HomeMy WebLinkAboutR-2004-142 National Development Council Technical Assistance AgreementRESOLUTION NO. R-2004-142
A RESOLUTION authorizing the City Manager to execute a Technical Assistance Agreement
with the National Development Council (NDC) for the purpose of
obtaining technical assistance services related to local, state and federally
funded community and economic development projects and activities.
WHEREAS, the City of Yakima has worked closely with NDC in efforts to implement
the City's $1 million Economic Development Initiative ("EDI") grant from the U.S. Department
of Housing and Urban Development (HUD); and
WHEREAS, the City needs technical assistance for additional economic development
activities including Section 108 loan applications, downtown revitalization and developing and
supporting State and Federal economic development legislation; and
WHEREAS, the City intends to leverage additional ftmds from state and federal sources
for business loans, including New Markets Tax Credits; and
WHEREAS, the City intends to help develop and support legislation to improve
economic development activities; and
WHEREAS, the National Development Council ("NDC") has extensive experience
providing technical assistance for successful community and economic development projects;
and
WHEREAS, NDC is willing to provide said technical assistance in accordance with
terms and conditions of the attached "Technical Assistance Agreement"; and
WHEREAS, the City Council deems it to be in the best interest of the City of Yakima to
enter into the attached "Technical Assistance Agreement", with NDC, now, therefore,
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF YAKIMA:
The City Manager is authorized and directed to execute the attached and incorporated
"Technical Assistance Agreement" with the National Development Council for the purpose of
obtaining technical assistance services related to local, state and federally funded community
and economic development projects and activities. The final form of the Agreement shall be
approved by the City Attorney or his designee.
ADOPTED BY THE CITY COUNCIL this 21st day of S -p ember, 20
ATTEST: Paul P. George, Mayor
City Clerk
(]k)res/ndc contract.pm
TECHNICAL ASSISTANCE AGREEMENT
This Technical Assistance Agreement is made and entered into by and between the
CITY OF YAKIMA, a Washington State municipal corporation, whose address is 129 North
Second Street, Yakima, Washington 98901 (hereinafter called "Client"), and NATIONAL
DEVELOPMENT COUNCIL, a New York non-profit corporation, which is a tax-exempt
organization under Section 501(c)(3) of the Internal Revenue Code, whose address is 51 East
42nd Street, Suite 300, New York, New York 10017 (hereinafter called "NDC")
WITNESSETH:
WHEREAS, the Client has determined that it needs the professional services of an
advisor to work with the Client to assist it in achieving its public goals of developing and
implementing community and economic programs, and
WHEREAS, NDC is willing to provide, on such terms and conditions as are hereinafter
provided, technical assistance to the Client utilizing its expertise in economic and community
development activities.
NOW THEREFORE, the Client and NDC do hereby agree as follows:
I. SCOPE OF SERVICES
The Client acknowledges that NDC regularly performs services for various clients
located across the United States. The purpose of this Agreement is to set forth the terms upon
which the NDC will provide the Client the services described in attached and incorporated
Exhibit "A." NDC agrees to perform such services as are requested from time to time by Client
and to provide such services as it deems necessary to accomplish the goals requested. In
performing the services, NDC shall consult with officers and employees of the Client and shall
meet, as appropriate, with such representatives or other entities when necessary, including
without limitation State and Federal officials and other local organizations.
II. DURATION, TERMINATION
The term of this Agreement shall be for period of three (3) years, commencing
September 1, 2004, and terminating at midnight, August 31, 2007; provided, however, that
either party may terminate this Agreement at any time with or without cause by sending written
notice to the other party, in which event this Agreement shall be terminated effective 30 days
after receipt of such notice. In the event of such termination, NDC shall be compensated up
through the termination date in accordance with Section III.
III. COMPENSATION
The Client shall compensate NDC for performance of services received hereunder in the
total amount of One Hundred Fifty Thousand Dollars ($150,000.00), payable in monthly
installments of Four Thousand One Hundred Sixty -Six Dollars and Sixty -Six Cents ($4,166.66).
This amount includes all of NDC's time, travel expenses, supplies, postage, telephone, and
other similar expenses. On or by the tenth day of each month during the term of this
Agreement, NDC shall submit a monthly invoice to the Client evidencing all services provided
during the preceding month. The Client shall make payment to NDC within thirty (30) calendar
days upon receipt of the invoice. All payments are expressly conditioned upon NDC providing
services hereunder that are satisfactory to the Client.
