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HomeMy WebLinkAbout2004-069 Wastewater Rates, Fees & Charges i ORDINANCE NO 2004- 69 AN ORDINANCE of the City of Yakima relating to wastewater rates, fees, and charges, adjusting various wastewater rates, fees and charges, amending Sections 7.58.020, 7.58.030, 7.58.040, 7.58.050, 7.58 060, 7 58.070, 7.58.080, 7.58.085, and 7.58.090, and adding a new Section 7 58 095, of the Yakima Municipal Code; and providing for related matters. WHEREAS, the City Of Yakima (the "City ") is authorized by Title 35 RCW to acquire, construct, own operate, and provide financing for waterworks and systems of sewerage, and to establish rates, fees, and charges therefore; and WHEREAS, the City Council finds and determines that it is in the best interests of the citizens of the City that ordinances related to such systems of sewerage, wastewater rates, fees, charges, and related matters be amended as set forth in this Ordinance; and WHEREAS, the City Council finds and determines that the rates, fees, and charges contained in this Ordinance are fair, just and reasonable; and WHEREAS, the City Council finds and determines that the provisions of this ordinance relating to reimbursable agreements establish reasonable rules and regulations for such agreements; NOW, THEREFORE, BE IT ORDAINED BY THE CITY OF YAKIMA Section 1. Section 7.58.010 of the Municipal Code reads as follows: 7.58.010 Purpose of chapter. The purpose of this chapter is to allocate an equitable share of the cost of the existing wastewater system (" historic cost "), and a reasonable estimate of the actual cost of connection (including costs associated with expanding the wastewater system) ( "actual cost "), to persons who connect facilities to the wastewater system. Section 2. Section 7 58.020 of the Municipal Code is amended to read as follows: 7.58.020 Definitions. Unless the context specifically indicates otherwise, the meaning of terms m this chapter shall be as follows: 1 "Collection pipes" mean those wastewater system pipes less than twelve inches in diameter used to collect waste -water from adjacent properties' building sewers. 2. "Collection pipe system" means a series of collection pipes extending from a common connection point to a trunk/interceptor 3, "Discharge authorization" shall have the same meaning as in Chapter 7.65 4 "Discharger - industrial discharger or user" shall have the same meaning as m Chapter 7 65. 5 "Domestic discharger or user" shall have the same meaning as in Chapter 7.65 11/10/04 Page 1 of 13 6. "Domestic wastewater" shall have the same meaning as m Chapter 7 65 7 "Lot" shall have the same meaning as in Chapter 15,02. 8. "Lot area" shall have the same meaning as in Chapter 15.02. 9 "Low- or moderate - income facility owner" means a person who owns a single - family residential facility and whose annual mcome is at or below eighty percent of the median income of the Yakima metropolitan statistical area. Where more than one person has an ownership interest m a residential facility, the term refers to those persons whose combined annual income is at or below eighty percent of the median income of the Yakima metropolitan statistical area. The median income of the Yakima metropolitan statistical area shall be determined by reference to data published by the United States Department of Housmg and Urban Development. 10 "Parcel" shall have the same meaning as "lot." 11 "Parcel area" shall have the same meaning as "lot area." 12. "Sewer" shall have the same meaning as in Chapter 7 65 13 "SDU," "single dwelling unit," "SFD" or "single- family dwelling" shall all have the same meaning as "dwelling, single - family" or "single- family dwelling" in Chapter 15 02. 14 "Trunks/interceptors" mean those wastewater system pipes twelve inches or greater in diameter, and related conduits, used to receive wastewater from collection pipes and transport it to the wastewater treatment plant. 15 "Wastewater" shall have the same meaning as in Chapter 7.65. For purposes of this chapter, "wastewater" does not include "food processing wastewater" defined in Chapter 7 12. 16. "Wastewater system" shall have the same meaning as "POTW" or "publicly owned treatment works" in Chapter 7.65 and includes all sewers, pipes, and wastewater treatment plants. For purposes of this chapter, "wastewater system" does not include "food processing wastewater system" defined in Chapter 7 12. 17 "Wastewater treatment plant" shall have the same meaning as in Chapter 7 65 For purposes of this chapter, "wastewater treatment plant" does not include "food processing wastewater treatment plant" defined m Chapter 712. 18 "Water meter size" shall be determined by reference to the criteria m the Uniform Plumbing Code or Uniform Building Code as the city may adopt from time to time, provided that any facility not served by the city water division shall determine "water meter size" by the criteria established in AWWA Manual M 22 Sizing Water Service Lines and Meters. 19 "Zone 1" means the area within the city limits of the city of Yakima at the time the connection charge established by this chapter is paid. 20 "Zone 2" means the area within the urban area established by the 1976 Agreement for Wastewater Treatment and Disposal Service, as amended, excluding Zone 1 21 "Zone 3" means the area outside Zone 1 and Zone 2 but within the Yakima urban growth area boundary, established by the 1997 Yakima urban area comprehensive plan, as that boundary may be revised from time to time. Section 3. Section 7 58 030 of the Municipal Code is amended to read as follows: 7.58.030 Connection to the wastewater system -- Connection charge imposed. 