply put, the agency agrees to collect enough in annual system revenues to meet all operating expenses and not only pay debt service, but actually collect an additional multiple of that debt service. Bond coverage ratios typically range from 1.10 to 1.50, meaning that the agency would collect O&M expenses plus 1.10 to 1.50 times revenue bond debt service as a minimum legal level of revenues. The stated coverage factor is a minimum requirement — meaning anything less than this level would be a technical default of the bond covenant. The City's current minimum coverage requirement on outstanding revenue bonds is 1.25 times annual revenue bond debt service, using the net revenues of the Utility. This study continues the City's internal policy to set Utility rates at a level that will achieve coverage of at least 2.o times revenue bond debt service. Revenue generated above cash needs to comply with coverage requirements may be used for capital purposes, and thus reduce future borrowing needs. D. USE OF CONNECTION CHARGE REVENUES Connection charges are assessed on new development as a condition of connection to the utility system. Because of the variability in customer growth from year to year, the annual revenue stream from this resource can be unreliable and subject to wide fluctuations. The City should estimate and budget Utility connection charge revenues based on long-term growth estimates, recent growth experience, and the scale of known development planned or underway. The purpose is to establish a reasonable and conservative estimate of potential connection charge revenue collections. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 5 Connection charge revenue should be deposited in the capital account and made available for capital purposes only. Connection charges can legally be used in two ways — they can be applied to capital project costs directly (reducing the amount of debt issued), or they can be applied toward annual debt service payments. FCS GROUP recommends that, as a general policy, connection charge revenues be used to directly fund capital expenditures. This practice serves to mitigate the risk of relying on this volatile revenue source to pay debt obligations. E. CAPITAL PROGRAM FUNDING / DEBT MANAGEMENT In conjunction with establishing or planning its Utility capital program, the City should develop a corresponding capital -financing plan that supports execution of that program. This program should incorporate system replacement and rehabilitation, system upgrade and improvement, and system expansion. The policy intent is to establish an integrated capital funding strategy that considers best management practices for debt management. 1. Capital Funding Utilities can typically draw funds for capital projects from a variety of sources: • Grants • Developer contributions • Connection charges • System reinvestment funding • Direct funding from rates • Other capital revenues • Debt Given these potential funding sources, utilities often find themselves choosing between funding sources when establishing a capital funding plan. While available grants and developer contributions would logically be applied to project costs first, the next choice in the funding "hierarchy" is not necessarily apparent. The specific decision regarding whether to fund projects by cash or debt is an important policy decision that will likely be driven by a number of considerations. Cash funding might be cheaper in the long -run because there is no interest, but debt funding could be the more practical option since it allows for the payment of project costs over an extended period of time. In addition, using debt to spread the cost over time will help ensure that future customers pay for their fair share of system costs. Finding the appropriate balance of cash versus debt financing requires an evaluation of debt management policies discussed below. 2. Debt Management Historically, the City has funded Utility capital projects through a combination of "pay- as-you-go" cash funding (cash reserves, connection charges, rates) and debt issuance. Excessive use of debt is unfavorable for a utility, and can damage the utility's credit rating, reducing its ability to acquire low-cost debt in the future. On the other hand, •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 6 "pay-as-you-go" funding might create excessive burdens for existing customers, raising questions of practicality and equity between current and future customers. Industry best practices (and bond underwriter's preference) suggest that municipalities should maintain a debt-to-equity ratio (total debt divided by the sum of total debt and equity) of no greater than 5o% debt and 5o% equity (cash). The Utility's current debt-to- equity ratio is 14% debt /86% equity — well within industry capacity benchmarks to fund near-term capital projects through debt instruments. The City's general policy is to maintain debt service below 25 percent of the total Utility budget. Utility debt service is currently 7.5 percent of the budget, forecasted to increase to 15 percent by the end of the study period - well within the City's established target. F. CUMULATIVE IMPACT OF FINANCIAL POLICIES Satisfying all of these policy objectives might seem daunting at first, but the outcome is that multiple benchmarks overlap, resulting in the simultaneous achievement of multiple objectives within the same level of rates. For example, the higher internal policy for debt service coverage provides a cash resource to the capital account that helps maintain a healthy debt-to-equity ratio and contributes to the recommended capital reserve. Each criterion provides a different perspective on how much revenue is appropriate, and satisfying them all generally results in a higher rate than if only a single standard is considered. However, this approach reduces financial risk and increases financial stability — any near term increases that result will help to promote more stable, and lower, long-term rates. This is evidenced by the City's continued delivery of high quality water service while maintaining relatively low water rates. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 7 SECTION 3 REVENUE REQUIREMENTS The revenue requirement analysis forms the basis for a long-range financial plan and multi-year rate management strategy. It also forms the basis for the City to set Utility rate structures that are rooted in the "cost -of -service" and which fully recover the total costs of operating the utility: capital improvement and replacement, operations and maintenance, general administration, and fiscal policy attainment. Linking Utility rate levels to a financial plan such as this helps to enable not only sound financial performance for the Utility, but also, a clear and reasonable relationship between the costs imposed on water system customers and the costs incurred to provide them the service. A. METHODOLOGY The financial plan includes the following core elements, which together, form a complete portrayal of the water system's financial obligations: • Capital Funding Analysis — Defines a strategy for funding the water system capital improvement program including an analysis of available resources from rate revenues, connection charges, debt financing, and any special resources (e.g., grants, developer participation, etc.). • Operating Forecast — Identifies future annual non -capital costs associated with the operation, maintenance, and administration of the water system. • Sufficiency Testing — Evaluates the sufficiency of Utility revenues in meeting all obligations, including cash uses such as operating expenses, debt service, capital outlays, and reserve contributions, as well as any coverage requirements associated with long-term debt. • Rate Strategy Development — Designs a forward-looking strategy for adjusting Utility resources to fully fund all utility obligations on an annual or periodic basis over the forecast period. • Reserve Analysis — Forecasts cash flow and fund balance activity in Utility reserves. Tests for satisfaction of recommended minimum fund balance policies (as discussed in Section 2 — Financial Policies). From this foundation, Utility rate structures can be adjusted to meet the defined annual and long-term funding targets, as well as the City's pricing objectives. The financial plan was developed for the five-year planning period 2013-2017, using 2012 as the baseline. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 8 B. CAPITAL PROGRAM AND FUNDING PLAN 1. Assumptions The following assumptions were used in developing the capital funding plan: • The five-year capital program includes projects identified in the CWSP, updated to incorporate completed projects and current estimates for years 2012-2017. Costs include an allowance for inflation estimated at 4.o% per year, consistent with the industry construction cost index (Engineering News Record). Routine capital outlays are funded from the Utility operating account and are not included in the CIP. • 2012 beginning fund balance for the capital account reflect year-end 2011 financial records. • Capital connection charge revenues are based on the 2012 budget ($44,000), and are assumed to remain at the current level throughout the study period. Consistent with State guidelines, such revenues are used to fund capital projects. • Transfers from the operating account of $600,000 in 2012, $625,000 in 2013 and $650,000 a year thereafter are planned for direct rate -funding of capital projects. 2. Results The City has identified $22.1 million ($23.9 million in inflated dollars) in capital projects (2012-2017) consisting of replacement and rehabilitation projects necessary to sustain viable operation of the system, as well as supply and treatment projects necessary to comply with state and federal regulations and ensure the public health and safety of the community. In addition to the Utility capital resources identified above, $3.5 million in State Revolving Fund loans are planned for water treatment plant projects in 2012-2013; $5.0 million in Public Works Trust Fund loans are planned for the automated metering project in 2012-2013; and revenue bond proceeds are assumed at $2.7 million in 2013, $3.7 million in 2015, and $2.3 million in 2017. Exhibit 3-1 presents the 2012-2017 Capital Improvement Program and Exhibit 3-2 presents the capital funding plan. Exhibit 3-1: Capital Improvement Program (inflated) Leak Detection WTP PLC Replacement WTP Lagoon / Electrical service Intake Flood Repair Automated Metering Infrastructure Open Gear Vale Replacement Private Water Main Replacement Lead -Oakum Joint Line Replacement Total 1044, .1111ffiullml1r`f r orf J f�� o 1 11r Ji $ - $ 20,800 $ 21,632 $ - $ 23,397 $ 24,333 260,000 - 450,000 3,239,392 - 1,040,000 - - - 1,500,000 6,760,000 - - - 25,000 26,000 27,040 28,122 29,246 30,416 175,000 182,000 189,280 196,851 204,725 212,914 - - 2,163, 200 2,249,728 2,339,717 2,433,306 $ 2,150,000 $11,528,192 $ 2,401,152 $ 2,474,701 $ 2,597,086 $ 2,700,969 •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 9 Exhibit 3-2: Capital Funding Plan immmmml ffiffilullImml11111111 g0117 Beginning Fund Balance $ 3,374,890 $ 3,818,890 $ 2,253,770 $ 546,618 $ 2,404,947 $ 501,861 Funding Sources Connection Charges $ 44,000 $ 44,000 $ 44,000 $ 44,000 $ 44,000 $ 44,000 Direct Funding from Rates 600,000 625,000 650,000 650,000 650,000 650,000 Net Loan Proceeds 1,950,000 6,564,800 - - Net Bond Proceeds - 2,729,272 3,639,030 2,274,394 Total Funding Sources $ 2,594,000 $ 9,963,072 $ 694,000 $ 4,333,030 $ 694,000 $ 2,968,394 Less: Capital Projects [a] ($2,150,000) ($11,528,192) ($2,401,152) ($2,474,701) ($2,597,086) ($2,700,969) Fund Balance $ 3,818,890 $ 2,253,770 $ 546,618 $ 2,404,947 $ 501,861 $ 769,285 Actual % of Assets: 7.1% 4.2% 1.0% 4.4% 0.9% 1.4% Minimum Target Balance [1.0% of assets]: $ 540,974 $ 540,974 $ 540,974 $ 540,974 $ 540,974 $ 540,974 City Established Target Balance: $750,000 $750,000 $750,000 $750,000 $750,000 $750,000 [a] Includes an allowance for