TECHNICAL ASSISTANCE AGREEMENT - Page 1
IV. MISCELLANEOUS PROVISIONS
4.1. Status of Consultant. NDC and the Client understand and expressly agree that NDC is
an independent contractor in the performance of each and every part of this Agreement. NDC,
as an independent contractor, assumes the entire responsibility for carrying out and
accomplishing the services required under this Agreement. NDC and its directors, officers,
agents and/or employees shall make no claim of Client employment nor shall claim any related
employment, social security, and/or retirement benefits. Nothing contained herein shall be
interpreted as creating a relationship of servant, employee, partnership, or agency between the
Client and the NDC.
4.2. Taxes and Assessments. NDC shall be solely responsible for paying all taxes,
deductions, and assessments, including but not limited to, federal income tax, FICA, social
security tax, assessments for unemployment and industrial injury, and other deductions from
income which may be required by law or assessed against either party as a result of this
Agreement. In the event the Client is assessed a tax or assessment as a result of this
Agreement; NDC shall pay the same before it becomes due.
4.3. Ownership of Material and Documents. All final reports and other materials prepared
by NDC for the Client shall be the property of Client, however all work papers and other source
materials shall be the property of NDC. NDC shall deliver such materials to Client in
accordance with the terms and conditions of this Agreement. Client shall not, without NDC's
written consent, associate NDC's name with the report\product, if a subsequent change is made
in such report\product after submission to Client.
4.4. Right to Audit. NDC shall establish and maintain appropriate procedures which will
assure the proper accounting of all funds paid to it under this Agreement. Client or any of their
duly authorized representatives shall have access to any books, documents, papers and
records of NDC and/or its subcontractors which are directly pertinent to a specific program for
the purpose of making an audit, an examination, excerpts and transcriptions. All such books
and records shall be retained for such periods of time as required by law, provided, however,
notwithstanding any shorter periods of retention, all books, records and supporting details shall
be retained for a period of at least three (3) years after the expiration of the term of this
Agreement.
4.5. Confidentiality of Reports. NDC shall keep confidential all reports, information and
data given to, prepared or assembled by NDC pursuant to NDC's performance hereunder and
Client designates as confidential. Such information shall not be made available to any person,
firm, corporation or entity without the prior written consent of Client first obtained.
4.6. Equal Opportunity. NDC shall comply with all provisions of Title VI of the Civil Rights
Act of 1964 and of the rules, regulations and relevant order of the Secretary of Labor regarding
discrimination.
4.7. Conflicts of Interest. No board member, officer or employee of Client or its designees
or agents, and no other public official who exercises any functions or responsibilities with
respect to any requested technical assistance, shall be permitted to financially benefit from this
Agreement or have any interest, direct or indirect, in any contract or subcontract, or the
proceeds thereof, for work to be performed in connection with this Agreement.
TECHNICAL ASSISTANCE AGREEMENT - Page 2
4.8. Indemnification and Hold Harmless.
a. NDC will indemnify and hold harmless the Client, its officers, elected officials,
employees, and/or agents from any and all suits, claims, damages, liability, loss, cost, fines,
assessments, penalties or expense (including reasonable attorneys fees and costs) to which the
Client, its elected/appointed officials, officers, employees, and/or agents may be subjected
solely as a consequence of the willful misconduct and/or negligent acts or omissions of NDC, its
directors, officers, employees, agents, subsidiaries, affiliates and subcontractors arising out of
or in connection with the performance or nonperformance of the services, duties, and
obligations required under this Agreement.
b. The Client will indemnify and hold harmless NDC, its directors, officers,
employees, agents, subsidiaries, affiliates and subcontractors from any and all suits, claims,
damages, liability, loss, cost, fines, assessments, penalties or expense (including reasonable
attorneys fees and costs) to which NDC may be subjected solely as a consequence of the willful
misconduct and/or negligent acts/omissions of the Client and/or its elected/appointed officials,
officers, employees, and/or agents arising out of or in connection with the performance or
nonperformance of its duties and obligations required under this Agreement.
c. In the event that the directors, officials, officers, agents, and/or employees of
both the Client and NDC are negligent, each party shall be liable for its contributory share of
negligence for any resulting suits, actions, claims, liability, damages, judgments, costs and
expenses (including reasonable attorney's fees).
d. Nothing contained in this Section or this Agreement shall be construed to create
a liability or a right of indemnification in any third party.
4.9. Insurance Requirements.
a. Commercial Liability Insurance. On or before the effective date of this
Agreement, the NDC shall provide the Client with a certificate of insurance as proof of
commercial liability insurance in the amount of One Million Dollars ($1,000,000.00) that clearly
states who the provider is, the amount of coverage, the policy number, and when the policy and
provisions provided are in effect. Said policy shall be in effect for the duration of this
Agreement. The policy shall name the Client, its elected officials, officers, agents, and
employees as additional insured's, and shall contain a clause that the insurer will not cancel or
change the insurance without first giving the Client thirty (30) calendar days prior written notice.