11/10/04 Page 2 of 13 A connection charge is imposed on the owner of any facility to be connected to the wastewater system when the owner of the facility to be so connected has not paid a wastewater connection charge for connecting such facility to the wastewater system, subject to the provisions below Payment of the connection charge does not convey any ownership mterest in the wastewater system. Payment of the connection charge authorizes connection only to the designated lot and is not transferable to any other lot. A. Any facility located on a lot that has participated m a local improvement district for wastewater facilities, the final assessment roll of which was passed prior to September 3, 1997, shall be assessed the capital cost recovery charge which was in effect at the time the final assessment roll was passed in lieu of a connection charge; B A connection charge shall not be imposed against any facility located on a lot that has participated in a local improvement district for wastewater facilities and has paid or is paying the capital cost recovery charge as part of its local improvement district facility assessment; and C. If prior to December 10, 1996, the owner or developer of a lot has entered into an agreement with the city providing for deferral of the payment of the capital cost recovery charge for said lot, said owner or developer may pay on or before June 23, 1998, the capital cost recovery charge that was m effect at the tune such agreement was entered. If such payment is not made on or before June 23, 1998, the amount of the connection charge shall be determined by reference to Sections 7.58 040 through 7.58.090 D The Wastewater Connection Charge for any facility located on a lot that has participated in a local improvement district for wastewater facilities and has fully executed an Outside Utility Agreement, if applicable, shall not exceed that in effect at the time the preliminary assessment roll was passed, provided the Wastewater Connection Charge is fully paid within one year of time the final assessment roll was passed. E. The "Actual Cost" Collection element of the Wastewater Connection Charge for any facility located on a lot within the boundaries of a local improvement district for wastewater facilities that does not participate in said local improvement district shall be the greater of the WCC established by the applicable Y.M.C. or the final assessment of the L.I.D plus interest. Section 4. Section 7.58 040 of the Municipal Code is amended to read as follows: 7.58.040 Calculation of the wastewater connection charge. A. The wastewater connection charge within Zones 1, 2, and 3 shall be calculated based on information and rates existing at the time when payment will be made pursuant to Section 7.58.080 or when a local improvement district final assessment is authorized by the city council. The connection charge within Zones 1, 2, and 3 shall be equal to the sum of the following elements: 1 Base treatment plant charge (calculated pursuant to Section 7.58.050); 2. Base trunks /interceptors charge (calculated pursuant to Section 7.58 060); 3 Base collection pipes charge (calculated pursuant to Section 7.58.070); 4 City services charge in the amount of six percent assessed on the sum of the first three elements, 5 Administration charge in the amount of fifty ($50 00) dollars per lot, in addition to any required inspection, permit, or plan review fees; and 11/10/04 Page 3 of 13 6. Wastewater tax, and any other applicable tax, assessed on the sum of the first three elements (pursuant to Chapter 7 64). B. Charges to be Published. The city Code Administration and Planning Manager shall maintain a schedule of current charges within Zones 1, 2, and 3, shall post such schedule conspicuously, and shall make copies available to interested persons. C. Initial Base Charges. Commencing on the effective date of the ordinance codified in this chapter and until amended pursuant to subsection D adds section, wastewater connection charges shall be based upon charges set by this chapter D Amendment of Base Charges. The base charges set forth in this chapter may be amended by ordinance of the city council. Such amendments shall become effective no earlier than thirty days after publication. E. Connection charge for properties not within Zones 1, 2, and 3 Any person wishing to connect facilities located on property outside Zones 1, 2, and 3 shall contact the wastewater manager Such properties may be connected only upon the written approval of the city manager, and only upon payment of a connection fee established in an amount sufficient to allocate to the applicant an equitable share of the cost of the existing wastewater system and a reasonable estimate of the actual cost of connection (including costs associated with expanding the system) Section 5. Section 7.58 050 of the Municipal Code is amended to read as follows. 7.58.050 Base treatment plant charge. The base treatment plant charge includes both an equitable share of the cost of the existing wastewater treatment plant ( "historic cost ") and a reasonable estimate of the actual cost of connection to the wastewater treatment plant (including costs associated with expanding the plant) ( "actual cost "). A. For accounts discharging "domestic wastewater ", the amount of this charge is a function of the amount of water flowing to the facility to be connected and the zone in which the facility is located. The treatment plant charge for smgle dwelling units (SDUs) is uniform within each zone. The treatment plant charge for non - residential accounts shall be determined by applymg the umt cost listed below to the customer's authorized discharge flow No charge shall be imposed for any water meter installed for the sole purpose of irrigation or fire flows. The base treatment plant charge for a particular facility shall be determined by reference to the following chart: 11/10/04 Page 4 of 13 DOMESTIC WASTEWATER From Effective Date through Dec. 31, 2005 Category Zone 1 Zone 2 Zone 3 SDU $662.16 $662.16 $911.37 residential 2 -4 units 529 73 per unit 529 73 per unit 729 10 per umt residential 5+ units 423 78 per unit 423 78 per unit 583.28 per unit Non - residential (per gallon) 2.498 2.498 3 437 From Jan. 1 to Dec. 31, 2006 Category Zone 1 Zone 2 Zone 3 SDU $682.02 $682.02 $938 71 residential 2 -4 units 545 62 per unit 545 62 per unit 750 97 per unit residential 5+ units 436.50 per unit 436.50 per unit 600 78 per unit