inflation of 4.0 percent per year. C. OPERATING FORECAST 1. Assumptions The following assumptions were used in developing the operating forecast: ■ Operating & maintenance (O&M) expenses consist of the cost of personnel and materials to supply, pump, and distribute water on a routine basis. Since these costs are an annual obligation of the Utility, they must be met from water rates. O&M expense projections are based on the 2012 budget, plus 3.o percent annual inflation (consistent with the Consumer Price Index). No additional staff is planned for this study period. Electricity costs are assumed to increase by $25,000 per year (plus inflation) for additional pumping requirements for the new well. ■ Utility taxes are excluded from the O&M forecast and shown separately in order to illustrate the impacts of the Washington Supreme Court Decision (Lane vs. Seattle), which dictates the removal of fire protection costs from general service water rates and prescribes the potential recovery of those costs from an increase to the utility tax (Further discussed in Section 4 - Removal of Fire Protection Costs). 2. Results The operating forecast focuses on annual expenses incurred to operate, maintain, and manage the water system. While the cost of skilled labor, employee benefits, and certain materials continue to increase, the City has strived to achieve cost savings wherever possible to maintain overall operating increases at or below inflationary levels. As noted previously, the City in is the process of conducting a benchmarking study to assist in evaluating the cost effectiveness and efficiency of the Utility as compared to industry performance. This information will be used to identify potential areas for further investigation. Results are expected by the end of the year. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 10 Exhibit 3-3 presents the O&M expense forecast over the study period (excluding utility taxes). Exhibit 3-3: Operating and Maintenance Forecast 1111111111111111111 WI/ "1111(1 iiii14,11,ffiffiullmIll 1111111 11111111111 111 ll 1111111 f11ffiuulluuu11ll is;60 1111111 111111111 g0117 Functional Categories Fire Suppression Fire Suppression Admin Water Distribution WTP, Trans & Storage Water/Irrigation Engineer Water Administration Total O&M Expenses [a] $ 288,094 $ 296,737 $ 305,639 $ 314,808 $ 324,252 $ 333,980 32,496 33,471 34,475 35,509 36,575 37,672 2,129, 807 2,193, 701 2,259,512 2,327,298 2,397,117 2,469,030 1,652,832 1,702,417 1,753,489 1,806,094 1,860,277 1,916,085 57,870 59,606 61,394 63,236 65,133 67,087 1,378,832 1,420,197 1,462,803 1,506,687 1,551,888 1,598,444 $ 5,539,931 $ 5,706,129 $ 5,877,313 $ 6,053,632 $ 6,235,241 $ 6,422,298 [a] Includes inflation of 3.0 percent per year, plus known operational changes; excludes Utility Taxes. D. REVENUE NEEDS ASSESSMENT 1. Assumptions The following assumptions were used in developing the revenue needs assessment: • Existing rate revenues are based on actual 2011 billing system records applied to current rates. Future revenues (under existing rates) incorporate annual customer growth. Projected revenue under existing rates provides the benchmark upon which to evaluate the need for revenue adjustments over the study period. Such revenue is a function of the number and size of meters, water usage, and current water rates. Note that water sales revenue is down from historical levels as a result of lower water demands - due to a combination of water conservation efforts, economic conditions, and weather patterns. Water use has declined about 17% over the last five years. This pattern is expected to continue for this study period. • Miscellaneous revenues from charges for new water services, personnel services, and hydrant fees are based on the 2012 budget and assumed to remain at current levels. Interest earnings on Utility cash balances are assumed to be deposited into the General Fund per City policy. • 2012 beginning fund balances for the operating account reflect 2011 actual financial records. • A new revenue source, "General Fund Payment for Fire Protection", represents the fire protection costs historically included in the general service water rates - now to be paid from the General Fund per the Supreme Court decision in Lane vs. Seattle. (Further discussed in Section 4 — Removal of Fire Protection Costs). • Utility taxes are a function of Utility revenues and as such, increase as the total revenues for the Utility increase. The current utility tax rate is 20.0 percent of revenues (excluding annual debt service payments on revenue bonds). Based on this study, the utility tax is proposed to increase to 24.o percent assuming •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 11 recovery of fire protection costs from this tax. (Further discussed in Section 4 - Removal of Fire Protection Costs). • Existing debt service schedules were provided by City staff and include outstanding revenues bonds, Public Works Trust Fund loans, and State Revolving Fund loans. New debt service incorporates the impacts of the proposed capital funding plan as shown in Exhibit 3-2. • Residual equity transfers are transfers from the Utility operating account to other City funds for the Utility's allocated share of other City debt. 2. Results The Utility faces $10 million in total cash obligations over the study period. Total revenues (excluding the use of cash reserves) are forecasted at $8.3 million over the same time period - yielding a deficit of $1.7 million. The proposed rate strategy calls for three years of 9.o% increases (2013-2015), followed by two years of 3.5% increases (2016-2017). Note that in addition to proposed rate increases, cash reserves are used to supplement annual revenue shortfalls in years (2012-2014). For 2013, this results in an increase to the average residential customer bi-monthly water bill of $4.o6, or about $24 over the course of the year (3/4 -inch meter and 2,200 cubic feet per bill). Additional sample bills are presented in Section 5 - Rate Design. Exhibit 