The insurance shall be with an insurance company or companies rated A -VII or higher in Best's
Guide and admitted in the State of Washington. NDC shall also provide the Client with a true
and correct copy of the said insurance policy on or before the effective date of this Agreement.
b. Directors and Officers Liability Insurance. NDC shall obtain Directors and
Officers Liability insurance policy with a minimum limit of Three Million Dollars ($3,000,000.00)
and a maximum retention of Fifteen Thousand Dollars ($15,000.00). On or before the effective
date of this Agreement, NDC shall provide the Client with a true and correct copy of said
insurance policy. The definition of insured under said policy shall include NDC, its individual
directors, officers, trustees, employees, and volunteers. Said policy shall have a retroactive
date on or before the effective date of this Agreement. Coverage under said policy shall remain
in full force and effect for a three (3) year period after the expiration/termination date of this
Agreement with the same retroactive date either through renewal policies or "tail" coverage on
the current policy.
c. Fidelity Bond. NDC shall obtain Employee Dishonesty coverage or a fidelity
TECHNICAL ASSISTANCE AGREEMENT - Page 3
bond will be obtained in the amount of Fifty Thousand Dollars ($50,000.00). The policy will
cover claims resulting from employee theft of money associated with the performance of this
contract. The policy will be written on a blanket basis covering all employees, or upon prior
approval by the Client, only those employees having access to funds. A copy of the policy will
be furnished to the City.
4.10. Release of News Information. No news release, including photographs, public
announcements or confirmation of same, or any part of the subject matter of this Agreement or
any phase of any program hereunder shall be made without prior written approval of both
parties.
4.11. Compliance with Laws. NDC agrees to perform all services under and pursuant to this
Agreement in full compliance with any and all applicable laws, rules, and regulations adopted or
promulgated by any governmental agency or regulatory body, whether federal, state, local, or
otherwise.
4.12. Assignment. Neither this Agreement nor any rights, duties or obligations described
herein may be assigned by either party without the prior expressed written consent of the other
party. In the event that such prior written consent to an assignment is granted, then the
assignee shall assume all duties, obligations, and liabilities of the party as stated herein.
4.13. Non -Waiver. The waiver of either NDC or the Client of the breach of any provision of
this Agreement by the other party shall not operate and/or be construed as a waiver of any
subsequent breach by either party or prevent either party thereafter enforcing such provision.
4.14. Severability.
a. If a court of competent jurisdiction holds any part, term or provision of this
Agreement to be illegal or invalid, in whole or in part, the validity of the remaining provisions
shall not be affected, and the parties' rights and obligations shall be construed and enforced as
if the Agreement did not contain the particular provision held to be invalid.
b. If any provision of this Agreement is in direct conflict with any statutory provision
of the State of Washington, that provision which may conflict shall be deemed inoperative and
null and void insofar as it may conflict, and shall be deemed modified to conform to such
statutory provision.
c. Should the either party determine that the severed portions substantially alter this
Agreement so that the original intent and purpose of the Agreement no longer exists, then that
party may, in its sole discretion, terminate this Agreement.
4.15. Notices. Unless stated otherwise herein, all notices and demands shall be in writing
and sent or hand delivered to the parties to their addresses as follows:
TO CITY:
TO NDC:
R. A. Zais, Jr. City Manager
129 North 2nd St.
Yakima, WA 98901
R i:1 W. >VENPGt?'. / ResiDe.A1r
NA-noNAt_vena *nor cowvem...
51 a 42 ► ST• sum 3tv.
Pwy NI LOOl
TECHNICAL ASSISTANCE AGREEMENT - Page 4
or to such other addresses as the parties may hereafter designate in writing. Notices and/or
demands shall be sent by registered or certified mail, postage prepaid or hand delivered. Such
notices shall be deemed effective when mailed or hand delivered at the addresses specified
above.
4.16. Drafting of Agreement. Both the NDC and the Client have participated in the drafting
of this Agreement. As such, it is agreed by the parties that the general contract rule of law that
ambiguities in the contract language shall be construed against the drafter of a contract shall
have no application to any legal proceeding, arbitration and/or action in which this Agreement
and its terms and conditions are being interpreted and/or enforced.
4.17. Survival. Any provision of this Agreement which imposes an obligation after termination
or expiration of this Agreement shall survive the term or expiration of this Agreement and shall
be binding on the parties to this Agreement.