Non - residential (per gallon) 2.573 2.573 3.540 Effective Jan. 1, 2007 Category Zone 1 Zone 2 Zone 3 SDU $702.48 $702.48 $966 87 residential 2 -4 units 561 99 per unit 561 99 per unit 773 50 per umt residential 5+ units 449.60 per umt 449 60 per unit 618 80 per unit Non - residential (per gallon) 2.650 2.650 3 646 For Non - residential Domestic Wastewater customers, the Base Treatment Plant charges shall be established by the wastewater manager using the unit price listed above and the amount of water (hydraulic flow), discharged by the facility as allowed by its Discharge Authorization. Refer to YMC 7 65 11/10/04 Page 5of13 B. For Non - domestic Discharger accounts, the amount of this charge is a function of the amount of water (hydraulic flow), Biochemical Oxygen Demand (BOD), and Total Suspended Solids (TSS) discharged by the facility as allowed by its Discharge Authorization. Refer to YMC 7 65 NON- DOMESTIC WASTEWATER From Effective Date through Dee. 31, 2005 Constituent Zone 1 Zone 2 Zone 3 Hydraulic (gal/ av day -max inn) $0.456 $0 456 $0.628 BOD (1b/av day -max inn) 421.30 421.30 609.30 TSS (lb /av day -max mn) 344 08 344 08 509.24 Effective January 1 to December 31, 2006 Constituent Zone 1 Zone 2 Zone 3 Hydraulic (gal/ av day -max inn) $0.470 $0.470 $0 647 BOD (lb /av day -max inn) 433.94 433.94 627.58 TSS (lb /av day -max mn) 354 40 354 40 524.52 Effective January 1, 2007 Constituent Zone 1 Zone 2 Zone 3 Hydraulic (gal/ av day -max inn) $0 480 $0 480 $0 666 BOD (lb /av day -max inn) 446.96 446.96 646.41 TSS (lb /av day -max inn) 365.03 365.03 540.26 Section 6. Section 7.58 060 of the Municipal Code is amended to read as follows: 7.58.060 Base trunk/interceptors charge. The base trunks /interceptors charge includes both an equitable share of the cost of the existing trunks/interceptors ( "historic cost ") and a reasonable estimate of the actual cost 11/10/04 Page 6 of 13 of connection to the trunks /interceptors (includmg costs associated with expanding the trunks /interceptors system) ( "actual cost "). This charge is the sum of two separate calculations. The first calculation is a function of the size of the lot to be connected. The "parcel size" portion of the base trunks /interceptors charge shall be determined by multiplying the lot area (measured in square feet (sf)) by the rate given m Table A- (Trunk/parcel size) for the zone in which the lot is located. The second calculation is a function of the flow from each connection. The "flow" portion of the base trunks /interceptors charge shall be determined by multiplying the customer's authorized flow (measured in gallons per day (gpd)) by the rate given in Table B- (Trunk/flow) for the zone in which the lot is located. The wastewater manager may waive the actual cost element of the base trunks /interceptors charge if the lot owner or developer extends a trunk/interceptor from the existmg trunk/interceptor through or along the entire length of the lot as required by the sewer comprehensive planning analysis for the area. Table A- (Trunk/parcel size) Times square feet Zone 1 Zone 2 Zone 3 From Effective Historic $0 006 $0.010 $0 020 Date through Actual 0 022 0 091 0 133 Dec. 31, 2005 Total 0 028 0 101 0 153 From Jan. 1 to Historic 0 006 0 010 0 021 Dec. 31, 2006 Actual 0 023 0.094 0 137 Total 0 029 0 104 0 158 Effective Jan. 1, Historic 0 006 0 011 0.021 2007 Actual 0 023 0 097 0.141 Total 0 030 0 107 0 162 11/10/04 Page 7 of 13 Table B- (Trunk/flow) Times gallons per day Zone l Zone 2 Zone 3 From Effective Historic $0 172 $0.235 $0.355 Date through Actual 0.853 4.308 6 954 Dec. 31, 2005 Total 1 025 4.543 7.309 From Jan. 1 to Historic 0 177 0.242 0.366 Dec. 31, 2006 Actual 0 879 4 437 7 163 Total 1 056 4 679 7.528 Effective Jan. 1, Historic 0.182 0.249 0.377 2007 Actual 0 905 4.570 7.377 Total 1 087 4.$20 7 754 Section 7. Section 7.58.070 of the Municipal Code is amended to read as follows: 7.58.070 Base collection pipes charge. The base collection pipes charge includes both an equitable share of the cost of the existing collection pipes ( "histonc cost ") and a reasonable estimate of the actual cost of connection to the collection pipes (including costs associated with expanding the collection pipes system) ( "actual cost "). This charge is the sum of two separate calculations. The first calculation is a function of the size of the lot to be connected. The "parcel size" portion of the collection pipe charge shall be determined by multiplying the lot area (measured in square feet (sf)) by the rate given in Table C- (Collection/parcel size) for the zone in which the lot is located. The second calculation is a function of the flow from each connection. The "flow" portion of the base collection pipe charge shall be determined by multiplying the customers' authorized flow (measured in gallons per day (gpd)) by the rate given in Table D- (Collection/flow) for the zone in which the lot is located. The wastewater manager may waive the actual cost element of the base collection pipes charge may if: (a) the lot is served by a collection pipe system installed and paid for by the developer of the lot; (b) the lot owner extends a collection pipe from the existing collection pipe system through or along the entire length of the lot as required by the sewer comprehensive planning analysis for the area; or (c) the lot is connected to a collection pipe system originally financed by local improvement distnct assessments to which contribution was made for the lot: 11/10/04 Page 8 of 13 Table C- (Collection /parcel size) Times square feet Zone 1 Zone 2 Zone 3 From Effective Historic $0 032 $0 016 $0 002 Date through Actual 0.310 0.310 0.310 Dec. 31, 2005 Total 0.342 0.326 0.312 From Jan. 1 to Historic 0 033 0 016 0 002 Dec. 31, 2006. Actual 0.319 0.319 0.319 Total 0.352 0.336 0.321 Effective Jan. 1, Historic 0 034 0 017 0 002 2007 Actual 0.329 0.329 0.329 Total 0.363 0.346 0.331 Table D- (Collection /flow) Times gallons per day Zone 1 Zone 2 Zone 3 From Effective Historic $1 065 $0.355 $0 037 Date through Actual 10.355 10.355 10.355 Dec. 31, 2005 Total 11 420 10.710 10.392 From Jan. 1 to Historic 1 097 0.366 0 038 Dec. 31, 2006 Actual 10 666 10 666 10 666 Total 11 763 11 031 10.704 Effective Jan. 1, Historic 1 130 0.377 0 039 2007 Actual 10 986 10 986 10 986 Total 12.115 11.362 11 025 Section 8. Section 7.58.075 of the Municipal Code reads as follows: 7.58.075 Maximum lot size. A maximum lot size of twenty thousand square feet shall be utilized in calculating charges under Sections 7.58 060 and 7.58.070 for smgle - dwelling units. 