3-4 presents the revenue requirement analysis for the study period. Exhibit 3-4: Revenue Requirement and Reserve Analysis Revenues Water Sales (w/ existing rates) General Fund Payment for Fire Protection Other Revenues Total Revenues Expenses Operating & Maintenance Expenses Interfund In lieu Utility Tax Existing Debt Service New Debt Service Residual Equity Transfers Transfers to the Capital Fund Total Expenses Annual Surplus/(Deficiency) Annual Rate Adjustment Additional Revenue from Rate Adjustments Net Surplus/(Deficiency) Beginning Fund Balance Cumulative Fund Balance 011111 1g Illlluuuu ffii1ffI m11111111111M01014 iffiffiullm1111111111401 i1111111111MM $ 7,480,452 $ 7,677,228 $ 7,696,421 $ 7,715,662 $ 7,734,951 $ 7,754,289 317,433 347,405 380,597 395,369 410,699 258,500 258,500 258,500 258,500 258,500 258,500 $ 7,738,952 $ 8,253,161 $ 8,302,326 $ 8,354,759 $ 8,388,820 $ 8,423,487 $ 5,539,931 1,025,000 558,963 28,487 64,497 600,000 $ 7,816,878 $ 5,706,129 $ 5,877,313 1,944, 529 2,128,128 556,006 562,896 406,996 708,782 64,497 64,497 625,000 650,000 $ 9,303,157 $ 9,991,616 $ 6,053,632 $ 6,235,241 2,331,459 2,421,945 559,188 555,279 869,267 1,029,752 64,497 64,497 650,000 650,000 $10,528,043 $10,956,714 $ 6,422,298 2,515,853 551,169 1,130,056 64,497 650,000 $11,333,873 $ (77,925) $ (1,049,996) $(1,689,290) $(2,173,284) $(2,567,895) $(2,910,386) 0.00% 9.00% 9.00% 9.00% 3.50% 3.50% $ - $ 690,951 $ 1,447,697 $ 2,276,344 $ 2,632,629 $ 3,002,984 $ (77,925) $ (359,045) $ (241,594) $ 2,015,478 $ 1,937,553 $ 1,578,507 $ 1,937,553 $ 1,578,507 $ 1,336,914 $ 103,060 $ 64,735 $ 1,336,914 $ 1,439,974 $ 1,439,974 $ 1,504,709 $ 92,598 $ 1,504,709 $ 1,597,307 Actual Days of O&M: 108 75 61 63 63 65 Minimum Target Balance [60 days]: $1,079,167 $1,257,642 $1,315,963 $1,378,371 $1,423,099 $1,469,285 City Established Target Balance: $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 12 The proposed increases represent the system -wide adjustments necessary to recover total revenue requirements for the Utility. The design of the fixed and variable components of the rate structure is discussed in Section 5 — Rate Design. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 13 SECTION 4 REMOVAL OF FIRE PROTECTION COSTS The Washington State Supreme Court decision in Lane vs. Seattle defines fire protection as a general government service that cannot be funded through water rates. This analysis aims to facilitate compliance with the verdict by identifying fire protection costs embedded in the City's water rates and removing those costs from the general service water rate structure. To finance this shift in funding responsibility, the court upheld "a solution" that an increase to the utility tax on the water utility to recover identified fire protection costs is valid and within statutory authority. This analysis presumes the City will follow this approach. Alternatively, the City could directly bill the General Fund for payment. The City should consult with its own legal counsel regarding the mechanism for recovery. It is important to note that compliance with this ruling under the proposed approach will be transparent to the Utility customer. Meaning, it will not materially impact general service water rates or resulting customer bills. It involves simply removing the fire protection costs from domestic water rates and replacing that dollar amount with an equal amount (with adjustments for private fire services) generated from an increase to the current tax imposed on the Utility by the General Fund. The utility tax is treated as a water utility expense, with the cost embedded in the calculation of water rates, just like all other expenses. Thus, the reduction in water rates for fire protection cost removal is offset by the increase to the utility tax. The Utility is made whole by receiving payment from the General Fund to recover the fire protection costs, and the General Fund is made whole by receiving the incremental revenue generated from the increased water utility tax. Should the City choose the alternative approach of a direct payment from the General Fund without a corresponding increase to the water utility tax, the General Fund would not be made whole. A. METHODOLOGY While the decision in Lane vs. Seattle requires the removal of "the cost of providing hydrants" from water rates, it does not provide a specific methodology for identifying such costs. Consequently, local governments have considerable discretion in determining the best way to address this decision. There is ambiguity in the definition of the "cost of providing fire hydrants." The most literal interpretations would suggest that it only includes costs specifically related to fire hydrants (such as the operation and maintenance of fire hydrants) that are embedded in water rates; other interpretations may be more aggressive in allocating water system facilities and revenue requirement components to fire protection. There is flexibility in assigning the water system to fire protection, depending on how the water system is viewed: •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report -14 • Most Common — Allocating primary cost to general water service, with incremental costs allocated to fire protection service. This would result in relatively lower fire protection costs. • Rare — Allocating primary cost to fire protection service, with additional costs allocated to general water service. This would result in relatively higher fire protection costs. • Seattle Method — Allocating costs to general water service and fire protection on a proportional basis. The methodology used in this study is based on cost allocations that are driven by an analysis of the City's entire water system to identify costs related to fire protection. We believe that this methodology is most consistent with the intent of the decision in Lane vs. Seattle. B. RESULTS Results of the fire removal analysis for the Utility are summarized in this section. Additional detail can be viewed in the technical appendix. 