4.18. Governing Law. This Agreement shall be construed, interpreted and the rights of the
parties determined, in accordance with the laws of the State of Washington.
4.19. Venue. The venue for any action to enforce or interpret this Agreement shall lie in the
Superior Court of Washington for Yakima County, Washington.
4.20. Entire Agreement. This Agreement contains the final agreement between the parties
regarding the matters covered and supersedes any and all other agreement, either oral or in
writing, regarding the matters contained herein.
IN WITNESS WHEREOF, the parties have caused this Agreement to be executed as of
the day and year first written above.
CLIE
Richard A. ZAki
ais
City Manager
City of Yakima
By:
Its:
CITY CONTRAC r NO.
D./m' -id
RESOLUTION NO: �,Q„ �� _
NDC:
National Development Cncil
'??
By:
Its: Robert W. Davenport, President
TECHNICAL ASSISTANCE AGREEMENT - Page 5
NDC TECHNICAL ASSISTANCE AGREEMENT
SCOPE OF SERVICES
EXHIBIT A
To promote redevelopment within the Community, City of Yakima is undertaking a variety of community
and economic development projects. NDC will provide technical assistance to City of Yakima in
reviewing, structuring and financing these projects during pre -development and project development.
This Scope of Services describes the assistance available under this Technical Assistance Agreement
during the specified contract period. The Client and NDC by mutual agreement may revise this Scope.
The Client will direct NDC's activities and determine which services rendered by NDC and payment by the
Client evidences the Client's acceptance of the assistance provided under this Agreement. The
assistance offered includes:
1. NDC will review and evaluate projects being considered by City of Yakima for community and
economic development assistance. This may include, as directed:
< evaluating sponsor/developer experience and capacity
< financial review and structuring
< review of appraisals, cost assumptions, capital budgets, operating statements, marketing
data and other funding commitments
< advising on tax credit equity sources, requirements and structuring
< identifying other funding sources when required
< assisting with development issues during pre -development and development
< structuring loan documents and development agreements
< advising on program regulation issues
2. NDC will provide technical support and/or financial analysis of economic and/or housing
development program proposals as periodically referred by staff.
3. NDC will review, as directed, City of Yakima established economic development and/or housing
development programs, including:
< program goals
< eligibility criteria
< underwriting guidelines
< program documents
< internal administration of application and approval process
4. NDC will, at the direction of City of Yakima, assist in obtaining HOME, 108, CDBG and Float
financing.
5. NDC will provide technical assistance and advocacy in City of Yakima efforts to seek awards of
governmental monies and approval of various programs.
6. NDC will, at City of Yakima direction, provide in-house staff training to City of Yakima personnel on an
as needed basis, as available.
TECHNICAL ASSISTANCE AGREEMENT - Page 6
BUSINESS OF THE CITY COUNCIL
YAKIMA., WASHINGTON
AGENDA STATEMENT
Item No.: 8
For Meeting of: September 21, 2004
ITEM TITLE: Consideration of a Resolution authorizing the City Manager to execute a
Technical Assistance Agreement with the National Development Council (NDC) for community
and economic developmet activities and projects.
illi
SUBMITTED BY: am Cook, Director of Community and Economic Development
CONTACT PERSON/TELEPHONE: William Cook (575-6113)
SU1VIMARY EXPLANATION: The Department of Community and Economic
Development is proposing that the City renew its a professional service agreement with the
National Development Council for community and economic development activities and
projects, including:
• Review, evaluate and monitor projects receiving CDBG assistance, including float loans
and job creation grants.
• Review and underwrite economic development projects that involve city financial
assistance including Section 108/EDI funding through the U.S. Department of Housing
and Urban Development.
• Identify and evaluate projects submitted to the City for commercial revitalization tax
deductions under the Renewal Community Program.
• Assist the city's efforts to leverage additional resources for its Section 108 loan program,
including New Markets Tax Credits and other state or federal grants.
• Assist the city's efforts to propose and support state legislation related to economic
revitalization such as tax increment financing, enterprise zones, etc.
• Downtown strategy development.
• Apply for maximize use of special economic development appropriations/designations
(HUD/VA, Empowerment Zones, HUB Zones, etc.)
The proposed amount of the contract is $50,000 per year, for up to three years.
Resolution X Ordinance Contract X Other Specify
Funding Source: Economic Development general funds.
APPROVAL FOR SUBMITTAL:
City Manager
er
STAFF RECOMMENDATION: Approve the contract by adopting the resolution.
BOARD/COMMISSION RECOMMENDATION:
COUNCILACTION: Resolution adopted. RESOLUTION R-2004-142