11/10/04 Page 9 of 13 Section 9. Section 7 58 080 of the Municipal Code is amended to read as follows. 7.58.080 Time of payments -- Lien -- Suspension of service. A. For Domestic Dischargers, wastewater connection charges shall be paid m full at or before the time a side sewer permit is obtained. B For Non - Domestic Dischargers, wastewater connection charges, based upon their initial Discharge Authorization, shall be paid m full at or before the time a side sewer permit is obtamed. Any fees due from recalculation of charges (7.58 090) shall be paid within 30 days of receivmg notice. Unpaid charges shall constitute a lien against the connected property Such hen shall be prior to all hens and encumbrances filed subsequent to its filing with the county auditor, except the hen of general taxes and local improvement assessments whether levied prior or subsequent thereto Section 10. Section 7 58 085 of the Municipal Code is amended to read as follows. 7.58.085 Alternative, periodic payment method. A. At any time prior to connection of a facility to the wastewater system, the owner of that facility may apply to the code administration and plannmg division for periodic payment of the applicable connection charge, provided that: (1) the facility owner is a low- or moderate- income facility owner; (2) the facility is the facility owner's primary and legal residence; (3) a certificate of occupancy has been issued for the facility and that certificate remains valid, (4) the facility is connected to a private septic system or some system of sewerage other than the wastewater system; and (5) the connection charge applicable to the facility is equal to or greater than one thousand dollars. This periodic payment method shall be an alternative to payment of the full connection charge prior to connection pursuant to YMC 7 58.080(A). B To apply for the periodic payment method provided by this section, the facility owner must execute a request form to be provided by the code administration and planning division. The request form shall be m the form of a contract between the facility owner and the city, and the general form of the request form shall be approved by the city attorney and city manager C. At the time of delivery to the facility owner, the request form shall state the amount of the apphcable connection charge and the number and amount of quarterly payments. The code administration and planning division shall determine the amount of the connection charge by reference to Sections 7 58 040 through 7.58 090. The code administration and planning division shall also calculate a substantially equal, quarterly payment amount sufficient to pay the entire principal amount of the connection charge, together with interest thereon at an annual interest rate equal to the prime rate as quoted in the Wall Street Journal on the last business day of the month preceding preparation and delivery of the request form to the facility owner, withm three years of the date of connection if the applicable connection charge is less than or equal to five thousand dollars, or withm five years of the date of connection if the applicable connection charge is more than five thousand dollars. The first quarterly payment shall be due three months after the date of connection. 11/10/04 Page 10 of 13 D The facility owner shall provide the remaining information required by the request form and execute the request form. E. The city shall not accept or execute the original or any updated request form unless: (1) the facility owner qualifies as a low- or moderate - income facility owner; (2) the form is first executed by the facility owner; (3) the applicable connection charge has not changed from that stated on the request form; (4) the prime rate as quoted in the Wall Street Journal on the last business day of the month preceding presentation of the executed Request Form by the facility owner has not changed, and (5) the facility owner has paid a one hundred dollar administrative fee for processing the request form and administering the installment payment program. F If either the applicable connection charge or the prime rate as quoted in the Wall Street Journal on the last business day of the month preceding presentation of the executed request form by the facility owner has changed, the city Code Administration and Planning Manager shall revise the terms and quarterly payment amount to reflect such changes, and shall return an updated request form to the facility owner, who may execute the updated request form and return it to the city Code Administration and Planning Manager for acceptance and execution by the city G Once the city has executed the request form, the connection charge, interest rate, and periodic payments applicable to the subject property shall not be changed from that amount stated m the request form for a period of ninety days from the date of final execution by the city In the event that the facility owner fails to complete the connection within ninety days from the date of fmal execution by the city, the facility owner must request, complete, and submit a new request form, which shall be subject to the requirements of this section. H. Nothing in this section shall be construed to limit the city's authority to collect any delinquent connection charge payment or payments, including the city's authority to impose a lien or shut off water service as provided in Chapter 35.67 RCW For purposes of a lien imposed pursuant to Chapter 35 67 RCW, any delinquency of four quarterly payments shall constitute a delinquency of one year's charges subject to a sewerage lien and that lien shall be effective without the necessity of any writing or recording of the lien. Section 11. Section 7.58.090 of the Municipal Code is amended to read as follows. 