1. Allocation of Assets to "Fire Protection" The first step is to allocate water system assets to functional categories, including: • Customer: Related to providing customer service. • Meters & Services: Related to servicing meters and customer connections. • Base Capacity: Related to providing capacity to meet average demands. • Peak Capacity: Related to providing capacity to meet peak demands. • Fire Protection: Related to providing capacity for fire flow, including portions of certain assets (mains, pumping facilities and storage facilities) dedicated to fire protection, plus direct fire protection costs related to fire hydrants, hydrant stub lines, and private fire sprinkler systems. The water system fixed asset schedule and system design criteria form the basis for allocating the water costs between functions of service, as discussed in further detail below. Supply/treatment and pumping assets are assigned to base and peak capacity using the ratio of peak day to average day demand. As cited in the WSCP, this ratio is 1.75, resulting in a split of 57% and 43%, respectively, to base and peak capacity. Storage assets are allocated to the functions based on the WSCP analysis of operational, equalizing, standby, fire suppression, and dead storage requirements. Exhibit 4-1 summarizes the storage allocation. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 1� Exhibit 4-1: Allocation of Storage Facilities Operational Storage Equalizing Storage Standby Storage Fire Flow Storage ALO OP STORAGE Caj 1.89 1.89 27.20 5.20 0.00%'.. 0.00%''. 0.00%''. 0.00°o METERS & EFWICES O , ,,,P4 0.00% 0.00% 0.00% 0.00% 100.00% 0.00 57.14% 0.00 0.00%'.. 100.00% 42.86% 0.00%' PROTECTI 0.00%'.. 0.00%''. 0.00%''. 100.00% 0.00% 0.00% 0.00% 0.00% 100.00% All to Base 100.00% All to Peak 100.00% Peak/Average Day Ratio 100.00% All to Fire Capacity TOTAL STORAGE 36.17 0.00°o 0.00% 48.18% 37.44 14.38%'. 0.00 100.00% [a] Source: City of Yakima Comprehensive Water System Plan, Table 3-34 Mains are allocated to the functions based on the estimated replacement cost, type, and size of pipe. Pipes are allocated to fire capacity based on the estimated cost of over - sizing pipes. Exhibit 4-2 shows the functional allocation of mains: • Pipe sizes up through 6 -inches are assumed to provide domestic capacity only, and thus, are allocated to base and peak capacity using the peak day to average day demand ratio. • Pipe sizes between 8 and 12 -inches are assumed to be oversized one increment from 6 -inch pipes to provide fire capacity. • Pipes greater than 12 -inches are assumed to be transmission mains, allocated to base and peak capacity. Exhibit 4-2: Allocation of Water System Mains PROTECTION 4" or less 6 8" 10 12 16 WEN 130 160 185 215 230 280 2,460,120 86, 505, 760 101,853,415 818,505 60, 250,110 21,251,720 $273,139,630 13,763,975 114,210 3,929,355 $ 17,807,540 44.05°o 44.05% 49.42% 49.17% 53.42% 44.05% 48.14% 55.95% 55.95% 37.07% 36.88% 40.06% 55.95% 0.00%' 0.00 0 13.51% 13.95% 6.52% 45.35% '... 6.52% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% Domestic: Base/Peak Domestic: Base/Peak Fire Flow Capacity Oversizing: Base/Peak Fire Flow Capacity Oversizing: Base/Peak Fire Flow Ca.acit Oversizin.: Base/Peak Transmission: Base/Peak [a] Source: City of Yak.ma Comprehensve Water System Plan, Table 3-36 [b] Sou ce: General planning estimates, to be updated [c] Incremental unit cost times linear feet of pipe at each size. Minimum distribution line size = 8" Hydrant assets are assigned directly to fire protection, Meter & services assets are directly assigned to meters and services, and general plant assets are allocated in proportion to all other assets. Exhibit 4 -3 shows the resulting functional allocation of total water system assets. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report -16 Exhibit 4-3: Functional Allocation of Assets PLANT4N-SERVICE of Supply / Treatment C T $11,896,540 GENEMILL WATER SERVICE 'FUNCTION PROTECTION 0.00% OTHER 0.00% 100.00% 'Source ALL CATION EL I Peak/Average Ratio - Max Day = 1.75 CUSTOMER 1 sTRIR4,1 0.00% 0.00%', BASE 57.14%', :pow 42.86%', Pumping Plant 1,280,515 0.00% 0.00%', 57.14%', 42.86%', 0.00% 0.00% 100.00% Peak/Average Ratio - Max Day = 1.75 Reservoirs / Standpipes 3,301,452 0.00% 0.00%', 48.18%', 37.44% 14.38% 0.00% 100.00% See Storage Capacity Allocation Table Transmission & Distribution 22,051,442 0.00% 0.00%', 48.14%', 45.35%', 6.52% 0.00% 100.00% See Pipe Capacity Allocation Table Meters 1,548,738 0.00% 100.00%', 0.00%', 0.00%', 0.00% 0.00% 100.00% All to Meters & Services Service Connections 9,585,460 0.00% 100.00%', 0.00%', 0.00%', 0.00% 0.00% 100.00% All to Customer Hydrants 1,630,174 0.00% 0.00%', 0.00%', 0.00%', 100.00% 0.00% 100.00% All to Fire Protection General Plant/ Intangible Plant 2,803,031 0.00% 0.00% 0.00% 0.00% 0.00% 100.00% 100.00% As All Other Total Utility Plant $54,097,352 $ - $ 11,134,198 $19,735,017 $16,882,636 $ 3,542,469 $ 2,803,031 $54,097,352 Total Water Ser,Ace Functions 0.00% 20.58%'. 36.48%'. 31.21% 6.55% 5.18% 100.00% General Water Service Functions 0.00% 23.32% 41.33% 35.35% 100.00% Allocation of "As All Other" $ - $ 653,577 $ 1,158,445 $ 991,010 $(2,803,031) $ - TOTAL $54,097,352 $ - $11,787,775 $20,893,462 $17,873,646 $ 3,542,469 $ - $54,097,352 Total Allocation Percentages 0.00% 21.79% 38.62% 33.04% 6.55% 0.00% 100.00% General Water Service Allocation % 0.00% 23.32%', 41.33%', 35.35% 0.00% 100.00% [a] Source: City of Yakima Comprehensive Water System Plan, Table 2-33 2. Functional Allocation of Revenue Requirement The allocation principles developed in this analysis will extend to the determination of water rates for 2013 and subsequent years. This step involved a detailed review of 2013 revenue requirements, as summarized below: • City staff identified specific fire suppression related O&M costs, including administrative costs. These costs were directly assigned to the fire protection component. Other O&M costs were allocated to functional components based on assumed cost