7.58.090 Recalculation of charges. A. Improvement, Change m Use. In the event any Domestic facility, lot, tract or parcel is improved, or the use thereof or discharge therefrom is changed or intensified, then the amount of the connection charge is subject to recalculation and increase according to Sections 7.58.040 through 7 58.075 Credit shall be allowed for the previously established flow, provided that, in no case shall the credit exceed the cost of the charge. Any such increase shall be paid m the time and manner specified by Section 7.58.080. B Additional Subdivision of Lots. At such time that any existing lot connected to the wastewater system is subdivided, a wastewater connection charge shall be assessed against each new lot formed. No additional charge shall be imposed upon the lot where the facilities that were originally connected are located, unless an increase m flow or intensity of use is involved. Any additional charges due as a result of subdivision shall be 11/10/04 Page 11 of 13 determined as set forth in subsection A of this section and shall be paid m the time and manner specified in Section 7.58.080 C. Altered Discharge. In the event discharge from any Non - domestic facility, lot, tract or parcel is altered, or the use thereof is changed or intensified then the amount of the applicable wastewater connection charge is subject to recalculation according to Sections 7.58.040 through 7.58.075 Credit shall be allowed for the facility's existing Authorized or Permitted Discharge, provided that in no case shall the credit exceed the cost of the recalculated charge. Any such increase shall be paid in the time and manner specified by Section 7.58.080.D As an additional and concurrent method of collection of any such delmquent wastewater connection charges, the customer service manager may suspend the water service or supply to the premises under the same authority provided in Section 7 60.100 Section 12. A new Section 7.58.095 is added to the Municipal Code to read as follows: 7.58.095 Reimbursable Agreements. Wastewater reimbursable agreements may be available to an owner of newly connecting wastewater facilities when such owner, as determined by the City Engineer, builds collection and /or trunks /interceptors infrastructure that both conforms to the Wastewater Comprehensive Plan and also provides collection and/or trunks /interceptor facilities that are in excess of the facilities required to serve the owner's facilities. Reimbursable agreements shall provide for payment to the owner of a fair pro rata share of the cost of facilities that are in excess of the facilities needed to serve the owner's facilities. Any such payment will be derived from connection fees paid by any owner of real estate who did not contribute to the initial owner's original cost of such wastewater facilities but who subsequently taps into or uses such facilities. The terms and conditions of any proposed reimbursable agreement must be established prior to the construction of a project and are subject to review and approval by the City Council. The duration of a reimbursable agreement shall not exceed 15 years. Section 13. Section 7.58.100 of the Municipal Code reads as follows: 7.58.100 Money to be credited to wastewater operating fund. All moneys collected pursuant to this chapter shall be paid into and credited to the wastewater operating fund as provided in Chapter 3.101 Section 14. This ordinance shall be m full force and effect 30 days after its passage, approval, and publication as provided by law and by the City Charter A certified copy of this ordinance shall be recorded by the clerk of the City Council m the office of the Yakima County Auditor 11/10/04 Page 12 of 13 PASSED BY THE CITY COUNCIL at a regular meetmg and signed and approved this 16th day of November, 2004 �/ ei,e1 Paul P George, Mayor ATTEST- > d City Clerk Publication Date: 11 -19 -2004 Effective Date: 12 -19 -2004 11/10/04 Page 13 of 13 BUSINESS OF THE CITY COUNCIL YAKIMA, WASHINGTON AGENDA STATEMENT Item No / 7 For Meeting Of November 16, 2004 ITEM TITLE. Consideration of Resolution Adopting 2004 Wastewater Connection Charge Study and of Ordinance Revising Wastewater Connection Rates and Charges. SUBMITTED BY Dick This, City Manager Glenn Rice, ACM Doug Mayo, Wastewater Division Manager CONTACT PERSON/ TELEPHONE. Doug Mayo/ 575 -6077 SUMMARY EXPLANATION A report entitled 1997 Wastewater Connection Charge Study dated May 20, 1997, proposed that the then existing Capital Cost Recovery Charge (CCRC) and Sewer Connection Charge (SCC) be updated and combined into a single Wastewater Connection Charge (WCC) The 1997 Study was adopted by resolution R -97 -83 Ordinance 97 -38 was enacted setting related WCC rates and policies. Although rates have been periodically adjusted due to cost increases, there has been no comprehensive review of the rates and policies since the 1997 Study ( .continued. ) Resolution X Ordinance X Contract _Other (Specify) 2004 Wastewater Connection Charge Study. Funding Source Revenues from this program are directed to the wastewater operating fund (473). From there they are allocated to either the wastewater collection system project fund (476) or the wastewater facilities project fund (478) APPROVED FOR SUBMITTAL. City Manager STAFF RECOMMENDATION Staff respectfully requests that the City Council. 1) adopt, by attached resolution, the 2004 Wastewater Connection Charge Study; and 2) approve the attached ordinance revising the wastewater connection rates and charges. BOARD/ COMMISSION RECOMMENDATION COUNCIL ACTION (A) Resolution adopted. RESOLUTION NO. R - 2004 - 181 (B) Ordmance passed. ORDINANCE NO. 2004-69 ( .continued. from front page. ) Review of the 1997 Study and current rate structure identified several reasons why an updated Study is necessary and justified. • The recently completed 2004 Wastewater Facility Plan (Plan) provides updated information on both anticipated customer growth and growth- related system expenses, • A recent ruling of the State Supreme Court has assisted clarifying the future of the growth of Wastewater service within the Yakima Urban Growth Area. The 1997 analysis must be modified to reflect recent annexations which have shifted the burden of some infrastructure, due to growth, from Outside City (Zone 2) to Inside City (Zone 1) future customers, and • The existing rate structure does not adequately assess the economic impact on the capacity of the wastewater system from connection of non - residential domestic or non- domestic customers in relation to the amount or strength of the wastewater they discharge. • The existing rate structures for the Trunkage and Collection Elements are related only to parcel size. An allocation of some of the cost responsibility to flow is justifiable. City Council recently adopted the mandated 2004 Wastewater Facility Plan This Plan identifies the capital and operations and maintenance requirements of the wastewater system to serve the area historically served by the City, including anticipated growth, for the next 20 years. The Plan further allocates anticipated capital expenses into categories dnven by regulations, renewal / safety, or growth. The growth element is further divided by the growth anticipated within the Yakima Urban Area, as established in 1976, and growth anticipated outside of this boundary but inside the Yaluma Urban Reserve. However, it should be noted that neither the development of a connection charge within this report nor any other aspect of this report constitutes a representation that the City will allow connections from any area. Council policies outside the scope of this report govern authorization to connect. Under current City policy, those costs for capital improvements that are dnven by regulations and renewal/ safety are included in the monthly service charges. Costs caused by growth are allocated to the new customers through the Wastewater Connection Charge. In summary, items reviewed which affected revisions m the attached report and rate ordinance included. 1) updated projection of anticipated facility loading based upon 2004 Wastewater Facility Plan, 2) updated projection of future connected area based upon adopted City Comprehensive Plan, 3) updated City's Equity portion of historic Cost; 4) revised capacity of existing treatment facility per 2004 Wastewater Facility Plan, 5) updated future "Treatment" expense due to NPDES mandates and 2004 Wastewater Facility Plan requirements, 6) re- allocation between zones of future and existing trunks due to most recent annexations, 7) update of connected acreage per current information, 8) allocation of Trunkage and Collection costs to flow; and 9) development of appropriate cost for units of hydraulic, biochemical oxygen demand and total suspended solids. HISTORY The 1987 Comprehensive Plan for Sewerage System recognized the inadequacy of the existing Capital Cost Recovery Charge. That report recommended that 1) the charge be extended to "all properties connecting to the sewer system ", and 2) the rate be adjusted to accommodate trunk sewer construction to future sub basins. Neither of these recommendations was acted on at that time. The adopted 1994 Cost of Service and Rate Study proposed and, subsequent to Council approval in December of 1994, implemented a rate setting philosophy, which reduced existing City Retail customer subsidies of other user classes. This updated study continues that philosophy by assigning, where appropnate, the capital costs of necessary system growth to new customers. The Wastewater Connection Charge Ordinance ( #97 -38), approved m June of 1997, consolidated the existing Capital Cost Recovery Charge (CCRC) and Sewer Connection Charge systems codified in the Yakima Municipal Code into a single connection charge based on 1) the volume of wastewater estimated to be generated by a new connection, and 2) the area of the lot connecting the wastewater system. Rates were established for each of three geographical zones. The intent of Ordinance #97 -38 was to ensure that new customers shoulder a more equitable share of the cost of the system and reduce City retail customers' current and future subsidy burden. Those revenues not sufficiently recovered from a connection charge program will ultimately come from another source -- monthly City user rates. City Retail ratepayers had historically borne the burden of the financial under - performance of the past CCRC and Connection Charge systems. Current City policy directs that there be minimal subsidy of future growth by the citizens of Yakima. While we pursue funding for capital needs, these sources are very limited and uses restricted. Accordingly, growth must pay for itself. NOTE. The recent annexations shifted the burden of considerable new infrastructure demand (trunks /interceptors and collection pipes) from Zone 2 to Zone 1 This is reflected in the significant increase in Zone 1 rates. Proposed Policy Issue Revisions: 1) Method of Assessment Currently, charges for the Trunkage and Collection elements of the WCC are based only upon parcel size (Method A) It has been suggested that these rates be assessed on flow (Method B) The Study recommends a 50 % -50% compromise (Method C) 2) Allocation of Cost of Growth Current City policy directs that there be minimal, if any, subsidy of future growth by the existing wastewater ratepayers of Yakima, Growth pays for Growth. 3) Domestic Strength Accounts Under the current rate Ordinance, Connection Charges are established by the average amount of flow discharged by the size of a facility's water meter The Study recommends an initial WCC should be developed for each new non- residential account discharging only domestic wastewater based upon anticipated flow from that account. Such initial charge should be subject to adjustment and final payment after a "prove -up" period. Each discharger would be authorized to discharge only up to the flow reflected by its charge. The customer may obtain additional discharge authority through payment of additional connection fees and complying with any applicable requirements for facility expansion. 