causation. • Debt service payments and rate -funded capital are allocated in proportion to total plant in service. • Miscellaneous operating revenues (non -rate revenues and interest earnings) are allocated in proportion to total operating and maintenance expenses. • The analysis incorporates a transfer from the General Fund to the Utility for the fire protection costs identified for domestic water service. This revenue stream effectively "reimburses" the Utility for fire protection costs that are incurred by the water system. This new cost to the General Fund is assumed to be funded through an incremental increase to the current water utility tax (treated as an expense of the Utility). The resulting tax increase is embedded within the proposed 2013 rates. Exhibit 4-4 shows the 2013 O&M allocation to functional components and Exhibit 4- 5 presents the total revenue requirement allocation to functional components. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report -17 Exhibit 4-4: Functional Allocation of O&M Expenses )'1 J 11111111 11111111111111111111111 11 f �� 1,uui r��� -� Iwlllll 1? l ff� w g1 (IIIIIIII Illlliiiill 1111 X14//rrrr� 11111118 m mmIIIII I r 11111m����11f 0017 Funcfonal Categories Fire Suppression Fire Suppression Admin Water Distribution WTP, Trans & Storage Water/Irrigation Engineer Water Administration Interfund In lieu Utility Tax Total O&M Expenses [a] $ 288,094 32,496 2,129, 807 1,652,832 57,870 1,378,832 $ 296,737 33,471 2,193,701 1,702,417 59,606 1,420,197 $ 305,639 34,475 2,259,512 1,753,489 61,394 1,462,803 $ 314,808 35,509 2,327,298 1,806,094 63,236 1,506,687 $ 324,252 36,575 2,397,117 1,860,277 65,133 1,551,888 $ 333,980 37,672 2,469,030 1,916,085 67,087 1,598,444 $ 5,539,931 $ 5,706,129 $ 5,877,313 $ 6,053,632 $ 6,235,241 $ 6,422,298 [a] Includes an allowance for inflation of 3.0 percent per year, plus known operational changes; excludes utility taxes. Exhibit 4-4: Functional Allocation of Total Revenue Requirement REVENUE RE°UIIREMENT CO PROTECTION' ,,,, f,,,�„e, �,�f,�f, �' METER 1 ;g�N�� OPERATING AND CAPITAL EXPENSES Cash Operafing Expenses $ 7,650,658 25.28%', 0.00% 40.69% 29.72% 4.32% 0.00% 100.00% As O&M Expense Exisfing Debt Service 620,503 0.00%', 21.79% 38.62% 33.04% 6.55% 0.00% 100.00% As Plant In Service New Debt Service 406,996 0.00%', 21.79% 38.62% 33.04% 6.55% 0.00% 100.00% As Plant In Service Rate -Funded Capital 625,000 0.00%', 21.79% 38.62% 33.04% 6.55% 0.00% 100.00% As Plant In Service $ 9,303,157 20.79%', 3.87% 40.32% 3031% 4.71% 0.00% 100.00% OTHER REVENUES AND ADJUSTMENTS Less: Other Revenues (258,500) 25.28%', 0.00% 40.69% 29.72% 4.32% 0.00% 100.00% As O&M Expense Less: Operafing Fund Interest Earnings - 25.28%', 0.00% 40.69% 29.72% 4.32% 0.00% 100.00% As O&M Expense Plus: Adjustment for Partial Year Increase - 0.00% 0.00% 0.00% 0.00% 0.00% 100.00% 100.00% As All Other Plus: Net Cash Flow after Rate Increase (359,045) 0.00%', 0.00% 0.00% 0.00% 0.00% 100.00% 100.00% As All Other Rate Revenue Requirement $ 8,685,612 $ 1,868,555 $ 360,078 $ 3,645,868 $ 2,742,894 $ 427,262 $ (359,045) $ 8,685,612 Water Service Funcfions 20.66%'. 3.98% 40.31% 30.33% 4.72% 100.00% Water Service Funcfions (Excluding Fire) 21.68% 4.18% 42.31% 31.83% 100.00% Allocafion of"As All Others" $ (77,854)', $ (15,003) $ (151,906) $ (114,283) $ 359,045 $ - Total Rate Revenue Requirement $ 8,685,612 $ 1,790,701 $ 345,076 $ 3,493,962 $ 2,628,611 $ 427,262 $ - $ 8,685,612 less: Provision for Operafional Use of Fire Assets [a] $ 9,265 $ 1,785 $ 18,077 $ 13,600 $ (42,726) $ - CostAllocalion Before Fire Protection Adjustment $ 8,685,612 $ 1,799,966 $ 346,861 $ 3,512,039 $ 2,642,211 $ 384,535 $ 8,685,612 Total Fire Protecfion $ (384,535) $ 384,535 Fire Protection Allocated to Private Fire Services 67,102 less: Public Fire Payment from General Fund $ (317,433) $ (317,433) $ (317,433) Rate Revenue Requirement 8,368,178 $ 1,799,966 $ 346,861 $ 3,512,039 $ 2,642,211 $ 67,102 $ 8,368,178 Allocafion Percentages 21.51%', 4.15% 41.97% 31.57% 0.80% 0.00% 100.00% [a] Percent of fire assets used for operalions. 10.00% As shown in the table above, io% of the costs allocated to fire protection are separated out from that category and reallocated proportionally amongst the other functions. This adjustment recognizes that fire protection -related assets are periodically used for water system operations such as water main flushing. The remaining fire protection costs of $384,535 are allocated between public fire protection (domestic service) and private fire service based on equivalent number of hydrants. Private fire service represents 17% of total equivalent hydrants (476 out of 2,254) resulting in an allocation of $67,1o2. Private fire service charges need to recover the allocated share of fire protection costs for those customers with private fire suppression systems. Service to these unique customers is not of general benefit thus •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report -18 should not be considered a General Fund obligation. These costs are more appropriately recovered from water rates imposed on only those customers requiring the specific service from the water system. The remaining cost of $317,433 is allocated to domestic water service and removed from general service water service rates. 3. Water Utility Tax Rate Increase The domestic water service share of fire protection costs ($317,433) forms the basis for the General Fund payment to the Utility, as well as the calculation of the necessary utility tax increment. The payment from the General Fund to the Utility is offset by an increase to the water utility tax rate. The City's existing water utility tax rate is 20.o%. This tax would need to increase to 23.9% (perhaps rounded to 24.o%) in order to offset the General Fund payment. The incremental portion of the tax related to fire protection costs and the basis for the annual General Fund payment is 3.9% (or rounded to 4.o%). This percentage would be applied to the annual budgeted Utility rate revenues in subsequent years to determine the annual payment from the General fund to the Utility for fire protection costs. 