4) Non - Domestic Strength Accounts Under the current rate Ordinance, Connection Charges for non - domestic (commercial) accounts are established the average amount of flow discharged by a water meter the size of a facility's. The Study recommends that the WCC be based upon both the actual amount of flow from each account and the strength of this discharge. In this way, connection charges will more fairly reflect the actual impact on the treatment system. In addition to the Trunk and Collection components, a business' charge would include historical cost and future cost components for the Treatment Facility for the following constituents: A) Hydraulic Flow B) Biochemical Oxygen Demand (BOD) C) Total Suspended Solids (TSS) The initial charge would be calculated and collected, subject to adjustment and final payment after a "prove -up" period. Each discharger would be authorized to discharge only up to the amount of each constituent reflected in its charge. The customer may seek additional discharge authority through payment of additional connection fees and compliance with any applicable requirements for facility expansion. 5) Reimbursable Agreements The Study recommends that the City adopt a policy limiting Wastewater Reimbursable Agreements to projects that, as determined by the Wastewater Manager, build infrastructure that conforms to the Wastewater Comprehensive Plan. The Study further recommends that only the cost of infrastructure that is in excess of that required for the development be eligible for consideration under a Reimbursable Agreement. Limiting potential reimbursement to the cost of excess capacity is reasonable because the developer remains responsible for costs that must be incurred in order for the development to obtain sewer service, but the developer has the potential to be reimbursed for installing capacity that is greater that what was required for that particular development. The Study further recommends that the City adopt a policy that requires terms and conditions for all future Reimbursable Agreements to be established pnor to the construction of a project. O 6) Local Improvement Districts (LIDs) The Study recommends establishing the policy whereby the Wastewater Connection Charge for any facility located on a lot that has participated in a local improvement district for wastewater facilities and has fully executed an Outside Utility Agreement, if applicable, shall not exceed that charge which was in effect at the time the final assessment roll was passed, provided the Wastewater Connection Charge is fully paid within one year of time the final assessment roll was passed. The Study further recommends establishing that the Future Collection element of the Wastewater Connection Charge for any facility located on a lot within the boundaries of a local improvement district for wastewater facilities that does not participate in said local improvement district be the greater of the WCC established by the applicable Y.M.C. or the Final Assessment of the L.I.D plus interest. Parcels participating in the LIDs will still be subject to all elements of the WCC except the Future element of the collection element. 7) Waivers The Study recommends allowing a waiver of the "Actual cost" element of applicable charges under certain circumstance; usually the construction of infrastructure. The existing ordinance allows for waiver of the "Actual cost" and the "Historic" element. The rationale for the change is that flow from new developments will utilize some "historic" infrastructure as it is conveyed to treatment. 8) "Prove -Up" The Study makes a recommendation for both non - residential domestic and non - domestic dischargers. the anticipated effluent flow and any other characteristics upon which the initial WCC is based would be estimated based upon available water meter or sewage flow meter data or from information provided by the potential discharger The City could also establish such estimates by reference to Table G2 -1 of the "Criteria for Sewage Works Design," published by the Washington State Department of Ecology These estimates would be used to calculate an initial WCC and to establish the customer's maximum discharge. At the end of the first year, the City would calculate the final WCC based on actual discharge, and would invoice or refund any difference between the initial and final WCC. Thereafter, the customer would be authorized to discharge m the amounts reflected by the final WCC. 9) Recalculation of Charges YMC 7.58.090(A) presently provides in part, "in the event any facility, lot, tract or parcel is improved, or the use thereof is changed or intensified so as to increase the number or size of water meter(s), then the amount of the connection charge is subject to recalculation and increase" This Study proposes that recalculation of the WCC also be triggered (a) for non - residential domestic accounts by an increase in flow; and (b) for non - domestic accounts by an increase in flow, BOD, or TSS discharged. These increases could trigger recalculation of the WCC even without a meter change. Each such account would be "grand- fathered" at, and receive a wastewater discharge authorization for, the highest actual recorded flow (in average gallons per day per billing period) and BOD, and TSS levels (in average pounds per day per billing period) over the past two years. If no strength data were available, the 90th percentile of the measured strength from businesses with the same 6 -digit SIC code and the business's measured flow would be used to establish an upper limit of authorized discharge for each such account. Once the authorized discharge was established, any customer whose discharge exceeded limits thus set would either be required to pay for authonzatron to use additional treatment capacity, if available, in accordance with Sections 7.58.040 - .050, or be subject to penalties as set forth by 7.65 YMC. Summary of Study Recommendations: 1) Charges for the Trunkage and Collection elements be based upon a 50 % -50% weighting (Method C) of parcel size and flow 2) There be minimal, if any, subsidy of future growth by the existing wastewater ratepayers of Yakima, Growth pays for Growth. 