4. Removal of Fire Protection Costs and Reallocation of Water Utility Tax The City currently applies the same schedule of water rates to all domestic customer classes, thus, the fire protection costs were removed from each domestic customer class in proportion to existing rate revenues. The dollar amount generated from the incremental utility tax (3.9%) was then allocated to all customers on the water system (including private fire services) in portion to revenues. Note that the impact to private fire services is higher since there is no fire protection cost deduction, yet an impact for the system -wide increase (9.o%) and application of the incremental utility tax. Exhibit 4-5 shows the progression of customer bill impacts. Exhibit 4-5: Total Customer Bill Impacts 2013 Revenue 201 Revenu ✓a Change Cu %Cates,;;;; Under , n with 9 ATi,,/, WithAdditional Domestic Water Customers Private Fire Services TOTAL $ 7,529,461 147,767 $ 7,677,228 $ 8,207,112 161,066 $ 8,368,178 9.00% 9.00% 9.00% $ (317,433) $ (317,433) l bon of Utility Tax $ 311,323 6,110 $ 317,433 1 Revenue r Inc e e Net of Fire $ 8,201,002 167,176 8,368,178 8.92% 13.13% 9.00% [a] Rate increase applied Jan. 1, 2013 [b] To be applied across-the-board (ATB) to existing rate structure and rates to meet revenue requirements and comply with Lane vs. Seattle. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report -19 SECTION 5 RATE DESIGN The rate design focuses on constructing rate structures, including fixed and variable components for each class of customer, to recover the appropriate amount of revenue from each class and to recover the revenue necessary in total to fund utility financial obligations. Further, City pricing objectives regarding rate stability, affordability, equity, and conservation are applied. A. METHODOLOGY Prior to this section, our findings rested on financial and technical analyses to derive the total annual revenue need of the Utility and to determine the amount that should be collected from domestic and private fire service customers. In this section, we focus on the design of the pricing structure itself to achieve intended outcomes that carry out desired public policy. The existing domestic water rate structure consists of a fixed charge increasing by meter size ("readiness -to -serve" and a uniform volume charge ("unit of cost"). The same schedule of rates applies to all domestic service customers, with a 1.50 multiplier applied to outside city customers. Private fire services are charged a readiness -to -service charge increasing by line size; no charge is applied to actual water usage, if any. Cost recovery under the existing rate structure is about 22% from the fixed charge and 78% from volume charges. In general, the fixed charge component recovers customer related costs, meters & services related costs, and commonly a portion of peak demand costs. The volume charge recovers base (average) demand costs and a portion of peak demand costs. Including a portion of peak costs in the fixed charge enhances revenue stability. Relying too heavily on volume charges to recover costs can result in revenue shortfalls if water sales are less than anticipated (due to unusually wet summers and/or or increased water conservation practices). B. RESULTS The proposed rates have been developed in accordance with the City's policy to apply the same schedule of rates to all domestic customer classes and to recover an appropriate balance of system costs from the fixed and variable components of the rate structure to maintain revenue stability. The proposed rate structure increases the fixed charge cost recovery to 25% to improve revenue stability without unduly burdening customers with relatively low water usage. We recommend that the City monitor water usage patterns over time to determine if a further increase to the fixed charge component is warranted to maintain a stable revenue stream. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 20 1. Rate Design Exhibit 5-1 presents a comparison of existing Utility rates and the updated five-year schedule of Utility rates reflecting the removal of fire protection costs from the domestic rates, incorporation of the annual system -wide increases, and the shift to more cost recovery from the fixed charges. Exhibit 5-1: Existing & Proposed Water Rates Meter Size Existing 2012 •iuiiiiimrri Proposed 2013 2014 2015 2016 2017 3/4" 1" 1-1/2" 2" 3" 4" 6" 8" 10" 12" $ 15.91 $ 20.09 $ 31.24 $ 44.67 $ 76.03 $ 120.82 $ 232.70 $ 453.59 $ 680.41 $ 993.82 $ 16.25 $ 20.52 $ 31.91 $ 45.63 $ 77.66 $ 123.41 $ 237.69 $ 463.31 $ 694.99 $ 1,015.12 $ 17.71 $ 22.37 $ 34.78 $ 49.73 $ 84.65 $ 134.52 $ 259.08 $ 505.01 $ 757.54 $ 1,106.48 $ 19.31 $ 24.38 $ 37.91 $ 54.21 $ 92.27 $ 146.62 $ 282.40 $ 550.46 $ 825.72 $ 1,206.06 $ 19.98 $ 25.23 $ 39.24 $ 56.11 $ 95.50 $ 151.75 $ 292.28 $ 569.72 $ 854.62 $ 1,248.27 $ 20.68 $ 26.12 $ 40.61 $ 58.07 $ 98.84 $ 157.07 $ 302.51 $ 589.66 $ 884.53 $ 1,291.96 Commod ty Rate $/ccf Line Size 2" 3" 4" 6" 8" 10" 12" Ex sting 2012 $ 1.51 •uri 111% Proposed 2013 $ 1.68 2014 $ 1.83 2015 $ 1.99 2016 $ 2.06 2017 $ 2.14 11m IIII rIII ITIMIti 5 T1 r1171 Ex sting 2012 $6.00 $8.76 $17.54 $51.56 $109.82 $197.46 $319.12 Ex sting 2012 $1.51 Proposed 2013 $ 6.79 $ 9.91 $ 19.84 $ 58.33 $ 124.24 $ 223.40 $ 361.04 2014 $ 7.40 $ 10.80 $ 21.63 $ 63.58 $ 135.43 $ 243.50 $ 393.53 2015 $ 8.06 $ 11.77 $ 23.58 $ 69.30 $ 147.61 $ 265.42 $ 428.95 IIIIIIIIIIIGr¢IlJlllll (IIIIIIIIj�///fir 2016 $ 8.35 $ 12.19 $ 24.40 $ 71.73 $ 152.78 $ 274.71 $ 443.96 2017 $ 8.64 $ 12.61 $ 25.26 $ 74.24 $ 158.13 $ 284.32 $ 459.50 Proposed 2013 $ 1.68 2014 $ 1.83 2015 $ 1.99 2016 $ 2.06 2017 $ 2.14 Daily water meter rental remains at $4.00 per day [a] Outside City rates are 1.50 times inside City rates •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 21 2. Customer Bill Impacts Based on the City's billing system information, the residential class uses an average of about 2,200 cubic feet (22 ccf) of water per bi-monthly billing period over the course of a year. The commercial class uses an average of about 10,600 cubic feet (io6 ccf) per billing period, and industrial customers average about 32,700 cubic feet (327 ccf) per billing period. Actual water usage will likely vary by customer and by billing period. For example, residential customers typically experience higher than average usage in summer months and lower than average usage in the winter months. As such, the water bill will also vary by customer and by billing period. Exhibit 5-2 presents a comparison of sample customer water bills under existing rates and the proposed 2013 rates. Exhibit 5-2 - Sample Residential Water Bills •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 22 Meter Size (inches) Bi-Mth Usage (ccf) y II 111IIIPM Existing Bi -Mthly Bill 2013 Bi -Mthly Bill $ Change from Existing 3/4 6 $24.97 $26.32 $1.35 3/4 15 $38.56 $41.43 $2.87 3/4 22 $49.13 $53.19 $4.06 3/4 40 $76.31 $83.40 $7.09 1 50 $95.59 $104.46 $20.18 01111111111111PH. I I PIIIVII I Meter Bi-Mth y Existing 2013 $ Change Size Usage Bi -Mthly Bi -Mthly from (inches) (ccf) Bill Bill Existing 3/4 75 $129.16 $142.16 $25.67 3/4 106 $175.97 $ 194.21 $18.24 1 200 $322.09 $ 356.29 $34.20 1 300 $473.09 $ 524.17 $51.08 IMIII Meter Bi-Mth y Existing 2013 $ Change Size Usage Bi -Mthly Bi -Mthly from (inches) (ccf) Bill Bill Existing 2 100 $195.67 $ 213.51 $17.84 2 327 $538.44 $ 594.61 $56.17 2 400 $648.67 $ 717.16 $68.49 •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 22 C. CONCLUSIONS AND RECOMMENDATIONS Projections are by nature conjectural and rely on many assumptions regarding growth, water usage, inflations and other factors, and no guarantee as to their ultimate accuracy can be made. We have endeavored to apply the best available estimates of future conditions that affect these findings, and believe the analyses performed in this study provide a reasonable level of assurance with respect to the adequacy of the proposed rates and rate structure. However, regular review of actual financial performance of the Utility should be an integral part of the successful implementation of this study. The next rate study update is anticipated to be completed in 2017. FCS GROUP and City staff recommends that this study be utilized as support for the adoption of the five-year rate schedule presented herein. The study assumes adoption in December 2012, with implementation of 2013 rates effective January 1, 2013. Subsequent years' rates in the five-year forecast would become effective January 1 of each year. Following implementation of this five-year rate strategy, the City might consider implementing rate ordinance language providing for the automatic adjustments of rates based on the Consumer Price Index (CPI) or other similar index to become effective January 1 of each year. The intent of this policy is to avoid large rate increases that can occur when rates are not adjusted annually in recognition of the constant rise in the cost of delivering services. Automatic index adjustments may generate excess revenues in some years, while falling short of revenue requirements in other years. Additional revenues generated from the annual index adjustments could be used to build operating reserves or to cash -finance capital projects to help mitigate future debt issuance. Adjustments above the index should be reviewed as part of the rate study. •:;> FCS GROUP CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 23 APPENDIX Available on Request •:;> FCS GROUP Spreadsheet Model Outputs CITY OF YAKIMA 2012 Domestic Water System Rate Update Study Report - 24 Meter Size n 2013 11111111, 1111111 Existing 2014 ng H IIIIIII 11111111 Proposed 2015 2016 2017 2018 3/4" 1" 1-1/2" 2" 3" 4" 6" 8" 10" 12" $ 15.91 $ 20.09 $ 31.24 $ 44.67 $ 76.03 $ 120.82 $ 232.70 $ 453.59 $ 680.41 $ 993.82 $ 17.54 $ 22.14 $ 34.43 $ 49.23 $ 83.80 $ 133.17 $ 256.48 $ 499.94 $ 749.93 $ 1,095.37 $ 18.15 $ 22.92 $ 35.64 $ 50.96 $ 86.73 $ 137.83 $ 265.45 $ 517.44 $ 776.18 $ 1,133.71 $ 18.88 $ 23.83 $ 37.06 $ 53.00 $ 90.20 $ 143.34 $ 276.07 $ 538.13 $ 807.23 $ 1,179.05 $ 19.63 $ 24.79 $ 38.55 $ 55.12 $ 93.81 $ 149.07 $ 287.12 $ 559.66 $ 839.52 $ 1,226.22 $ 20.42 $ 25.78 $ 40.09 $ 57.32 $ 97.56 $ 155.04 $ 298.60 $ 582.04 $ 873.10 $ 1,275.27 Commodity Rate $/ccf Line Size 2" 3" 4" 6" 8" 10" 12" 2013 .51 Existing 2014 1.46 1. 1111 1„, y Proposed 2015 1.51 2013 $6.00 $8.76 $17.54 $51.56 $109.82 $197.46 $319.12 Existing 2013 $1.51 2016 1.58 2017 1.64 on hir II III 2018 1.70 Existing Proposed 2014 $ 6.00 $ 8.76 $ 17.54 $ 51.56 $ 109.82 $ 197.46 $ 319.12 2015 $ 6.21 $ 9.07 $ 18.15 $ 53.36 $ 113.66 $ 204.37 $ 330.29 2016 $ 6.46 $ 9.43 $ 18.88 $ 55.50 $ 118.21 $ 212.55 $ 343.50 2017 $ 6.72 $ 9.81 $ 19.64 $ 57.72 $ 122.94 $ 221.05 $ 357.24 2018 $ 6.99 $ 10.20 $ 20.42 $ 60.03 $ 127.86 $ 229.89 $ 371.53 Proposed 2014 1.46 2015 1.51 2016 1.58 2017 1.64 2018 1.70 Daily water meter rental remains at $4.00 per day Meter Size (inches) Bi-Mth y Usage (ccf) rr umiit+'' Existing Bi -Mthly Bill 3/4 6 $26.30 ($13.15/m) 2015 Bi -Mthly Bill $27.21 ($13.61/m) $ Change from Existing Estimated No. of Customers $0.91 5,200 3/4 13 $36.52 ($18.26/m) $37.78 ($18.89/m) $1.26 3,900 3/4 22 $49.66 ($24.83/m) $51.37 ($25.69/m) $1.71 1,550 3/4 1 Meter Size (inches) Meter Size (inches) 2 40 50 Bi-Mth y Usage (ccf) 75 106 200 300 Bi-Mth y Usage (ccf) 100 327 400 $75.94 ($37.97/m) $95.14 ($47.57/m) $78.55 (39.28/m) $98.42 ($49.21/m) 11111 II c Existing Bi -Mthly Bill $127.04 ($63.52/m) $172.30 ($86.15/m) $309.54 ($154.77/m) $455.54 ($227.77/m) j" rl'I'llllluuiuuu1111 2015 Bi -Mthly Bill $131.40 ($65.70/m) $178.21 ($89.11/m) $324.92 ($162.46/m) $475.92 ($237.96/m) Existing Bi -Mthly Bill $195.23 ($97.62/m) $526.65 ($263.33/m) $633.23 ($316.62/m) 2015 Bi -Mthly Bill $201.96 ($100.98/m) $544.73 ($272.37/m) $654.96 ($327.48/m) $2.61 1,400 $3.28 250 $ Change from Existing Estimated No. of Customers $5.91 80 $15.38 30 $20.38 40 $ Change from Existing