3) An initial WCC be developed for each new non - residential account discharging only domestic wastewater based upon anticipated flow from that account. 4) An initial WCC for non - domestic accounts be based upon both the actual amount of flow from each account and the strength of this discharge. 5) Costs and projects eligible for Wastewater Reimbursable Agreements be limited. 6) Connection Charges for parcels participating in LIDs be fixed. 7) A waiver of the "Actual cost" element of applicable charges be allowed under certain circumstance, usually the construction of infrastructure. 8) At the end of the first year, the City would calculate the final WCC based on actual discharge, and would invoice or refund any difference between the initial and final WCC. 9) A recalculation of Connection Charge could be triggered by an increase in flow, BOD, or TSS discharged. Previous Action. During the Council meeting of November 2, 2004, this study and these recommendations were discussed. Council agreed with the above recommendations. Per the request of the development community, staff will continue to work with them to explore alternative policies and methods of payment. The endosed table "Attachment 1, Wastewater Connection Charge Comparison" provides a comparison between 1997 adopted rates as adjusted for inflation and currently in effect, and the proposed rates for a single dwelling unit. Attachment 1 Wastewater Connection Charge Comparison Existing v Proposed x Future collection element WAIVED lot size (sf) Zone 1 Zone 2 Zone 3 Existing 8,000 $ 1,144 43 $ 2,763 79 $ 4,224 47 Method A 8,000 $ 1,996.59 $ 3,090.99 $ 4,129.24 Method B 8,000 $ 2,173.51 $ 3,958.93 $ 5,815.53 Method C 8,000 $ 2,085.21 $ 3,525.36 $ 4,967.67 "C "- Existing $ increase $ 940 78 $ 761.57 $ 743.20 % increase 82% 28% 18% Existing 12,000 $ 1,327 76 $ 3,756.79 $ 5,558.66 Method A 12,000 $ 2,572.59 $ 4,214 19 $ 5,622.04 Method B 12,000 $ 2,173.51 $ 3,958.93 $ 5,815.53 Method C 12,000 $ 2,373.21 $ 4,086.96 $ 5,711.67 "C "- Existing $ increase $ 1,045 45 $ 330 17 $ 153.01 % increase 79% 9% 3% Existing 20,000 $ 1,694 40 $ 5,742.80 $ 8,227.03 Method A 20,000 $ 3,724.59 $ 6,460.59 $ 8,907.64 Method B 20,000 $ 2,173.51 $ 3,958.93 $ 5,815.53 Method C 20,000 $ 2,949.21 $ 5,210 16 $ 7,199 67 "C "- Existing $ increase $ 1,254.81 $ (532.64) $ (1,027.36) % increase 74% -9% -12% Future collection element INCLUDED lot size (sf) Zone 1 Zone 2 Zone 3 Existing 8,000 $ 1,938.83 $ 5,646.04 $ 8,053.90 Method A 8,000 $ 7,948.59 $ 9,042.99 $ 10,081.24 Method B 8,000 $ 8,759.29 $ 10,544 71 $ 12,401.31 Method C 8,000 $ 8,354 10 $ 9,794.25 $ 11,236.56 "C "- Existing $ increase $ 6,415.27 $ 4,148.21 $ 3,182.66 % increase 331% 73% 40% Existing 12,000 $ 2,519.36 $ 8,080 17 $ 11,302.80 Method A 12,000 $ 11,500.59 $ 13,142.19 $ 14,550.04 Method B 12,000 $ 8,759.29 $ 10,544 71 $ 12,401.31 Method C 12,000 $ 10,130.10 $ 11,843.85 $ 13,468.56 "C "- Existing $ increase $ 7,610.74 $ 3,763.68 $ 2,165 76 % increase 302% 47% 19% Existing 20,000 $ 3,680.41 $ 12,948.43 $ 17,800.60 Method A 20,000 $ 18,604.59 $ 21,340.59 $ 23,487 64 Method B 20,000 $ 8,759.29 $ 10,544 71 $ 12,401.31 Method C 20,000 $ 13,682.10 $ 15,943.05 $ 17,932.56 "C "- Existing $ increase $ 10,001 69 $ 2,994 62 $ 131.96 % increase 272% 23% 1% October 5, 2004 RESOLUTION NO. R -2004- 181 A RESOLUTION Adopting the 2004 Wastewater Connection Charge Study as revised, for the City of Yakima, Washington WHEREAS, a financing plan is one element necessary under RCW 36 70A.070(3) to provide for the wastewater needs of the area for the health, safety and well being of the people, as well as complying with State and Federal environmental laws and regulations; and WHEREAS, the City of Yakima is required to identify the financial plan necessary to implement the projected growth capital needs of its wastewater service area and this is accomplished in the attached document titled "2004 Wastewater Connection Charge Study ", hereafter known as the "Study"; and WHEREAS, The City of Yakima is authorized to acquire, operate, manage and fix the price for service from a system of sewerage under RCW 35.67.020, RCW 35.92.020 and Article IX of the Charter of the City of Yakima; and WHEREAS, members of the City Council, through deliberation, have suggested changes in and additions to such Study all of which are incorporated into such Study and Attachments as are adopted by this Resolution; and WHEREAS, staff will continue to work with members of the business and development community to explore alternative policies and methods of payment. WHEREAS, the City Council finds and determines that adoption of the Study will promote the goals of the Growth Management Act, RCW Chapter 36.70A, that the conclusions of the Study are fair, just and reasonable, and that adoption of the Study will serve the public interest; now therefore BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF YAIKIMA. 1 The document entitled "2004 Wastewater Connection Charge Study ", a true copy of which Study and Attachments are on file in the City Clerk's Office and are incorporated by reference herein, is hereby adopted by the City of Yakima. 2. The policies recommended by such Study are hereby adopted by the City of Yakima, including without limitation the following policy regarding reimbursable agreements. Wastewater Reimbursable Agreements are limited to projects that, as determined by the Wastewater Manager, build infrastructure that conforms to the Wastewater Comprehensive Plan. The terms and conditions for all Reimbursable Agreements must be established prior to the construction of a project. ADOPTED BY THE CITY COUNCIL this 16th day of November, 2004 Paul P George, Mayor ATTEST City Clerk